Alfred J. Rauschman Award
Funding Amount
Not stated
Deadline
Deadline not published
Grant Type
Foundation
Deadline history & next window
- Cycle
- Annual
- Tracked since
- April 2026
Source: the cycle recorded on this listing. Confirm dates with the funder.
Can we apply?
Check your organization against each line. Taken from the listing; confirm with the funder's guidelines.
Other requirements
- Professionals in compliance and legal fields within the securities industry
- Must demonstrate career dedication to securities industry
- Must have promoted open communications among industry practitioners
- Must have fostered dialogue with regulators
Overview
Presented by: SIFMA Compliance & Legal Society
The Alfred J. Rauschman Award recognizes a professional who has demonstrated significant contributions to the compliance and legal communities, promoted open communications among industry practitioners to share ideas and issues, fostered dialogue and communications with regulators, and dedicated their career to the securities industry.
Eligibility
- Professionals in compliance and legal fields within the securities industry
- Must demonstrate career dedication to securities industry
- Must have promoted open communications among industry practitioners
- Must have fostered dialogue with regulators
Named After
Alfred J. Rauschman was a visionary in the securities industry compliance and legal profession who served as the first President of the SIFMA Compliance & Legal Society. The award was established to honor his legacy and the informal discussion group he founded in the late 1960s that eventually led to the founding of the SIFMA Compliance & Legal Society.
Recent Recipients
- 2026: Richard G. Ketchum
- 2025: Mary L. Schapiro
- 2024: Stephen M. Cutler
What Securities Industry and Financial Markets Association actually gave
Source: IRS Form 990, 2025
- Grants in 2025
- 16
- Total given
- $254K
- Median grant
- $10K
- Range
- $7,500–$55K
- By dollars: District of Columbia 52%, Massachusetts 26%, New York 14%. Top recipient cities: Washington, DC; Cambridge, MA; New York, NY.
- 0% of grants with a stated purpose were for general or operating support.
- 31% of recipients were new grantees, not repeat recipients.
Example grants
Committee on Capital Markets Regulation Inc · Cambridge, MA
Program support
$55K
Tax Foundation · Washington, DC
Program support
$45K
Sifma Foundation for Investor Eudcation (Fie) Inc · New York, NY
Program support
$25K
Womens Institute for a Secure Retirement · Washington, DC
Program support
$15K
Prevent Cancer Foundation · Alexandria, VA
Program support
$12K
Related Grants
Open grants from this funder and similar programs
Operations & Technology Emerging Innovator Award
Securities Industry and Financial Markets Association
Amount
Varies
Deadline
Deadline not published
SIFMA C&L Society Inclusion & Engagement Award
Securities Industry and Financial Markets Association
Amount
Varies
Deadline
Deadline not published
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