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Alfred J. Rauschman Award

SECURITIES INDUSTRY AND FINANCIAL

Foundation Annual

Funding Amount

Varies

Deadline

Rolling / Open

Grant Type

foundation

Overview

Alfred J. Rauschman Award

Presented by: SIFMA Compliance & Legal Society

Recurrence: Annual, presented at the C&L Annual Seminar

Overview

The Alfred J. Rauschman Award recognizes a professional who has demonstrated significant contributions to the compliance and legal communities, promoted open communications among industry practitioners to share ideas and issues, fostered dialogue and communications with regulators, and dedicated their career to the securities industry.

    Eligibility

  • Professionals in compliance and legal fields within the securities industry
  • Must demonstrate career dedication to securities industry
  • Must have promoted open communications among industry practitioners
  • Must have fostered dialogue with regulators

Named After

Alfred J. Rauschman was a visionary in the securities industry compliance and legal profession who served as the first President of the SIFMA Compliance & Legal Society. The award was established to honor his legacy and the informal discussion group he founded in the late 1960s that eventually led to the founding of the SIFMA Compliance & Legal Society.

    Recent Recipients

  • 2026: Richard G. Ketchum
  • 2025: Mary L. Schapiro
  • 2024: Stephen M. Cutler

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