Foundation Annual

Funding Amount

Not stated

Deadline

Deadline not published

Grant Type

Foundation

Deadline history & next window

Cycle
Annual
Tracked since
April 2026

Source: the cycle recorded on this listing. Confirm dates with the funder.

Can we apply?

Check your organization against each line. Taken from the listing; confirm with the funder's guidelines.

Other requirements

  • Professionals in compliance and legal fields within the securities industry
  • Must demonstrate career dedication to securities industry
  • Must have promoted open communications among industry practitioners
  • Must have fostered dialogue with regulators

Overview

Presented by: SIFMA Compliance & Legal Society

The Alfred J. Rauschman Award recognizes a professional who has demonstrated significant contributions to the compliance and legal communities, promoted open communications among industry practitioners to share ideas and issues, fostered dialogue and communications with regulators, and dedicated their career to the securities industry.

Eligibility

  • Professionals in compliance and legal fields within the securities industry
  • Must demonstrate career dedication to securities industry
  • Must have promoted open communications among industry practitioners
  • Must have fostered dialogue with regulators

Named After

Alfred J. Rauschman was a visionary in the securities industry compliance and legal profession who served as the first President of the SIFMA Compliance & Legal Society. The award was established to honor his legacy and the informal discussion group he founded in the late 1960s that eventually led to the founding of the SIFMA Compliance & Legal Society.

Recent Recipients

  • 2026: Richard G. Ketchum
  • 2025: Mary L. Schapiro
  • 2024: Stephen M. Cutler

What Securities Industry and Financial Markets Association actually gave

Source: IRS Form 990, 2025

Grants in 2025
16
Total given
$254K
Median grant
$10K
Range
$7,500–$55K
  • By dollars: District of Columbia 52%, Massachusetts 26%, New York 14%. Top recipient cities: Washington, DC; Cambridge, MA; New York, NY.
  • 0% of grants with a stated purpose were for general or operating support.
  • 31% of recipients were new grantees, not repeat recipients.

Example grants

  • Committee on Capital Markets Regulation Inc · Cambridge, MA

    Program support

    $55K

  • Tax Foundation · Washington, DC

    Program support

    $45K

  • Sifma Foundation for Investor Eudcation (Fie) Inc · New York, NY

    Program support

    $25K

  • Womens Institute for a Secure Retirement · Washington, DC

    Program support

    $15K

  • Prevent Cancer Foundation · Alexandria, VA

    Program support

    $12K

IRS Form 990, 2025. Amounts as reported by the funder. Full 990 history →

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