Association of Securities Exchange Commission Alum
To provide for education and growth of securities law and related professionals and promote study of securities law through law schools, provide scholarships for students of securities law and SEC staff.
Association of Securities Exchange Commission Alum at a glance
In short: Association of Securities Exchange Commission Alum reported $203K in grants paid in 2024 (a total; its filing lists no individual grants). Source: 2024 IRS Form 990.
- Grants paid (2024)
- $203,455 — reported as a total on the IRS filing, without an itemized list
- +352.1% vs 2023
- Total assets
- $660,064
- +6.3% vs 2023
- Revenue (2024)
- $526,659
- +449.8% vs 2023
- Net investment income (2024)
- $19,779
- +135.4% vs 2023
- Expenses (2024)
- $483,931
- +196.7% vs 2023
- Latest 990 filing
- Form 990, 2024 View filing
Data from IRS Form 990, 2024; updated September 2026.
Who Association of Securities Exchange Commission Alum funds
How this funder distributes its grants
Grant Size Distribution
7 grants across all recorded years
The most common grant size was under $50K: 7 grants of 7 (100%).
Geographic Focus
Where this funder awards grants
Grant Distribution by State
Cities
Giving History
Giving Over Time
Total grant dollars and number of grants per year
From 2020 to 2024, annual grant giving ranged from $45K (2023) to $203K (2024). In 2024 it reported $203K in grants paid, as a total without an itemized list.
Hatched bars: grants paid as reported on the IRS filing, which lists no individual grants for that year.
Grants by year
Grant recipients and amounts by year
| Recipient | Purpose | Amount |
|---|---|---|
| UCLA Foundation Pasadena, CA | scholarship award to law school | $7,500 |
| Brooklyn Law School Brooklyn, NY | scholarship award | $7,500 |
| Georgetown University Washington, DC | law school scholarship | $7,500 |
| Southern Methodist University Dallas, TX | law school scholarship | $7,500 |
| Northwestern University Chicago, IL | law school scholarship | $7,500 |
| Howard University Washington, DC | law school scholarship | $7,500 |
| Stanford University Stanford, CA | law school scholarship | $7,500 |
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Financial History
Multi-year comparison from IRS filings
| Filing year | Total Assets | Revenue | Expenses | Grants paid | Grants | Net Investment Income |
|---|---|---|---|---|---|---|
| 2024 | $660,064 | $526,659 | $483,931 | $203,455 | Total only | $19,779 |
| 2023 | $621,074 | $95,793 | $163,097 | $45,000 | Total only | $8,401 |
| 2022 | $669,448 | $390,942 | $294,527 | $172,987 | Total only | $8,885 |
| 2021 | $888,231 | $121,300 | $171,065 | $52,500 | 7 | $3,905 |
| 2020 | $841,403 | $52,398 | $187,301 | $66,970 | Total only | $13,318 |
"Total only": grants paid as reported on the IRS filing, which lists no individual grants for that year.
About Association of Securities Exchange Commission Alum
Based on IRS filings
Association of Securities Exchange Commission Alum is a public charity, based in Washington, DC. IRS filing data is available from 2020 through 2024. As of 2024, the organization holds $660K in total assets. In 2024, it reported $203K in grants paid as a total on its IRS filing, without an itemized list. Net investment income was $20K.
Leadership & Key People
Officers and directors from IRS filings
Association of Securities Exchange Commission Alum is led by Deborah Keeler, Executive Director on every filing since 2020; none of the 22 officers listed in 2024 report compensation.
Officers on the 2024 filing
Deborah Keeler
Executive Director
On filings since 2020
30 hrs/week
$85K (2020) → $0 (2024)
Annmarie Tierney
President
Vice President → President, 2023
On filings since 2020
2 hrs/week
No compensation reported
Ammani Nagesh
Director
On filings since 2020
1 hr/week
No compensation reported
Brandon Becker
Director
President → Director, 2023
On filings since 2020
1 hr/week
No compensation reported
James Brigagliano
Director
On filings since 2020
1 hr/week
No compensation reported
John Hartigan
Director
On filings since 2020
1 hr/week
No compensation reported
Jonathan Sokobin
Director
On filings since 2020
1 hr/week
No compensation reported
Juan Marcelino
Director
On filings since 2020
1 hr/week
No compensation reported
Linda Thomsen
Director
On filings since 2020
1 hr/week
No compensation reported
Marc Fagel
Director
On filings since 2020
1 hr/week
No compensation reported
Mary Hansen
Director
On filings since 2020
1 hr/week
No compensation reported
Patricia Murphy
Director
On filings since 2020
1 hr/week
No compensation reported
Paul Roye
Director
On filings since 2020
1 hr/week
No compensation reported
Randall Lee
Director
On filings since 2020
1 hr/week
No compensation reported
Steven Jacobs
Director
On filings since 2020
1 hr/week
No compensation reported
Wayne Carnall
Director
On filings since 2020
1 hr/week
No compensation reported
Elise Walker
Director
On filings since 2022
1 hr/week
No compensation reported
Keir Gumbs
Director
On filings since 2023
1 hr/week
No compensation reported
Paul Atkins
Director
On filings since 2023
1 hr/week
No compensation reported
Douglas Hyman
Board Member
Treasurer → Board Member, 2022
On filings since 2020
1 hr/week
No compensation reported
Heather Traeger
Vice President
Secretary → Vice President, 2023
On filings since 2020
1 hr/week
No compensation reported
James Lundy
Treasurer
On filings since 2022
1 hr/week
No compensation reported
Former officers (4)
- Former: Lisa Mitrovich (2020–2022) — Director
- Former: Cynthia Fornelli (2020–2021) — Director
- Former: Elisse Walter (2020–2021) — Director
- Former: Jonathan Katz (2020–2021) — Director
Data from IRS Form 990 filings, 2020–2024. "On filings since" is the earliest filing we hold that lists the person; hours are average hours per week as reported.
Compensation Overview
From 2022 IRS filing
The highest reported compensation on the 2022 filing was $90K, to Deborah Keeler (Executive Director).
Frequently asked questions about Association of Securities Exchange Commission Alum
How much does Association of Securities Exchange Commission Alum give each year?
Association of Securities Exchange Commission Alum reported $203K in grants paid in 2024 on its 2024 IRS Form 990, as a total without an itemized list of grants. In 2023 it reported $45K in grants paid.
How large is Association of Securities Exchange Commission Alum?
Association of Securities Exchange Commission Alum reported $660K in total assets on its 2024 IRS Form 990. Its revenue that year was $527K.
Where does Association of Securities Exchange Commission Alum operate?
Association of Securities Exchange Commission Alum has awarded grants in California, District of Columbia, Illinois, New York, Texas.
What is Association of Securities Exchange Commission Alum's EIN?
Association of Securities Exchange Commission Alum's EIN (Employer Identification Number) is 22-3036796. IRS Form 990 filing data is available on this page for 2020–2024.
Data last updated September 2026. Sourced from IRS Form 990 filings.
Data update history
(6)
When this profile's IRS filing data changed on Grantable
- Updated Form 990 for fiscal year 2020 (received by the IRS August 29, 2022)
- Updated Form 990 for fiscal year 2021 (received by the IRS November 10, 2022)
- Updated Form 990 for fiscal year 2022 (received by the IRS November 15, 2023)
- Updated Form 990 for fiscal year 2023 (received by the IRS October 31, 2024)
- Updated Form 990 for fiscal year 2024 (received by the IRS October 8, 2025)
- IRS filings on file for fiscal years 2020–2024
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