Association of Securities Exchange Commission Alum
To provide for education and growth of securities law and related professionals and promote study of securities law through law schools, provide scholarships for students of securities law and SEC staff.
Financial Overview
From 2024 IRS Form 990-PF · View filing
Total Assets
$660K
+6.3% YoY
Revenue
$527K
+449.8% YoY
Net Investment Income
$20K
+135.4% YoY
Expenses
$484K
+196.7% YoY
About Association of Securities Exchange Commission Alum
Based on IRS filings
Association of Securities Exchange Commission Alum is a nonprofit organization, based in WASHINGTON, DC. IRS filing data is available from 2020 through 2024. As of 2024, the organization holds $660K in total assets. Net investment income was $20K.
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Geographic Focus
Where this funder awards grants
Grant Distribution by State
Cities
Financial History
Multi-year comparison from IRS filings
| Metric | 2024 | 2023 | 2022 |
|---|---|---|---|
| Total Assets | $660,064 | $621,074 | $669,448 |
| Revenue | $526,659 | $95,793 | $390,942 |
| Expenses | $483,931 | $163,097 | $294,527 |
| Qualifying Distributions | — | — | — |
| Net Investment Income | $19,779 | $8,401 | $8,885 |
| Distributable Amount | — | — | — |
Giving Over Time
Total grant dollars and number of grants per year
Grant Insights
How this funder distributes its grants
Top Recipients
Top 0 recipients in 2024
Grant Size Distribution
7 grants across all recorded years
Giving History
Grant recipients and amounts by year
No grants recorded for 2024.
Leadership & Key People
Officers and directors from IRS filings
Compensation Overview
From 2024 IRS filing
From 2024 filing
| Name | Title | Hours | Compensation |
|---|---|---|---|
| Jonathan Sokobin | Director | 1 | — |
| Brandon Becker | Director | 1 | — |
| Annmarie Tierney | President | 2 | — |
| Douglas Hyman | Board Member | 1 | — |
| Heather Traeger | Vice President | 1 | — |
| Elise Walker | Director | 1 | — |
| Linda Thomsen | Director | 1 | — |
| James Brigagliano | Director | 1 | — |
| Wayne Carnall | Director | 1 | — |
| Marc Fagel | Director | 1 | — |
| Mary Hansen | Director | 1 | — |
| James Lundy | Treasurer | 1 | — |
| Juan Marcelino | Director | 1 | — |
| Steven Jacobs | Director | 1 | — |
| John Hartigan | Director | 1 | — |
| Randall Lee | Director | 1 | — |
| Patricia Murphy | Director | 1 | — |
| Ammani Nagesh | Director | 1 | — |
| Paul Roye | Director | 1 | — |
| Paul Atkins | Director | 1 | — |
| Keir Gumbs | Director | 1 | — |
| Mary Hansen | Director | 1 | — |
| Deborah Keeler | Executive Director | 30 | — |
Frequently Asked Questions
How large is Association of Securities Exchange Commission Alum?
As of 2024, Association of Securities Exchange Commission Alum holds $660K in total assets with $527K in annual revenue.
Where does Association of Securities Exchange Commission Alum operate?
Association of Securities Exchange Commission Alum has awarded grants in California, District of Columbia, Illinois, New York, Texas.
What is Association of Securities Exchange Commission Alum's EIN?
Association of Securities Exchange Commission Alum's EIN (Employer Identification Number) is 22-3036796. IRS Form 990 filing data is available on this page for 2020–2024.
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Data last updated April 2026. Sourced from IRS Form 990-PF filings.