Alfred J. Rauschman Award
Foundation Annual
Funding Amount
Varies
Deadline
Rolling / Open
Grant Type
foundation
Overview
Alfred J. Rauschman Award
Presented by: SIFMA Compliance & Legal Society
Recurrence: Annual, presented at the C&L Annual Seminar
Overview
The Alfred J. Rauschman Award recognizes a professional who has demonstrated significant contributions to the compliance and legal communities, promoted open communications among industry practitioners to share ideas and issues, fostered dialogue and communications with regulators, and dedicated their career to the securities industry.- Professionals in compliance and legal fields within the securities industry
- Must demonstrate career dedication to securities industry
- Must have promoted open communications among industry practitioners
- Must have fostered dialogue with regulators
Eligibility
Named After
Alfred J. Rauschman was a visionary in the securities industry compliance and legal profession who served as the first President of the SIFMA Compliance & Legal Society. The award was established to honor his legacy and the informal discussion group he founded in the late 1960s that eventually led to the founding of the SIFMA Compliance & Legal Society.- 2026: Richard G. Ketchum
- 2025: Mary L. Schapiro
- 2024: Stephen M. Cutler
Recent Recipients
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