Caldwell Foundation
Caldwell Foundation is a private foundation based in Gloucester, Massachusetts. Its latest filing on record is for 2020, and nothing has been filed since. The foundation appears to have wound down or stopped grantmaking.
Key facts about Caldwell Foundation
In short: Caldwell Foundation gave $156K across 12 grants in 2020 (avg $13K), mostly in Massachusetts. Source: 2020 IRS Form 990-PF.
- EIN
- 04-6902006
- Latest 990 filing
- Form 990-PF, 2020
- Annual giving (2020)
- $156,000
- Grants made (2020)
- 12
- Average grant
- $13,000
- Median grant
- $10,000
- Total assets
- $377,865
- Primary geography
- Massachusetts (100% of itemized 2020 grant dollars)
- Accepts unsolicited proposals
- No
- How to apply
- The foundation states on its 2020 filing that it makes contributions only to preselected charitable organizations and does not accept unsolicited requests for funds. Full details ↓
Data from IRS Form 990-PF, 2020; updated October 2026. Application details from Grantable's research on the foundation's public materials; confirm on its website before applying.
Financial Overview
From 2020 IRS Form 990-PF · View filing
Total Assets
$378K
Annual Giving
$156K
Grant Count
12
Avg Grant Size
$13K
Under IRS private-foundation payout rules, Caldwell Foundation reported a distributable amount of $22K for 2020 — the minimum it must pay out in qualifying distributions.
Mission & Focus Areas
The filing does not state a mission. Its 2020 grants went to organizations working in areas including music and the arts, climate research, community services, health, children and families, housing and employment, and conservation.
Grantees describe their work in their own terms. Woodwell Climate Research Center says it conducts climate research and works with partners to inform policy and decision-making. Rockport Music says it promotes music through live performances and learning opportunities. The YMCA of the North Shore says it works on youth development, health, social connection, and basic needs. Pathways for Children says it supports children and families through educational and related programs. Cape Ann Museum says it preserves and shares the region’s history and art, while Wellspring House describes its work as helping North Shore families and adults pursue employment and financial security. Gloucester Stage Company says it presents professional theater and contributes to Cape Ann’s cultural, economic, and educational development.
Grantmaking
In 2020, the foundation reported 12 grants totaling $156,000. Grants ranged from $1,000 to $25,000, with a median of $10,000. The largest grants were $25,000 each to Rockport Music, Woodwell Climate Research Center, and Gloucester Meeting House, and $20,000 to YMCA of the North Shore. Other grants included $10,000 each to Addison Gilbert Hospital, Pathways for Children, Essex County Community Foundation, Gloucester Marine Genomics Foundation, and Essex County Greenbelt; $5,000 each to Cape Ann Museum and Wellspring House; and $1,000 to Gloucester Stage Company.
How to Apply
The foundation states on its 2020 filing that it makes contributions only to preselected charitable organizations and does not accept unsolicited requests for funds.
Ready to take the next step with Caldwell Foundation?
Geographic Focus
Where this funder awards grants
All grant dollars reported for 2020 went to recipients in Massachusetts. The listed recipients were based in Massachusetts communities, including Gloucester, Rockport, Falmouth, and Essex.
Grant Distribution by State
Share of 2020 grant dollars across all 12 itemized grants.
States
Cities
Giving Over Time
Total grant dollars and number of grants per year
In 2020 it made 12 grants totaling $156K.
Grant Insights
How this funder distributes its grants
Top Recipients
Top 10 recipients in 2020
The largest 2020 recipient was Rockport Music ($25K). Together the top 10 received $150K.
Grant Size Distribution
12 grants across all recorded years
The most common grant size was under $50K: 12 grants of 12 (100%).
Giving History
Grant recipients and amounts by year
| Recipient | Purpose | Amount |
|---|---|---|
| Rockport Music Rockport, MA | contribution | $25,000 |
| Woodwell Climate Research Center Falmouth, MA | contribution | $25,000 |
| Gloucester Meeting House Gloucester, MA | contribution | $25,000 |
| YMCA of the North Shore Gloucester, MA | contribution | $20,000 |
| Addison Gilbert Hospital Gloucester, MA | contribution | $10,000 |
| Pathways for Children Gloucester, MA | contribution | $10,000 |
| Essex County Comm Fdtn Gloucester, MA | contribution | $10,000 |
| Gloucester Marine Geonomics Fdtn Gloucester, MA | contribution | $10,000 |
| Essex County Greenbelt Essex, MA | contribution | $10,000 |
| Cape Ann Museum Gloucester, MA | contribution | $5,000 |
Financial History
Multi-year comparison from IRS filings
| Filing year | Assets | Revenue | Expenses | Grants |
|---|---|---|---|---|
| 2020 | $377,865 | -$59,655 | $165,232 | $156,000 |
| Metric | 2020 |
|---|---|
| Total Assets | $377,865 |
| Revenue | $-59,655 |
| Expenses | $165,232 |
| Net Investment Income | $7,351 |
| Distributable Amount | $22,151 |
Data update history
When this profile's IRS filing data changed on Grantable
- IRS filings on file for fiscal year 2020
Leadership & Key People
Leadership team and compensation from IRS filings
The 2020 filing lists Susan J Gray and Robert G Stewart as trustees.
Caldwell Foundation's 2020 filing lists 2 officers; none of the 2 officers listed in 2020 report compensation.
Officers on the 2020 filing
Robert G. Stewart
Trustee
New on the 2020 filing
5 hrs/week
No compensation reported
Susan J. Gray
Trustee
New on the 2020 filing
1 hr/week
No compensation reported
Data from IRS Form 990 filings, 2020. "On filings since" is the earliest filing we hold that lists the person; hours are average hours per week as reported.
Contact
Mailing address: 3 Heritage Way 1, Gloucester, MA 01930
Phone: (978) 281-6020
Frequently asked questions about Caldwell Foundation
How much does Caldwell Foundation give each year?
Caldwell Foundation gave $156K across 12 grants in 2020, according to its 2020 IRS Form 990-PF.
What is Caldwell Foundation's typical grant size?
Caldwell Foundation's median grant in 2020 was $10,000, and its average grant was $13,000, across 12 grants on its 2020 IRS Form 990-PF.
Where does Caldwell Foundation give grants?
Caldwell Foundation gives mostly in Massachusetts: 100% of the grant dollars itemized on its 2020 IRS Form 990-PF went to recipients there. The most frequent recipient cities were Gloucester, MA (9 grants).
Does Caldwell Foundation give general operating support?
Not in 2020: none of the 12 grants with a stated purpose on Caldwell Foundation's 2020 IRS Form 990-PF were described as general or operating support. Recurring purposes include "Contribution" (12 grants).
Who are Caldwell Foundation's largest grantees?
Caldwell Foundation's largest 2020 grantees include Rockport Music ($25,000), Woodwell Climate Research Center ($25,000) and Gloucester Meeting House ($25,000), according to its 2020 IRS Form 990-PF. Together they received 48% of its itemized 2020 grant dollars.
How large is Caldwell Foundation?
Caldwell Foundation reported $378K in total assets on its 2020 IRS Form 990-PF.
What does Caldwell Foundation fund?
The filing does not state a mission. Its 2020 grants went to organizations working in areas including music and the arts, climate research, community services, health, children and families, housing and employment, and conservation. See mission & focus areas ↑
How do I apply for a grant from Caldwell Foundation?
The foundation states on its 2020 filing that it makes contributions only to preselected charitable organizations and does not accept unsolicited requests for funds. Eligibility and process details are in the grantmaking section of this profile. See how to apply ↑
How much is Caldwell Foundation required to give away each year?
Private foundations must generally distribute about 5% of their assets annually. For 2020, Caldwell Foundation reported a distributable amount of $22K on its IRS Form 990-PF — the minimum it must pay out in qualifying distributions.
What is Caldwell Foundation's EIN?
Caldwell Foundation's EIN (Employer Identification Number) is 04-6902006. IRS Form 990 filing data is available on this page for 2020.
Does Caldwell Foundation accept unsolicited proposals?
No, according to Grantable's research on the foundation's published guidelines. See how to apply ↑
Data last updated October 2026. Sourced from IRS Form 990-PF filings. Research dossier generated October 2026.
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