NRL Long Range Broad Agency Announcement (BAA) for Basic and Applied Research
Naval Research Laboratory
Funding Amount
$0 - $0
Deadline
September 30, 2026
175 days left
Grant Type
federal
Overview
NRL Long Range Broad Agency Announcement (BAA) for Basic and Applied Research
Amendment 0006 The purpose of this amendment is to extend the due date for acceptance of White Papers. All other terms and conditions remain unchanged. -------------------------------------------------------------- Amendment 0005 The purpose of this amendment is to provide a searchable list of Summary Topics contained in Appendix 1. Expanded descriptions of each topic can be found in the full announcement pdf. APPENDIX 1 – RESEARCH DESCRIPTION - SUMMARY TOPICS II. Detailed information about the funding opportunity The Naval Research Laboratory (NRL) is the Navy's corporate laboratory. NRL conducts basic and applied research for the Navy in a variety of scientific and technical disciplines. The basic research program is driven by perceptions about future requirements of the Navy. The Navy's operational effectiveness depends on its ability to keep pace with rapidly developing technologies. NRL contributes to this requirement by conducting research in the following areas, organized into NRL'S three research directorates and Naval Center for Space Technology: Systems Directorate Code 5000 Materials Science and Component Technology Directorate Code 6000 Ocean and Atmospheric Science and Technology Directorate Code 7000 Naval Center for Space Technology Code 8000 A. SYSTEMS DIRECTORATE - CODE 5000 53-24-01 - HIGH FREQUENCY RADAR 53-24-01C - HIGH FREQUENCY RADAR (CLASSIFIED) 53-24-02 - LOW-COST WIDEBAND ANTENNA ARRAY TECHNOLOGIES 53-24-03 - ADVANCED COMPUTATIONAL ELECTROMAGNETICS 55-24-01 - INFORMATION AND DECISION SCIENCES 55-24-02 - MATHEMATICAL FOUNDATIONS OF HIGH ASSURANCE COMPUTING 55-24-03 - HIGH ASSURANCE ENGINEERING AND COMPUTING 55-24-04 - ADVANCED NAVAL NETWORK SOLUTIONS 55-24-05 - FEDERATED, DISTRIBUTED COMPUTING/NETWORK INFRASTRUCTURE 56-24-01 - OPTICAL SCIENCES R&D 57-24-01 - ELECTROMAGNETIC TECHNIQUES AND TECHNOLOGY RESEARCH AND DEVELOPMENT 57-24-02 - SHIPBOARD ELECTRONIC WARFARE B. MATERIALS SCIENCE AND COMPONENT TECHNOLOGY DIRECTORATE CODE 6000 60-24-01 - HIGH PERFORMANCE COMPUTING ON MASSIVELY PARALLEL ARCHITECTURES 61-24-01 - ELECTROCHEMICAL ENERGY STORAGE, CONVERSION AND COMMAND/CONTROL 61-24-02 - CORROSION PROCESSES, CONTROL, MITIGATION, AND TECHNOLOGY 61-24-03 - APPLICATIONS OF MOLECULAR BIOLOGY, BIOCHEMISTRY, ANALYTICAL CHEMISTRY AND ADVANCED LASER TECHNIQUES 61-24-04 - MULTIECHELON DIAGNOSTICS (MEDx) TECHNOLOGY DEVELOPMENT AND TIERED EVALUATION 63-24-01 - MATERIALS PERFORMANCE, PROCESSING, AND MODELING 67-24-01 - BASIC AND APPLIED RESEARCH IN PLASMA SCIENCE 68-24-01 - RADIATION EFFECTS RESEARCH 68-24-02 - PHOTOVOLTAICS FOR PORTABLE POWER C. OCEAN AND ATMOSPHERIC SCIENCE AND TECHNOLOGY DIRECTORATE CODE 7000 71-24-01 - ACOUSTIC SIMULATION AND TACTICS 72-24-01 - LOW FREQUENCY RADIO INTERFEROMETRY 72-24-02 - OPTICAL REMOTE SENSING OF THE COASTAL REGIME 72-24-03 - REMOTE SENSORS AND IMAGING SYSTEMS 72-24-04 - AIRBORNE, SHIPBOARD, AND OVERHEAD DATA ACQUISITION AND ANALYSIS 73-24-01 - OCEAN DYNAMICS AND PREDICTION OCEANOGRAPHY 73-24-02 - SEAFLOOR SCIENCES 73-24-03 - GEOSPATIAL SCIENCES AND TECHNOLOGY 75-24-01 - ATMOSPHERIC EFFECTS, ANALYSIS, AND PREDICTION 76-24-01 - RESEARCH INTO SPACE, BACKGROUNDS, IMAGING AND MODELING D. NAVAL CENTER FOR SPACE TECHNOLOGY CODE 8000 82-24-01 - SPACECRAFT & SPACE SYSTEMS TECHNOLOGY -------------------------------------------------------------- Amendment 0004 The purpose of this amendment is to extend the due date for acceptance of White Papers and revise Appendix 1 Summary Topics and email addresses in it’s entirety. -------------------------------------------------------------- Amendment 0003 The purpose of this amendment is to extend the due date for acceptance of White Papers. All other terms and conditions remain unchanged. ------------------------------------------------------------- Amendment 0002 The purpose of this amendment is to extend the due date for acceptance of White Papers. All other terms and conditions remain unchanged. ------------------------------------------------------------- Amendment 0001 The purpose of this amendment is to extend the due date for acceptance of White Papers. All other terms and conditions remain unchanged. -------------------------------------------------------------- The Naval Research Laboratory is interested in receiving innovative proposals that offer potential for advancement and improvement in the technical topic areas listed. This notice constitutes a Broad Agency Announcement (BAA) as contemplated in FAR 6.302(d) that provides for the competitive selection of research proposals. The Government reserves the right to select for award all, some, or none of the proposals received. Awards under this BAA are expected to take the form of Contracts, Grants, Cooperative Agreements and Other Transactions may also be awarded if appropriate. NRL encourages Educational Institutions, Small Businesses (SBs), Small Disadvantaged Business Concerns (SDBs) and Historically Black Colleges and Universities (HBCUs) and Minority Institutions (MIs) to submit proposals under this BAA. In order to conserve valuable offeror and Government resources, prospective offerors shall first submit a White Paper (WP) to the email address identified in the individual Summary Topics contained in Appendix 1, to include a rough cost estimate. If there is interest in the proposed research the offeror will be invited to submit a Formal Proposal. The selection of proposals for award will be based on a scientific review of proposals submitted in response to each BAA Summary Topic. The major purpose of the evaluation will be to determine the relative merit of the technical approach of each proposal. Business and contractual aspects, including proposed cost and cost realism, will also be considered as part of the evaluation. Selection of proposals for award will be based on the potential benefits to the Government weighed against the cost of the proposals, in view of the availability of funds. The complete BAA including proposal preparation instructions, award considerations, and evaluation criteria is also available at https://www.nrl.navy.mil/Doing-Business/Contracts/Broad-Agency-Announcements/ .
Eligibility
Eligible Applicant Types
How to Apply
Amendment 0004 - Appendix I
Amendment 0004 – September 30, 2025
NRL BAA Announcement #N00173-24-S-BA01
Long Range Broad Agency Announcement (BAA) for Basic and Applied Scientific
Research
The purpose of this amendment is to extend the due date for acceptance of White Papers
and revise Appendix 1 in it’s entirety as follows:
APPENDIX 1 – RESEARCH DESCRIPTION - SUMMARY TOPICS
II. Detailed information about the funding opportunity
The Naval Research Laboratory (NRL) is the Navy's corporate laboratory. NRL conducts
basic and applied research for the Navy in a variety of scientific and technical disciplines. The
basic research program is driven by perceptions about future requirements of the Navy.
The Navy's operational effectiveness depends on its ability to keep pace with rapidly
developing technologies. NRL contributes to this requirement by conducting research in the
following areas, organized into NRL'S three research directorates and Naval Center for Space
Technology:
Systems Directorate Code 5000
Materials Science and Component Technology Directorate Code 6000
Ocean and Atmospheric Science and Technology Directorate Code 7000
Naval Center for Space Technology Code 8000
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A. SYSTEMS DIRECTORATE - CODE 5000
53-24-01 - HIGH FREQUENCY RADAR
The Systems Section of the Advanced Radar Branch of the Naval Research Laboratory (NRL)
conducts research and development in concepts and techniques for using high frequency (3 MHz
to 30 MHz) radar to meet U.S. Navy mission requirements. Focus is on high frequency
electromagnetic wave propagation and scattering (sky-wave and surface wave), radar system
performance forecasting, radar system testing, radar data transfer, signal processing
methodologies, spread Doppler clutter mitigation and use of the radar return to classify targets.
Additional information on this new type of radar is available in the "Radar Handbook", 3rd
edition, edited by M. I. Skolnik, pp. 20.1 – 20.83, McGraw-Hill, 2008 and in “Applications of
high-frequency radar,” Radio Science, Vol. 33, No. 4, Pages 1045-1054, July-August 1998.
Address White Papers (WP) to nrl_5324_baa@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
53-24-01C - HIGH FREQUENCY RADAR (CLASSIFIED)
The Systems Section of the Advanced Radar Branch of the Naval Research Laboratory (NRL)
conducts research and development in concepts and techniques for using high frequency (3 MHz
to 30 MHz) radar to meet U.S. Navy mission requirements. Focus is on high frequency
electromagnetic wave propagation and scattering (sky-wave and surface wave), radar system
performance forecasting, radar system testing, radar data transfer, signal processing
methodologies, spread Doppler clutter mitigation and use of the radar return to classify targets.
Additional information on this new type of radar is available in Chapter 20 of the "Radar
Handbook", edited by M. I. Skolnik, McGraw-Hill, 2008 and in “Applications of high-frequency
radar,” Radio Science, Vol. 33, No. 4, Pages 1045-1054, July-August 1998.
In order to provide a clear understanding of all aspects of the proposed program, classified
proposals are acceptable. If the offeror is proposing to perform research in a classified area,
indicate the level of classification of the organization, the Principal Investigator and all the
proposed personnel, and the agency that issued the clearance; if a formal (classified) proposal is
requested by NRL, an unclassified executive summary should accompany the proposal.
CLASSIFIED SUBMISSIONS
Contact nrl_proposals@us.navy.mil for instructions on how to submit classified white papers and
Proposals.
53-24-02 - LOW-COST WIDEBAND ANTENNA ARRAY TECHNOLOGIES
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The RADAR Division of the Naval Research Laboratory (NRL) is interested in research which
will help reduce the cost of ultra-wide bandwidth multi-functional phased array antennas for
communication and radar systems. To this end, NRL welcomes proposals that address the
following areas:
1) New element design concepts, array architectures, feed components and construction
processes that make it more affordable to manufacture large array apertures by a factor of
5 or more.
2) Techniques that reduce the number of radiating elements and/or feeding components
while maintaining ultra-wide bandwidth, i.e. thinning, interleaving, or element scaling
techniques.
3) Low-profile ultra-wide bandwidth array designs. This could include abstracted element
types or apertures that are on the order of one-half a wavelength thick at the highest
frequency of operation and/or can be printed on a single layer such as a thin substrate or
potentially the (curved) surface of vehicle.
Proposals should address the value added by contrasting the proposed approach with
conventional techniques and technology. This may be done by direct comparison or by a
parametric analysis of sufficient depth to assess the benefits of the proposed approach.
Address White Papers (WP) to nrl_5300_baa@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
53-24-03 - ADVANCED COMPUTATIONAL ELECTROMAGNETICS
The Radar Division of the Naval Research Laboratory (NRL) is interested in research that will
lead to the accurate and timely analysis of CEM problems that are beyond the capability of the
current state of the art computational methods to solve. The emphasis is on simulation of
RADAR and antenna systems, but can be generalized to large electromagnetic structures that are
multi-scale in nature – i.e. sub-wavelength features within systems that are many thousands of
wavelengths in size. Proposals should address the following topics:
1) The ability to model with high-fidelity as well as visualize/manipulate electromagnetic
objects having details on the order of fractions of a wavelength within composite systems
that are several hundred to many thousands of wavelengths in size.
Emphasis on innovative techniques for high-fidelity simulations and visualizations of RF
circuits, antennas, antenna arrays and large EMI/EMC sensitive systems.
2) Techniques/algorithms that reduce the condition number of very large systems of
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equations.
3) Methods to reduce the number of data points needed for full/accurate characterization of
a system over broad frequency ranges or scan/incidence angles.
Address White Papers (WP) to nrl_5300_baa@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
55-24-01 - INFORMATION AND DECISION SCIENCES
The Information and Decision Sciences Branch of the Naval Research Laboratory (NRL) is
seeking proposals for innovative research and development in information technology. Current
and anticipated areas of research focus include:
1) Virtual simulations and mixed reality systems that support operational uses, situational
awareness, and training, for both kinetic and non-kinetic missions. Application areas
include mobile augmented reality, virtual or mixed training environments, and interactive
and automated dismounted infantry simulation and training. Research topics include
information visualization techniques, adaptive user interfaces, avatar control, distributed
collaboration, training effectiveness evaluation, novel assessment techniques, adaptive
training, and simulation fidelity. In all cases, NRL is interested in human factors
evaluations, usability-based methodologies to quantify the costs and benefits of design
choices, understanding how system fidelity and training objectives interact, and
expressing results in terms of improvements in the field or in live exercises.
2) Systems to support comprehension assessment and complexity analysis of visual data
representations. Current work focuses on validation of queries and measuring the
contribution of graph components to complexity and their effect on comprehension.
Other research topics include multi-variate representations, statistical analysis techniques,
and coordinated data views. In all cases, NRL is interested in human factors evaluations,
new visualization metaphors, and measuring or assessing information overload.
3) Human Systems Integration research involving the following topics: real time
physiological and behavioral measures of warfighter cognitive workload; new interfaces
and interaction techniques for supervising unmanned systems; methods for training small
unit decision making; new approaches for predicting and scheduling team member's
tasking to enhance performance; evaluating different strategies for cross-culture trust
generation.
4) Information management technologies that maximize the effectiveness of an enterprise
(e.g., military operations) by improving its ability to act upon information that is
produced and consumed within the enterprise and/or externally. Technologies that are of
particular interest include: data management and exploitation technologies that apply
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emerging mathematics and machine learning techniques to improve processing of large
amounts of data. Of particular interest is the optimization of the collection and processing
of multimodal sensor data in real-time at the tactical edge. Also of interest are assistive
technologies that aid decision makers in the understanding of information and how it
impacts expected mission outcomes in terms of cost, risk, and expected outcomes.
Furthermore, tools that reduce barriers to effective information use by providing
intelligent notifications, mediation, access control, and persistence services; tools to
assess information quality and suitability; tools that support autonomous information
discovery from both open systems and DoD infrastructure to provide decision makers
with the most comprehensive and up-to-date situational awareness on the battlefield. The
topic is interested in decision sciences research that supports understanding, modeling,
prototyping and evaluating effective systems that discover, process, disseminate,
visualize and present information in support of military decision making. The following
topics are also of interest: identification and assessment of the essential characteristics of
decision-making processes within the C4I application domain; identification of
techniques/methods and related tools for improving the decision processes.
5) Research and applications of multi-agent and multi-robot systems, reinforcement
learning, game theory, and related technologies for enhancing decision support
capabilities in adversarial environments. Areas of interest include, but are not limited to,
new techniques for multi-agent decision making, coordination and teamwork to perform
tasks in contested, denied, asymmetric and unstructured environments, reinforcement
learning in multi-player games and real-time strategy games, multi-agent cooperation and
teamwork in ad-hoc, dynamic and open environments, and mixed-initiative interactions
(e.g., human-agent collaboration). Operational domains of interest include, but not
limited to, improving maritime domain awareness, improving human interaction with
autonomous systems, and threat detection mitigation and response for cyber security and
cyber-warfare applications. Applications of generative AI and large multi-model
models (LMMs) for solving problems related to the aforementioned topics is also an
area of interest.
6) Parallel and distributed simulation technology. The emphasis is on advanced Modeling
and Simulation (M&S) architectures, particularly for distributed systems. The latter
includes classical cluster and shared memory architectures, as well as geographically
distributed large-scale simulations. Areas of current interest include the formal
description of math and physics-based models for building “composable” systems,
natural environmental effects servers for M&S architectures, and web-based DoD
technology.
7) Human Performance Research involving the following topics: basic cognition (e.g.,
memory, attention); human factors and applied cognition (e.g., human-computer
interaction, automation, physiological assessment); manpower and personnel (e.g.,
selection, classification, assessment); training and education; data science, psychometrics,
and measurement (e.g., data modeling, advanced analytic tools).
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Address White Papers (WP) to nrl_code_5580_baa@us.navy.mil. Allow one month before
requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact should
not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive
contact.
55-24-02 - MATHEMATICAL FOUNDATIONS OF HIGH ASSURANCE COMPUTING
(This may require a DD 254 at the TS level due to investigation requirements – depending on
access required, duties and deliverables.)
The Formal Methods Section (Code 5543) of the Naval Research Laboratory’s Center for High
Assurance Computer Systems is seeking white papers for innovative research in the mathematics
underlying security and high assurance computing.
Current and anticipated areas of research focus include:
1) Cryptographic Protocol Design and Analysis – We are interested in the analysis of
security protocols for security and performance. Design of new protocols, together with
their analysis, is also of interest. Analysis techniques may include formal methods,
mathematical analysis, simulation, and experimental evaluation.
2) Traffic security – We are interested in the design and analysis of traffic-secure
communications. One challenge of interest is metadata protection, including protecting
the source and recipient identities, the type and purpose of communications, traffic
volume, and the existence of certain communications. Another problem of interest is the
authentication of network data, including of addresses, routes, and keys. A third issue of
concern is evading communication blocking. Approaches of interest include network
protocols, distributed systems, applied cryptography, and machine learning. Key criteria
for proposed solutions are security, performance, and usability. Techniques can be based
on mathematical analysis, simulation, experimentation, and measurement. Measurement
efforts to provide datasets for designing and evaluating solutions are of particular
interest..
3) Hidden Communication – We are interested in the design and analysis of hidden and
covert means of communication. Emphasis will be placed on means for accomplishing,
detecting, and preventing such hidden communication, and metrics and methods for the
evaluating their effectiveness. Techniques can be based on mathematical and/or logical
analysis, simulation, and/or experimentation.
4) Mathematical and Logical Analysis of Distributed Systems – We are interested in
mathematics and logics, which are integrated with design methodologies for producing
secure distributed systems. Emphasis will be placed on hardware-software codesign,
distributed architectures, and programming methodologies. The formal apparatus will
include non-standard logics (modal, substructural, etc.), category theory, domain theory,
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Shannon information theory, and structures that relate these elements in an elegant and
coherent manner.
Address White Papers (WP) to nrl_5543_info@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
55-24-03 - HIGH ASSURANCE ENGINEERING AND COMPUTING
(This may require a DD 254 at the TS level due to investigation requirements – depending on
access required, duties and deliverables.)
The Center for High Assurance Computer Systems of the Naval Research Laboratory (NRL) is
seeking white papers for innovative research, advanced system concepts and security
architectures, and the development of prototypes, new analysis tools and techniques in the areas
of information assurance (IA), cyber security, software engineering, mobile system security, and
real-time systems. Current and anticipated areas of research focus include:
1) Cryptographic Technologies – We are interested in the development of advanced
cryptographic technologies for the Cryptographic Modernization Initiative (CMI). This
includes software-based cryptography, FPGA-based cryptography, interoperability
specifications for cryptographic waveforms, authentication algorithms, software defined
radio architectures, dispensable cryptographic devices for the tactical edge, and modeling
and emulation of high speed cryptographic techniques.
2) Key Distribution Technologies – We are interested in the research and development of
net-centric key distribution systems (e.g., Key Management Infrastructure). We are
additionally interested in novel key management architectures and techniques, such as
key net broadcast, group key concepts, quantum cryptography for COMSEC and key
distribution, and integrated key/mission planning.
3) IA Enabling Technologies – We are interested in innovative solutions and technologies
that include network threat visualization, secure BIOS, secure hardware platforms, secure
root of trust, trusted execution flow and data filtering frameworks, security enhanced and
trusted Operating System development (e.g., SELinux policy development), and design,
verification, and analysis of secure network protocols as well as the study of their effects
on computer systems and network traffic.
4) Guarding Solutions – We are interested in the research and development of high
assurance Cross Domain guards to support assured information sharing and security
policy enforcement across disparate enclaves or domains. We are additionally interested
in the research and development of secure gateway technology and new analysis tools
and techniques for enabling remote monitoring, administration, and configuration of such
security devices.
5) Security Architectures – We are interested in the design and development of security
architectures for enterprise and tactical systems, with a particular interest in identity
management and access control solutions. We are additionally interested in data
protection mechanisms and vulnerability assessment methods.
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6) Software Security – We are interested in innovative solutions and developing practical
approaches that apply and enhance security to software execution environments.
Emphasis will be placed on security monitoring and flexible software configuration to
enhance survivability. Techniques, tools, and solutions for autonomous cyber responses
and automated testing methods are also of interest.
7) Cyber Defense - We are interested in the research and development of high assurance
network security architectures and solutions (e.g., components, toolkits, equipment,
software, and systems). We are interested in the development of tools and solutions for
security orchestration, automation, and response. Of particular interest is emphasis on
providing a holistic view of network health and status across enterprise, tactical, and
industrial control domains; aggregating data feeds from diverse sources; and optimization
of monitoring and response in software defined networks. Additionally, we are interested
in development of tools, techniques, and solutions for network intrusion detection, as
well as visualization capabilities to display situational awareness dynamically and
visually. We are interested in the development of machine learning models of operator
and adversary behaviors leading to improved situational awareness and automated course
of action analysis. Emphasis on making model-based behavioral anomaly detection
actionable by human network defenders is of particular interest.
8) Malicious Code Analysis - We are interested in developing methods, tools, solutions for
malicious code analysis, reverse code engineering, and other anti-forensic/anti-reversing
techniques. The customization and maintenance of malware analysis tools, the
application of knowledge of malicious code trends and concepts, and diverse reporting
capabilities, such as compilation of malware research findings and identification of
unique malware characteristics are also of interest. Additionally, we are interested in
approaches for scrutinizing of coding techniques, language usage/proficiency, and file
format properties to identify the level of code sophistication and potential origin. We are
interested in the development of machine learning models of executable software that
recognize indicators of threat, vulnerability, and compromise.
9) Cyber Assured Missions – We are interested in research and development of tools and
techniques to identify mission workflows, milestones, artifacts, and requirements through
observation of cyber activities. Emphasis is placed on enabling mission continuity across
the contested cyber battlespace. We are interested in the development of tools,
techniques, and solutions including cyber deception, resilience, and maneuver.
Additionally, we are interested in development of machine learning models of mission
requirements, resources, and risks. Emphasis on cyber battle damage assessment and
course of action selection is of particular interest.
10) Software Assurance – We are interested in the development of mathematically based
methods, models, algorithms, and theories for assuring software system properties such
as safety, security, functional correctness, timing, and fault-tolerance. Emphasis will be
placed on formal modeling and formal verification techniques for cyber-physical
systems, assurance of systems using machine learning (ML) and other AI approaches,
binary analysis, requirements elicitation, and run-time verification.
11) Assured Autonomy – We are interested in techniques for assuring the correct and safe
operation of autonomous platforms. We are particularly interested in novel security
concepts and security architectures for assuring the behavior of software throughout the
platform life-cycle.
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12) Tactical Zero Trust – We are interested in technologies that, in part or in whole, enable a
zero-trust methodology for tactical network environments. Important characteristics of
tactical networks that should be accounted for include non-Internet Protocol-based
communication protocols, decentralized control and data flows, and low size, weight, and
power constraints.
13) Autonomous Cyber Operations – We are interested in research and enabling technologies
for automating the planning, coordination, execution, and assessment of cyberspace
operations.
Address White Papers (WP) to nrl_5540_info@us.navy.mil . Allow one month before
requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact should
not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive
contact.
55-24-04 - ADVANCED NAVAL NETWORK SOLUTIONS
(This may require a DD 254 at the TS level due to investigation requirements – depending on
access required, duties and deliverables.)
The Networks and Communications Systems Branch of the Naval Research Laboratory (NRL) is
seeking White Papers for innovative research and development in information technology;
specifically, relatively mature technology (TRL 6 and higher) for Naval Network and
Communications Solutions. Current areas of research focus include:
1) Software Waveforms. Implementation of complex waveforms (such as TTNT, HNW,
SDA T0, and unmanned platform Control Station Algorithms)) hosted on CPCI/CMOSS
cards, as part of a systems level, heterogeneous networking capability. Ensure linkage to
ONR funded Enabling Capabilities (EC’s) in Advanced Tactical Data Links (ATDLES)
and SATCOM mitigation. Solutions may be IP or non-IP based.
2) Advanced Tactical Edge Solutions. Demonstrate candidate technologies for next
generation Tactical Communications Links. Integrated, systems level solutions to Ad-
Hoc Naval Tactical Edge Mobile Area Networks and candidate protocol
stacks/application layer toolkits, with connectivity of up to 30 nodes, including air,
ground and sea platforms.
3) Spectrum Diversity. Identify integrated, wireless, heterogeneous solutions for network
connectivity between afloat and airborne platforms (e.g., ships, aircraft, and UAV’s), to
include Line of Sight (LOS) solutions. Also, identify and implement advanced
waveforms to maximize bandwidth at various ranges to achieve the best signal surpluses,
and include in possible solutions improved apertures, maximized efficiency of legacy
communications links, UAV communications relays, and wireless connectivity for
tactical users. Optical as well as RF solutions at a variety of frequency bands are
encouraged.
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4) SATCOM Mitigation. Integrate technological solutions for overcoming the loss or over-
subscription of SATCOM connectivity between (a) deployed units in an Expeditionary or
Carrier Strike groups (ESG or CSG; respectively), and (b) connectivity reachback ashore
from deployed ESG/CSG in any given geographic area of responsibility. Solutions must
be exportable, scalable, and relevant in any geographic maritime environment in which
an ESG or CSG might operate, and must include compatible, tactical edge connectivity
and services. Particular interest exists in solutions that can be hosted on small- to
medium-UAVs, and in other airborne relays.
5) PODs. Integrate candidate communications, Optical and/or RF, payloads (e.g., Sea
Lancet, SRP, etc.) into small airborne PODs, using currently available airframe
modifications and POR technology, for both unmanned and manned platforms,
conforming to NAVAIR standards and size, weight and power (SWAP) requirements.
Include receivers, apertures, and payload.
Address White Papers to NRL_Code_5520_BAA@us.navy.mil. Allow one month before
requesting confirmation of receipt of White Paper, if confirmation is desired. Substantive contact
should not take place prior to evaluation of a White Paper by NRL. If necessary, NRL will
initiate substantive contact.
55-24-05 - FEDERATED, DISTRIBUTED COMPUTING/NETWORK
INFRASTRUCTURE
(This may require a DD 254 at the TS level due to investigation requirements – depending on
access required, duties and deliverables.)
The Center for Computational Science of the Naval Research Laboratory (NRL) is
interested in receiving proposals in emerging scalable leading edge technologies relevant to high
performance (HP) distributed supercomputing, wide area networking and visualization, and data
collaboration technology for High End Computing (HEC). Research involves work in scaling
single-image large memory supercomputer processing for scientific problems undertaken as part
of the NRL, ONR and High Performance Computing Modernization Office programs; research is
ongoing in the areas of exascale computing, infrastructure virtualization, collaboratory and
conferencing environments; streaming multi-gigabit multimedia network technology while
providing E2E QoS guarantees; federated, distributed technology for multi-petabyte scale file
systems; prototype environments for the design of scalable, object oriented multimedia databases
for near-realtime access, archival and retrieval; and stream and compression technology for
transmission of progressive motion and/or high resolution imagery.
Sensors and Processing Algorithms: Recent advances in very high resolution sensors with
collocated energy-efficient processors continue to mount challenges to various dynamic metrics
of agile, adaptive and comprehensive processing of sensor data across C4ISR networks with
embedded computing distributed across these networks: at the sensor, at the archives and near
the end-user. Large scale data-analytic solutions in the areas multisource information fusion,
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persistent video analytics, content characterization and retrieval based on dynamic content
features are now being recast from the perspective of near-real-time high performance computing
networks. Algorithm development aimed at C4ISR networks using adaptively taskable sensors
in size weight and power (SWAP) constrained computing environments are also of interest.
Innovative sensing inside latency- and bandwidth-challenged degraded, actively contested and/or
urban environments requires new approaches. Video analytics that extract content dynamics,
situation awareness, 3D structure of rich scenes, and exploit geospatial information including 3D
point clouds, terrain maps, multi-sensor motion imagery, etc. are of interest.
High End Computing and Communications: The research objective is to investigate and
develop innovative approaches and techniques that have the potential to create superior
revolutionary rather than evolutionary advances in computing, communications, display and
information infrastructures and tools. In addition to software and emerging hardware advances,
NRL seeks new methodologies for interconnecting energy-efficient heterogeneous systems
through high speed network technologies that over time have the potential to scale to terabit
flows; all-optical amplified wavelength division networking and optical burst switching
technology; high performance stream access to remote assets over commercial networks; leading
edge flow routing architectures capable of end-to-end streams with QoS guarantees; and
information assurance and encryption technologies and tools for the above. Alternatives to von
Neumann architectures are of interest.
Advanced Resilient Networks: Computer networks have become ubiquitous with the
requirements for resiliency ever increasing. Advancements in survivable, reconfigurable and
self-repairable network protocols in adverse and unreliable environments is critical to the
Department of Defense (DoD). This includes land-based communications, line-of-sight wireless
(LOS RF and Optical) communications and beyond line-of-sight (BLOS RF and Optical), and
seaborne/airborne/space-borne communications nodes/relays. Of interest are both reliable and
deterministic traditional networks, along with ad-hoc tactical edge networks with 10’s to 100’s of
nodes.
Address White Papers (WP) to baa@cmf.nrl.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
56-24-01 - OPTICAL SCIENCES R&D
Optical Science Division of the Naval Research Laboratory (NRL) is seeking proposals for
innovative research supporting ongoing programs within the Optical Sciences Division related to
a wide variety of topics in the following areas:
1) The development of innovative new techniques which support laser countermeasures
against laser guided or laser aided threats, such as laser beamrider missiles, laser
designators, and laser rangefinders.
---
2) The development of countermeasure technology and countermeasure techniques against
advanced anti-air and anti-ship imaging infrared seekers. Offerors must also have
background in the use of modeling and simulation tools for imaging seekers to conduct
countermeasure research.
3) Fabrication of optical fibers that transmit infrared (IR) radiation, especially chalcogenide
and heavy-metal oxide glass fibers; processing techniques for making IR fibers;
purification of glass starting materials; novel crucible fiber drawing techniques; specialty
fibers for chemical sensor applications and techniques for making chemical sensors.
Development of ruggedized, vibration-resistant and athermal cables and connectors for
middle wavelength IR (MWIR) fibers for use with high power mid-IR lasers. New
technologies for making IR fiber switches to work with mid-IR lasers as well as
technology for fabrication of IR fiber couplers, filters and splitters.
4) Fabrication of domes, aspherical optics and large (≥ 20 inch) diameter windows with high
transmission across UV-Visible and infrared wavelengths. Technologies are sought that
utilize environmentally rugged materials (glasses, ceramics or poly/single crystals) and
produce defect-free optics with wide band anti-reflection coatings.
5) Development and fabrication of specialty thin film structures leveraging plasmonics,
metamaterials and waveguide technology to enable novel devices including non-
mechanical beam steering from the UV to LWIR. Fiber optic sensors for detecting
acoustic, magnetic and electric fields, rotation rate, strain, temperature, pressure,
chemical, and other parameters. Novel interrogation, multiplexing, demultiplexing and
modulation/demodulation techniques using frequency, wavelength and time division, or
other techniques to increase sensor count per fiber, decrease electronic demodulation
power requirements, and provide all-optical signal processing, and lower total system
cost are desired. In addition, methods are sought for improving fiber sensor performance,
packaging, deployment, and survivability of these systems in a variety of environments.
Low phase noise laser sources that feature very good isolation from ambient effects to
improve overall optical system performance are desired. Low power, high bandwidth,
signal-processing components with automatic signal detection to fill current technology
gaps for autonomous sensors are of interest. Robust, agile, advanced automation tools
that are able to detect, classify and track selected targets of interest acoustically, using
data from fixed and mobile arrays and generate automated contact reports are desired to
reduce manpower requirements associated with sonar operator tasks.
6) High frequency data transfer networks using fiber optics; signal processing in fiber optic
links; optical-microwave delay lines for gigahertz signal transmission, high frequency
directly modulated diodes and external modulators, and high-speed detectors. Fiber
devices such as amplifiers, fiber lasers, super-luminescent fibers, and phase shifters; laser
diodes that meet military specifications and can operate in the multigigabit/s range;
harmonic generation and mixing using laser diodes; nonlinear effects that impact fiber
optic links such as soliton propagation, Brillouin scattering, and four-wave mixing.
---
Integrated optical devices for sensors, optical-microwave delay lines, signal processing,
networks, digital or analog communication links.
7) Glass and processing techniques for nanochannel glass technology and holey fibers;
specialty glasses and fibers for sensor applications and nuclear radiation hardness; optical
fibers with high mechanical strength, survivable coatings, and low bending loss.
8) Novel optical particles or nanorods that exhibit unique optical properties (transmission,
absorption, chirality, spectral signature, etc.) in VIS, SWIR, MWIR and/or LWIR.
9) Narrow linewidth lasers for coherent detection; multi-spectral lidar technology; single-
photon lidar technology; pulsed solid state blue-green lasers
10) Algorithms for wavefront sensing phase and/or image reconstruction; compressive
sensing algorithms for electro-optic applications; computational imaging algorithms to
design optical hardware.
11) Photonic band-gap materials; optical properties of materials and coatings; narrow band
gap superlattices; quantum wells, wires and dots; bioconjugated quantum dots to probe
cellular and environmental behavior; novel nanostructures; the interaction of light with
single microdroplets; development of real-time in-situ optical instrumentation to detect
bioaerosols, including single particles on-the-fly; novel materials or concepts to protect
eyes and sensors against intense laser radiation;
12) Development of type II “W” mid-IR lasers and quantum cascade lasers; other MWIR
laser and amplifier devices that increase brightness and power; organic light emitting
sources and optoelectronics; slow light studies; nonlinear optical probes such as Fast
CARS; and development of condition-based sensors for fluid monitoring.
13) Electro-optical, visible, infrared, multi spectral and hyperspectral technologies used in
systems for reconnaissance and surveillance of air, ocean, and ground targets, from space,
air, surface and subsurface platforms; high-speed digital optical/RF communications in a
tactical environment, including architectural issues; algorithmic development, including
digital image and signal processing algorithms for target detection and tracking; the
measurement and theory of optical signatures of air and ocean targets; the acquisition,
and characterization and simulation of large-area background imagery; atmospheric
propagation effects relevant to missile warning, laser countermeasures, and imaging;
electro-optical sensor technology including efficient high-speed photo-detectors, focal
plane arrays and signal processing; electro-optical components; digital holography and
electronic shutters; signal processing and data compression for multi-color electro-optical
and infrared sensors; multi sensor/data fusion and exploitation; neural network processing
and electronics particularly applicable to electro-optical sensors; advanced data
compression techniques and electronics for very large area visible, infrared, and multi
spectral.
Address White Papers (WP) to NRL_OptSci_BAA@us.navy.mil. Allow one month before
requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact should
---
not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive
contact.
57-24-01 - ELECTROMAGNETIC TECHNIQUES AND TECHNOLOGY RESEARCH
AND DEVELOPMENT
The U.S. Navy is interested in exploring the use of High Power Electromagnetic techniques and
technologies for purposes including anti-ship missile defense (ASMD), engine stopping, counter
improvised explosive devices, and command and control warfare (C2W). Proposals that
incorporate NRL capabilities are encouraged. Proposals for research and development into High
Power Electromagnetic techniques and technologies may include, but are not be limited to:
1) Wideband (narrow-pulse) HPM sources. The sources of interest range from compact,
lightweight devices that may be conventionally or explosively driven to larger, higher
power devices that are suitable for shipboard installation.
2) Narrowband HPM sources. The sources of interest are generally high duty, relatively
long pulse transmitters. Very high peak power, high average power, and high efficiency
are all desirable.
3) Innovative conventional and non-conventional HPM based electronic attack (EA)
techniques and systems including anti-missile defense applications, special operations,
engine stopping, counter improvised explosive devices, command applications and C2W
applications.
4) The use of RF transmission and backscatter to identify, determine properties, and/or
locate potential threat devices.
5) Interactions of lasers with materials and electronics. Particular interest in femtosecond
laser technology and atmospheric propagation.
6) Methods and technology for defending Naval systems from high power Electromagnetic
attack.
7) RF countermeasure techniques and technologies for anti-ship missile defense.
8) Modeling and simulation ranging from device level simulation to campaign models that
explore the utility of high power electromagnetic weapons.
9) Nearfield effects, sources, and antennas.
10) Ultrashort pulse technologies.
11) Directed Energy Prototype development.
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12) Synergisms between Directed Energy, Conventional Electronic Warfare, and Kinetic
defense systems for land and sea.
13) Electromagnetic energy effects on cells and organisms.
14) RF effects on biological materials
NRL more favorably will consider proposals offering initial increments comprised of short term
studies (6-8 man-months) which then can be used to decide if the research deserves further
investment.
NRL is also is interested in proposals for work leading towards prototype development.
Address White Papers (WP) to nrl_5745_baa_hpem@us.navy.mil. Any specific security
questions should be addressed in advance of proposal submission via separate discussion. Allow
one month before requesting confirmation of receipt of WP, if confirmation is desired.
Substantive contact should not take place prior to evaluation of a WP by NRL. If necessary, NRL
will initiate substantive contact.
57-24-02 - SHIPBOARD ELECTRONIC WARFARE
The Surface Electronic Warfare Systems Branch (SEWS) of the Naval Research Laboratory
(NRL) conducts research and development of Electronic Warfare (EW) systems directed toward
the protection of Navy ships. The Branch mission includes the development of EW system and
subsystem requirements; development, analysis and evaluation of shipboard ECM systems,
subsystems with and components; threat assessments; and development of EW operational
tactics and concepts.
The Surface EW Systems Branch is interested in receiving proposals for research and
development into all of its mission areas. Specific areas of interest include, but are not limited to:
1) Signal Detection and Processing
The trend in threat emitter characteristics is toward lower power emitters with highly agile
parameters, including pulse to pulse frequency variation and random or semi random pulse
repetition frequency (PRF). These emitter characteristics may include parameter variations using
identifiable sequences or random parameter variations. EW systems must be able to detect, de-
interleave, sort, and measure intra-pulse and pulse-train parameters to classify and associate EA
techniques with these agile emitters in a dense electromagnetic (EM) environment. Key research
areas include:
---
• Detection and direction finding of LPI signals in a complex EM environment,
including associated microwave receiver, antenna component, and system
technologies that provide wide bandwidth and high sensitivity.
• Sorting and deinterleaving of frequency and PRI agile emitters in a complex EM
environment.
• Pulse-to-pulse feature extraction for real time signal processing.
• Pulse and emitter measurements and derived pulse train measurements that provide
parameters to improve emitter classification with minimal ambiguities.
2) Electronic Attack (EA) Technique Generation
Countering advanced threat systems will require innovative conventional and non-conventional
ECM techniques and EA technique generators for application in all phases of the battle timeline
including surveillance, targeting, acquisition, and terminal phases. In addition countering
advanced threats requires a coherent technique generation which includes the ability to capture,
store, and process threat pulses received in a complex EM environment. Key research areas
include:
• Broadband, high dynamic range Digital Radio Frequency Memories (DRFMs).
• Finite Impulse Response (FIR) Filters.
• ECM techniques against Low Probability of Intercept (LPI) radars.
• Counter-targeting ECM techniques systems for battle force defense.
3) Advanced ECM transmitters
Increased threat capability and increasing threat density will require the development of new
transmitter technology with expanded frequency coverage and multiple threat handling
capability. Key research areas include:
• Millimeter-wave EW transmitter concepts and technologies.
• Broadband, multiple-simultaneous-beam antenna technology.
• Multifunction aperture designs and technology.
• Very wideband electronic countermeasures (ECM) technologies and components,
including amplifiers (tubes, solid state, and hybrids), power combiners, filters, and
other discrete devices.
4) Sensor Integration
Future EW systems will need to operate in a distributed, networked environment in order to
provide effective capability against advanced threats in complex EM environment. Key research
areas include:
• Shipboard sensor fusion techniques;
• Intra-ship information fusion/association techniques;
• Timely/near real-time EW effectiveness measurement technology.
• Distributed, networked battle force concepts, techniques and systems.
5) System Concept & Embarkable Prototype development and demonstration
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The effective transition from research to operational use requires the demonstration of advanced
technology in an operationally relevant environment in a manner that is consistent with how it
would be deployed. The Surface EW Systems Branch has developed a standard interface that
can rapidly and easily support the demonstration of advanced EW capability in a relevant
shipboard environment. It allows for the integration and demonstration of signal detection and
process technologies, EA Technique Generation technologies, Advanced ECM transmitter
technologies, and Sensor Integration technologies into a field demonstrable (i.e. Embarkable
Prototype) system. Key research areas include:
• Analysis tools for developing and assessing EW Concepts
• Methodologies/tools for assessing and quantifying countermeasure
capability/effectiveness against current and projected threats.
• Technologies that facilitate rapid deployment, upgrade, and support of Advanced EW
capability on Naval combatants.
NRL more favorably will consider proposals offering initial increments comprised of short-term
studies (6-8man-months) which then can be used to decide if the research deserves further
investment.
Address White Papers (WP) to nrl_5740_proposals@us.navy.mil. Allow one month before
requesting confirmation of receipt of Initial Proposal, if confirmation is desired. Substantive
contact should not take place prior to evaluation of an Initial Proposal by NRL. If necessary,
NRL will initiate substantive contact.
B. MATERIALS SCIENCE AND COMPONENT TECHNOLOGY DIRECTORATE
CODE 6000
60-24-01 - HIGH PERFORMANCE COMPUTING ON MASSIVELY PARALLEL
ARCHITECTURES
The Laboratories for Computational Physics and Fluid Dynamics (LCP&FD) of the Naval
Research Laboratory (NRL) conduct research and development supporting the national initiative
in high performance computing. Advanced algorithms, codes and licensable software are
developed for commodity systems and for the newest massively parallel architectures.
Research is pursued in the fields of compressible and incompressible fluid dynamics,
reactive flows, fluid/structure interaction including submarine and aerospace applications,
atmospheric and solar geophysics, magneto-plasma dynamics, fire modeling, engine modeling
and molecular dynamics. We are interested in receiving proposals for basic scientific research
and development directed toward increasing knowledge or understanding pertaining to our on-
going programs in the following topics:
1) Novel modeling and simulation of complex combustion systems involving multi-phase
---
fuel (including alternate and synthetic fuels) injection such as droplets, sprays and
particulate matter in a gaseous background. Also innovative development, integration and
maintenance of an environment for efficient approaches to the massively parallel
processing of detailed chemical kinetics mechanisms and the development of simplified
chemistry models (for conventional and alternate fuels) for inclusion in multidimensional
simulations of flames, fire and detonations.
2) Innovative characterization of sound generation and investigation of methods to increase
fuel-air mixing, reduce noise and pollution from jet engines burning current and future
alternate fuels (including bio-derived and synthetic fuels) using direct and large eddy
simulation techniques and supporting data for validation.
3) Novel numerical modeling for large scale studies with general boundary conditions,
modeling of local phenomena in multidimensional magnetofluids, innovative many-body
simulation models for plasma phenomena.
4) New radiation transport and equation of state models for inclusion in highly parallelized
and vectorized hydrodynamic simulation codes which address astrophysical and
laboratory plasmas, in which the effects of radiation transport and non-ideal equations of
state are relevant.
5) Novel techniques for structured and unstructured grid-based unsteady flow solvers for
complex, three-dimensional flows. This research would also address parallel load
balancing and adaptive refinement and re-meshing for unsteady flows. CAD interfaces
with grid generators and unsteady flow solvers for multiple moving surfaces and bodies
in relative motion, bodies in and near a free surface, and bodies in turbulent separating
flows are also sought.
6) Development and application of efficient Flux Corrected Transport (FCT) methods for
Graphical Processing Units and other computational coprocessors.
7) Development, validation and application of techniques for complex multi-phase flows
and development of innovative techniques for the simulation of low Reynolds number
flows through complex geometries.
8) Innovative modeling of elastic-plastic flows and flow interactions with solid deformable
boundaries. This includes shock loading in sand and/or explosive effects on deformable
bodies.
9) Development of innovative and efficient numerical techniques, analysis and experiments
for the simulation and validation of the performance and operation of continuous and
pulsed detonation engines.
10) Development, application, validation, and accreditation of numerical simulation models
needed to support decisions in protection of buildings, facilities, cities and/or military
platforms from the threat of chemical/biological incidents and blasts.
---
11) Development and application of scalable methodologies for urban geometry and feature
extraction from LIDAR and remote sensing data.
12) Development and application of numerical simulation models, including visualization
techniques, to investigate complex unsteady viscous flows associated with bio-fluidic
systems and devices as well as artificial bio-mimetic vehicles and systems.
Address White Papers (WP) to Code 6040, by email to 6040whitepapers@nrl.navy.mil. Allow
one month before requesting confirmation of receipt of WP, if confirmation is desired.
Substantive contact should not take place prior to evaluation of a WP by NRL. If necessary,
NRL will initiate substantive contact.
61-24-01 - ELECTROCHEMICAL ENERGY STORAGE, CONVERSION AND
COMMAND/CONTROL
The Alternative Energy Section (Code 6113) of the Chemical Dynamics and Diagnostics
Branch of the Naval Research Laboratory (NRL) is interested in receiving proposals for the
improvement of power/energy sources for U.S. military missions, with a focus on
electrochemical energy storage and conversion systems such as batteries and fuel cells. The
NRL seeks innovate concepts to promote electrification, command & control energy, and supply
chain resilience of emerging energy technologies. Proposals will be considered on topics ranging
from materials discovery and development through systems integration. Energy storage and
conversion materials, components, cells and system level developments and advancement are
requested.
Address White Papers (WP) to NRL_6100_PowerEnergyBAA@us.navy.mil. Allow one month
before requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact
should not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate
substantive contact.
61-24-02 - CORROSION PROCESSES, CONTROL, MITIGATION, AND
TECHNOLOGY
The Naval Research Laboratory (NRL) is interested in receiving proposals for research and
development in materials performance, environmental effects, corrosion processes, corrosion
control and marine coatings technology. These efforts may include studies from basic corrosion
mechanistic studies through applied technology and corrosion control initiatives. The areas of
research and development activities of interest to NRL include, but are not limited to the
following:
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1) Develop computational modeling techniques for the development of predictive equations
of state for materials, mechanistic prediction and prognostics, which could greatly reduce
costs, techniques, methodology and processes for developing new materials with
improved corrosion resistance and structural performance attributes. These may include
fundamental composition modification, forming processes, treatments, processing and
augmentation that permit optimization of properties, including corrosion resistance,
cathodic protection requirements, reduction in localized effects, stress corrosion cracking
resistance, reduced hydrogen embrittlement, etc.
2) Improved properties of materials, inhibitors, surface modification and passivation,
property enhancement related to materials physical property improvements, improved
galvanic compatibility, minimize microbial influenced corrosion (MIC), electrochemical
enhancement, plating, hardening, carburization and low temperature carburization,
surface coatings, welding techniques, annealing, reduced susceptibility to stress corrosion
cracking and hydrogen effects, novel methods for metal extraction, ionic liquids, rapid
prototyping methods, oxidation/reduction effects. Materials efforts may contribute toward
Navy vessels and may include but are not limited to: steels, HSLA steels, stainless steels,
nickel alloys, aluminum alloys, titanium, copper/bronze, magnesium alloys, composites,
polymers, anode materials, and novel materials, such as nano-based, amorphous,
implanted, flame/plasma spray, novel microstructure and unique technology.
3) Design of marine coatings technology that contribute to improved corrosion performance,
new resin/formulation properties, coatings durability, reduced total life cycle cost, dual-
use, improved inspection capability, reduced/marginal surface preparation requirements,
advanced application technology, rapid cure/single coat cure, self-inspecting, radar
adsorption, acoustic damping, improved special hull treatment/mold in place, antifoulant
technology, cavitation/erosion resistance, reduced maintenance and condition based
maintenance (CBM). These efforts may pertain to all ship and submarine platform
technologies and includes applications for aircraft, remotely operated vehicles,
autonomous vehicles, Marine Corps vehicles, component parts and developing
technology.
4) Development of: sensor technology, corrosion control systems, cathodic protection
technology, electrochemical techniques, integrated components, biological materials,
novel electronic circuits, smart materials and structures, dual-use systems, control
algorithms, computational techniques, physical scale modeling, devices, components,
bioremediation techniques, chlorination/dechlorination methods/equipment,
descaling/fouling removal applications, electrical isolation, improved grounding, power
systems, fuel cell technology, catalysts, membrane technology, materials extraction,
novel manufacturing processes – including interstitial hardening and other surface
modification processes that improve the corrosion resistance of materials, diamond
materials, surface enhancements/detection methods, improved concrete
processes/durability, and diver safety technology.
5) Development of materials, coatings, devices, components, product and systems that
address crucial Naval and DoD requirements for corrosion prevention, control,
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remediation, maintenance, life-cycle extension, cost reduction, platform sustainment, sea
basing, technical insertion, advanced ship design, propulsion systems, equipment
design/specification, system engineering and unique naval applications.
Address White Papers (WP) to NRL_6130_BAA@us.navy.mil. Allow one month before
requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact should
not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive
contact.
61-24-03 - APPLICATIONS OF MOLECULAR BIOLOGY, BIOCHEMISTRY,
ANALYTICAL CHEMISTRY AND ADVANCED LASER TECHNIQUES
The Naval Research Laboratory (NRL) Chemistry Division conducts research in a number of
areas related to detection of biological, chemical and other hazardous materials or conditions. In
addition, the Division conducts research in developing tools and methods to transfer, preserve
and characterize and optimize the performance of chemical and biological based materials.
Areas of primary interest include:
1) Characterization of environmental processes and their application to remediation and
restoration technologies;
2) Detection, sampling and characterization of chemical and biological agents, toxic metal
ions and explosives;
3) Unique analytical chemistry tools for more efficient and cost effective sample processing;
4) Genetic- and molecular biological-based tools; (4a) techniques for the preservation and
characterization of cells, tissue and biomaterials; (4b) methods for printing environmental
biological and chemical material;
5) Improved and alternative fuel sources that include hydrogen fuel cells, solid oxide fuel
cells and microbial fuel cells;
6) Atmospheric propagation of femptosecond pulses;
7) Electromagnetic induction sensors and analysis for detection and classification of
unexploded ordinance;
8) Advanced laser and optical techniques, including novel plasmonic systems, optical
diagnostics, remote sensing, and materials-based optical signatures;
9) Microfluidic structures with application to microchip separations, sampling, detection
and pumping;
10) Chemometrics;
11) Volume sensing through image analysis and machine vision; 12) Reactive multi-
functional coatings;
12) High throughput culturing of unculturable and/or environmentally derived
microorganisms;
13) Lithium ion battery safety diagnostics; and
14) Advanced power system analysis and optimization
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Key words describing these research interests include, but are not limited to: chemical sensors,
biosensors, biosurfactants, gene probe technology, biofilms, freeze-drying, lyophilization,
cryopreservation, contaminated sediments, corrosion and biofouling, remote sensing, methane
hydrates, carbon cycling, laser pressure, optical techniques, biocollector, MTADS, capillary
electrophoresis, microchip, laboratory-on-a-chip microfabrication, microfluidics, video-based
detection, machine vision, workspace monitoring, damage control, multivariate analysis,
mobility fuels, thermal stability, antioxidants, and metal catalysis. NRL is interested in receiving
proposals which address innovative technologies or fundamental approaches related to these
research areas.
Address White Papers to NRL_6101_BAA@us.navy.mil. Allow one month before requesting
confirmation of receipt of White Paper, if confirmation is desired. Substantive contact should not
take place prior to evaluation of a White Paper by NRL. If necessary, NRL will initiate
substantive contact.
61-24-04 - MULTIECHELON DIAGNOSTICS (MEDx) TECHNOLOGY
DEVELOPMENT AND TIERED EVALUATION
Recent advances in diagnostic technologies are blurring the standard definitions of Echelons of
Care [see below for definitions]. As smaller, faster, more sensitive, and easier to perform become
superlatives of emerging technologies, those technologies may now be applicable to more than
one Echelon of Care. For example, complex genomic analysis for alleles, SNPs, or other unique
genomic markers may have started out as an Echelon 4 activity, but can now be performed on a
portable thermocycler device that has the operational characteristics to be successfully deployed
at Echelons 1 or 2. Additionally, DNA/RNA numerous isothermal amplification schemes even
remove the need for thermal cycling and that added instrumentation. Therefore, the community
has never been more empowered to introduce new technologies across the battlespace,
specifically the same technology with multiple concepts of operation.
The Naval Research Laboratory (NRL) is seeking Research & Development partners to advance
technology developed for in vitro diagnostic devices that are amenable to military hardening and
integration with communication capabilities to support the medical diagnostic and
epidemiological detection and biosurveillance needs of the US military across multiple Echelons
of Care and specifically for field deployment at Echelons 1 or 2.
Desired Design and Performance Capabilities
The Government is interested in proposals offering innovative, high functioning approaches for
in vitro diagnostic devices that can operate at Echelon 1; however, superlative diagnostic
technologies that operate at Echelon 2 will be considered. Offered technologies must be mature
enough to enter into the Tiered Evaluation Model.
Proposals for both genomic and immuno-analysis technologies are sought. Desired performance
capabilities for the two use cases are:
---
Genomic Analysis Platforms: Devices capable of detecting specific nucleic acid targets and/or
examining molecular sequences at clinically relevant concentrations in complex clinical sample
matrices, to include whole blood, serum/plasma, urine, and nasal swabs. An integrated or very
simple method to nucleic acid sample preparation/purification is needed to operate without any
complex external sample manipulation. Specifically DNA and/or RNA pathogen genomic
signatures and/or host response biomarker targets must be measured, to provide positive
identification of the causative agent of illness on a hand-held or man portable diagnostics system.
Analysis should be multiplexed (minimum of four; preferred more than five, including internal
positive controls. Sample adequacy/processing controls and negative template controls are also
encouraged) to provide a syndromic approach to disease identification; including sub-typing for
diseases as appropriate (e.g., dengue virus serotypes, phylogenetic differentiation of Ebola
strains, etc.).
High Performance Non-Nucleic Acid Analysis Platforms: Devices capable of identification of
affinity ligand binding antigen capture (e.g., immunoassay target platforms that promote
identification of the causative agent of illness. Analysis should be multiplexed (minimum of
three, preferred more than four) to provide a syndromic approach to disease identification;
including sub-classification for diseases as appropriate. Assays for immunological targets that
indicate acute infections are preferred, particularly for deployment in endemic areas.
In either use case, the Device and Assay must have the following characteristics: The device
must be a low-complexity diagnostic device usable by personnel following minimal training. A
total sample to answer timeframe of one hour or less is preferred. The final technology package
should be for use in field forward, often austere environments with limited resources. Important
assumptions for these environments include that they have no surgical and limited patient
holding capability, are manned by a Physician, Physician Assistant (PA), or Medic, with the
mission of providing triage, and treatment to return military personnel to duty, or stabilizing
them for evacuation to the next level care facility. The device must have communications ability
or can be easily integrated with a communication capability. The base requirement is that the
communication of the resulting analytical data is possible via electronic means (e.g., text
message, email, image, PDF, et cetera). The device should have battery capability that assures
no disruption in assay completion should field conditions change abruptly. Full battery operation
with periodic battery charging is preferred. It is not required that the device is handheld, but the
physical parameters of weight and footprint will be evaluated. It would be desirable that the
device could test multiple matrices such as blood, urine, saliva, tears, sweat, and environmental
matrices with as little preprocessing of the sample. For example, testing whole blood from a
finger prick is preferable to serum from venous blood.
Devices should demonstrate sufficient analytical sensitivity, specificity and total (positive and
negative) predictive value for infectious disease diagnostic applications. The Devices and Assays
should be designed to diagnosis diseases whose origin is an infectious agent, pathogen, or toxin
(organized as panels by syndromic presentation or pathogen class), and/or biomarkers of
---
exposure to said agents. Analytes of interest include both pathogen and host-related exposure
class-differential diagnostic markers. The ability to differentiate between pathogens that cause
non-specific febrile systemic disease that needs to be differentially ruled in (and preferably ruled
out) such as Malaria (specifically P. falciparum), Arboviral diseases (e.g. dengue, chikungunya,
etc.), Typhoid, Arenaviral diseases, Rickettsial diseases, Viral hemorrhagic fevers (specifically
Lassa fever and Ebola), Plague, Tularemia (Francisella tularensis), and melioidosis
(Burkholderia pseudomallei) is desirable. The Government is also highly interested in
capabilities for the rapid analysis of Antimicrobial/Multi-drug resistance (AMR/MDR)
sensitivity. Detection should be possible out of the appropriate sample matrix (e.g., whole blood,
serum, urine, saliva) with sample collection occurring at similar environmental conditions to the
device operation. Sample preparation should be minimal or preferably automated. It is not a
requirement that the device technology fulfilling the requirements outlined above be specifically
designed for these pathogens/diseases, but the technology must be easily adaptable to such
pathogens/diseases. A full use scenario from sample collection, through sample preparation, to
answer must be offered with preference given to fully automated and user-friendly solutions.
NRL will work cooperatively with the Offeror to test and verify performance of the devices and
to assist in the integration of the diagnostic devices with communication and device hardening
for Echelon 1 application. The offeror must demonstrate manufacturing capability, or
partnerships for manufacturing, that assure prototype Devices and Assays will be available for
field deployment and testing at the end of the performance period.
Any potential International Traffic in Arms Regulations (ITAR) restrictions, including any
anticipated restrictions likely to be generated by the proposed work plan, must be listed.
Tiered evaluation model
It is anticipated that the MEDx program will provide up to two years of funding for research and
development through competitive prototyping. The timeline will be divided into three Tiers. The
first Tier will be no more than 5 months and include time for NRL to independently benchmark
the performance of the offerors technology with the current assay that best matches the stated
diagnostic needs; note that not every need must be met by the technology at the time of proposal,
but a clear path towards meeting those needs within the overall span of the program options must
be described. Technologies of sufficient merit will be advanced to an optional second Tier that
engages the offeror in research and development of the technology to meet all needs outlined
with a performance period up to 12 months. Following the performance period, the developed
technology will be again be independently benchmarked by NRL. Finally, an optional third Tier
of 3-9 months can be activated for the field deployment of the developed technology. The offeror
will need to manufacture enough devices to supply the field study. Exact number of devices will
depend on the offered technology, but anticipated requirements are for 500-5000 devices. These
three Tiers include device development, testing and demonstration, evaluation, reporting, and
selection activities. Selection of device candidates to be advanced into Tier 2 and Tier 3 will be
based on specific parameters and metrics being successfully met in demonstration exercises. The
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Government shall provide technical data and support for demonstrations, as well as facilitate
interaction with relevant DoD and Interagency stakeholders.
Address White Papers (WP) toNRL_6170_MEDX@us.navy.mil. Allow one month before
requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact should
not take place prior to evaluation of a White Paper by NRL. If necessary, NRL will initiate
substantive contact.
Appendix A: Echelons of Care Definitions. Information taken from:
Cubano, M.A.; Lenhart, M.K. Emergency War Surgery; US Army, Office of the Surgeon
General; eBook; 2014; pp 410; ISBN: 016092197X.
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63-24-01 - MATERIALS PERFORMANCE, PROCESSING, AND MODELING
The Materials Science & Technology Division (MSTD) of the Naval Research Laboratory
(NRL) is interested in receiving proposals for research and development in materials, their
joining, and their processing, including modeling of materials performance and joining and
forming processes to achieve cost- effectiveness. The areas of research and development
activities of interest to NRL include, but are not limited to the following:
1) Modeling - Microstructural/continuum modeling for the development of predictive
equations of state for materials which could greatly reduce costs of developing new
alloys and forming processes as well as permit optimization of properties and plant
weldable aluminum and iron alloys of high strength, toughness, stress corrosion
cracking resistance, reduced hydrogen embrittlement, etc.
2) Forming/Machining - Forming and machining of hard-to-form and/or machine alloys
by the application of high fields. This may include the application, singly or in
combination, of electric, magnetic, ultrasonic, and microwave fields and address the
casting and/or forming to near-net-shape by rolling, drawing, or forging and the
machining by point cutting or grinding of any low ductility materials such as tungsten
alloys, aluminides, etc.
3) Processes for Lower Life Cycle Costs/Simulations - Design of manufacturing processes
that achieve desired product attributes at lowest total life cycle cost. This may include
the integration of several unit forming processes and the simulation of such processes
to account for geometric effects and the effects of evolving material microstructure and
temperature and stress fields. Total life cycle spans issues from the initial material
synthesis to the final disposition of components including all costs of acquisition and
ownership.
4) Smart Materials - Demonstrate the application of "smart materials and structures"
(SM&S), in military and dual-use systems. Generically, SM&S should have the
capability to sense environmental stimuli, process the acquired data, and actively
respond in a controlled manner to achieve a desired goal. This includes a wide range of
materials (e.g., shape memory alloys, electrostrictive ceramics, ionic/conductive
polymers, and polymer fibers and films, etc.), control algorithms and signal processors,
and their assembly into devices that can be made to perform battle-related actions
robotically (e.g., swim, fly, walk, etc.).
5) Superconductivity - Development of superconducting materials, devices, components,
and systems that address crucial Naval and DoD requirements. Although the principal
area of interest is in superconductors with transition temperatures above 30K, unusually
sound proposals for research and development devices, components, and circuits
fabricated from materials with superconducting transition temperatures below 30K will
be considered if deemed suitable for potential Naval applications.
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Address White Papers (WP) to Code 6300, by email to mstdbaa@nrl.navy.mil. Allow one
month before requesting confirmation of receipt of WP, if confirmation is desired. Substantive
contact should not take place prior to evaluation of a WP by NRL. If necessary, NRL will
initiate substantive contact.
67-24-01 - BASIC AND APPLIED RESEARCH IN PLASMA SCIENCE
The Naval Research Laboratory (NRL) is interested in receiving proposals that address basic and
applied experimental, theoretical and computational research to advance fundamental knowledge
in high temperature plasmas.
Specific areas of interest include:
1) Theoretical and experimental studies of krypton-fluoride and argon-fluoride laser
systems, both single pulse and repetitively pulsed, includes pulsed power, optics and
electron beam generation, propagation and transport. Study of laser-matter interactions
and strongly-coupled plasmas for high energy density science. Theory and experimental
studies of laser-plasma instability at high intensity and materials at extreme conditions..
2) High energy pulsed power systems employing capacitive and inductive energy storage.
Production of pulsed plasma and intense high-power, charged particle beams including
single pulse and high average (rep-rated) power systems. Modeling and simulation of
pulsed power devices and applications. Pulsed-power-driven radiation and acoustic shock
generation sources. Primary energy storage and thermal management for pulsed power
systems.
3) Theoretical and large-scale computational modeling of ionospheric, magnetospheric,
solar and space plasmas.
4) Theoretical studies and computer simulations of nonlinear dynamic phenomena and novel
nonlinear algorithms for use in applications such as nonlinear time series analysis,
analysis of complex data sets, study of adaptive networks, analysis and control of coupled
systems, and emergent structures in stochastic dynamics.
5) Theoretical and experimental research in the areas of coherent radiation sources, systems,
and propagation, including microwave and millimeter-wave sources, high energy lasers,
and ultrashort pulse lasers. Research includes beam control, secondary radiation
generation, interaction with materials, sources of mid and long wavelength infrared
pulses, and laser acceleration of particles.
6) Diagnostic and data handling/analysis techniques applicable to pulsed or dc
measurements for remote sensing and laser-matter interactions, including real time
diagnostics and post-interaction analysis.
7) Theoretical and experimental research into the production of plasmas in neutral gas
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backgrounds using RF excitation, plasma discharges, beam ionization, or other
techniques. Development, testing, and analysis of advanced plasma diagnostics for
partially ionized gas distributions. Investigations of the interaction of plasmas with gas
distributions, surfaces, or coatings on surfaces. Development or utilization of specialized
diagnostics to analyze plasma effects. Analysis of experimental results and comparison
with theoretical predictions.
8) Theoretical and experimental research on microwave, millimeter-wave, low temperature
plasma or pulsed electron beam processing or synthesis of materials, including ceramics,
metals, liquids, or gas mixtures.
9) Experimental research in high-velocity electromagnetic launchers. Design of launcher
barrels and armatures. Diagnostics of launcher performance. Pulsed power systems for
electromagnetic launch. Novel applications of electromagnetic launchers, including
laboratory studies of shock generation in materials.
10) Theoretical and experimental research on high-energy-density plasma (HEDP) physics,
including atomic processes and advanced plasma diagnostics. Physics and simulation of
high-energy-density plasmas produced by electron beams, lasers, or Z-pinches.
Computational tools to understand the coupling of ionization, radiation transport, and
plasma dynamics in HEDP environments.
11) Development of novel and robust detection systems suitable for high-power pulsed
environments, consisting of temporally-, spatially-, and/or spectrally-resolved detectors
for x-ray, high-energy gamma, or neutron (both fast and thermal) emissions and mode-
differentiating data acquisition electronics.
12) Theoretical and experimental research on the generation and diagnosis of space plasmas.
Developmental research of advanced plasma diagnostics for space plasmas using ground-
based simulation chambers or space-based platforms. Integration of advanced diagnostics
into space platforms. Interfacing of experimental hardware with space craft. Acquisition
of data, analysis, and comparison with theoretical models or other data.
13) Theoretical research on hypersonic plasmas generated by air-breathing and reentry
vehicles or guided projectiles. The emphasis is on the plasma chemistry in the interface
layer between the vehicle/projectile surface and ambient environment that is in contact
with that surface, known as hypersonic shock wave boundary layer. Shocks, thermal
heating, plasma formation, and energy exchange between the surface and plasma are
modeled.
Address White Papers (WP) to nrl6701@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
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68-24-01 - RADIATION EFFECTS RESEARCH
The Solid State Devices Branch of the Electronics Science and Technology Division of the
Naval Research Laboratory (NRL) is interested in receiving proposals to investigate the effects
of radiation on advanced solid state devices, developing methods to mitigate these effects, and
detecting radiation. The radiation of interest includes the natural radiation environment of space
(trapped particles, cosmic ray ions, solar protons, etc.) and non-natural sources (gamma rays,
neutrons, pulses of energy, etc.). The effects include total dose and displacement damage and
single event effects including upset, latchup, gate rupture, etc. The devices of interest include,
but are not limited to, advanced technology memory devices, gate arrays, microprocessors,
imagers, solar arrays and energy storage devices such as batteries. Mitigation effects include
hardening by processing or design or shielding techniques especially using novel and innovative
ideas not previously investigated.
Address White Papers (WP) to nrl_Quantum_Optoelectronics@us.navy.mil. Allow one month
before requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact
should not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate
substantive contact.
68-24-02 - PHOTOVOLTAICS FOR PORTABLE POWER
The Optoelectronics and Radiation Effects Branch of the Electronics Science and Technology
Division of the Naval Research Laboratory (NRL) is interested in receiving proposals to
investigate photovoltaic (PV) technologies that enable portable power sources. These power
sources are intended for man-portable applications as wells as powering unattended, remote
systems. PV devices that provide high photon to electric conversion efficiency and can be
produced on flexible substrates are of particular interest for forming flexible PV blankets. PV
devices that can be directly integrated into a system for remote powering are also of interest.
Proposals ranging from basic device development to system demonstration are encouraged.
The Quantum and Optoelectronics Branch of the Electronics Science and Technology Division
of the Naval Research Laboratory (NRL) is seeking proposals to investigate optical wireless
power transfer technologies that can power unattended, remote systems via ground-to-ground,
ground-to-air, air-to-ground, or ship-to-shore transmission. Of particular interest is the ability to
convert at least 1 kW of power at a distance of at least 3 km. The system must be capable of
automatically shutting off to prevent damage/injury in the event that an asset (ground, air, or
satellite) crosses the transmission path. Safety system must be capable of operation both day and
night, as well as in inclement weather or in the event of GPS failure. Photovoltaic receive
aperture must be less than one square meter in diameter, and the transmitter should be a modular
laser with variable output power up to 5 kW (optical) and capable of continuous operation.
Desirable photovoltaic receiver attributes include high conversion efficiency, scalability, and the
---
ability to manage substantial thermal loads imposed by the incident laser. System-level
demonstration should show ability of long-range wireless power transfer for charging military
batteries. Proposals ranging from basic device development to system-level demonstrations are
encouraged.
The Quantum and Optoelectronics Branch of the Electronics Science and Technology Division
of the Naval Research Laboratory (NRL) is seeking proposals to investigate modeling,
simulation, and analysis (MS&A) to supply quantitative insights into the first, second, and third
order operational effects that can be realized when advanced optical wireless power transfer
technology is brought to the battlefield. MS&A must involve purpose-built models and apply
data from separate experimental demonstrations (experimental technology demonstrations
outside the scope of MS&A proposal) to both calibrate modeled inputs and supply a trajectory
for optical wireless power transfer capability development as well as its associated operational
impact.
Address White Papers (WP) to nrl_Quantum_Optoelectronics@us.navy.mil. Allow one month
before requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact
should not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate
substantive contact.
C. OCEAN AND ATMOSPHERIC SCIENCE AND TECHNOLOGY DIRECTORATE
CODE 7000
71-24-01 - ACOUSTIC SIMULATION AND TACTICS
The Naval Research Laboratory (NRL) conducts broad-based research in ocean acoustics to
better understand the effects of the ocean environment on underwater acoustics, and to assess
and predict how these environmental effects will impact the performance of Naval systems,
operations, and missions. The "ocean environment" includes three-dimensional, time-evolving
features such as rough air-sea interfaces, sub-surface bubbles and plumes, volume effects (e.g.,
internal waves, solitons, fluctuating media, biologics, pollutants, fronts, eddies), rough sea-floor
interfaces, and ocean bottom and sub-bottom regions. "Underwater acoustics" includes all
acoustic processes and interactions that can occur within the ocean environment (e.g.,
propagation, scatter, attenuation, dispersion, mode conversion, coherence, ambient noise and
sediment penetration). "Naval systems, operations, and missions" include, but are not limited to,
sonar systems, Anti-Submarine Warfare (ASW), Mine Counter Measures (MCM), warfare
effectiveness, and strategy and tactics optimization. Numerical techniques and computer codes
are developed as required to support the Navy's need for improved ocean acoustics models and
data bases and to provide supporting analysis for operational and tactical application of computer
models.
Current major areas of research interest include:
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1) Acoustic Simulation and Modeling (e.g., theoretical formulations, computational
acoustics, numerical modeling, inverse methods, stochastic methods, visualization, and
scalable computer and supercomputer code development);
2) Warfare Effectiveness (i.e., research in advanced methods of assessing environmental
impact on Naval missions and strategy optimization);
3) Mid to High-Frequency Acoustics efforts related to the effect of the environment on the
performance of Navy sonar systems, including the effects of the medium coherence,
bottom roughness, sediment composition, clutter and their effects on advanced imaging
techniques;
4) The application of sophisticated signal processing methodologies (e.g., matched field
processing and high-order spectral techniques), to determine the limits and variability of
harsh environments on the performance of Navy sonar systems;
5) Novel optimization, physics-informed machine learning, and advanced, modern
techniques for acoustic applications;
6) The combination of acoustics with other sensing techniques, such as optics, magnetics,
electromagnetics, hydrodynamics, geophysics and others for both ASW and MCM
applications;
a. Acoustic environmental characterizations, data base modeling, and analysis of those
aspects of the marine environment relevant to acoustic propagation; and
b. Coupled target-waveguide modeling and target recognition, classification, and
discrimination.
Proposals for evolutionary improvements are inappropriate under BAA authority and are not
desired.
Address White Papers (WP) to NRL_Code7180_BAA@us.navy.mil. Allow one month before
requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact should
not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive
contact.
72-24-01 - LOW FREQUENCY RADIO INTERFEROMETRY
The Remote Sensing Division of the Naval Research Laboratory is developing and deploying
imaging HF/VHF radio interferometers for use in developing, demonstrating, and exploiting
interferometric imaging through the ionosphere at low frequencies. NRL is interested in
proposals for innovative basic and applied research leading to the development of new
capabilities and applications for these instruments; the development of new techniques for wide-
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field interferometric imaging, ionospheric phase correction, or interference excision; or for other
innovative science or technical development related to long wavelength radio interferometry.
Proposers may respond to one or more areas of interest or may propose clearly related
investigations; however, each area requires an individual and complete proposal which will be
separately evaluated.
Research may be conducted at the unclassified level and proposals must be unclassified.
Address White Papers (WP) to nrl_7200_baa@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
72-24-02 - OPTICAL REMOTE SENSING OF THE COASTAL REGIME
The Remote Sensing Division of the Naval Research Laboratory (NRL) is developing methods
and instrumentation for the remote sensing of coastal waters, near shore areas and adjacent lands,
and other coastal regions by means of optical sensors working throughout the electromagnetic
spectrum – both active and passive – and the algorithms associated with sensor data. NRL is
interested in innovative proposals for basic and applied research which will lead to improved
retrieval of environmental parameters be that from novel or improved instrumentation or
algorithms. Additionally, the ability to model the performance of instruments and methods in
various situations is desirable.
Proposers may respond to one or more areas of interest or may propose clearly related
investigations; however, each area requires an individual and complete proposal which will be
separately evaluated.
Address White Papers (WP) to nrl_7200_baa@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
72-24-03 - REMOTE SENSORS AND IMAGING SYSTEMS
The Remote Sensing Division conducts a program of basic research, science, and applications
aimed at the development of new concepts for sensors and imaging systems for objects and
targets on the Earth and in the near-Earth environment, as well as deep space. The research
focuses on the discovery and understanding of the basic physical principles and mechanisms that
give rise to the background environmental emission and targets of interest and to absorption and
emission mechanisms of the intervening medium. The development effort includes active and
passive sensor systems to be used for the study and analysis of the physical characteristics of
phenomena that give rise to naturally occurring background radiation, such as that due to the
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Earth's atmosphere and oceans, as well as man-made or induced phenomena such as
ship/submarine hydrographic effects. The research includes theoretical, laboratory, and field
experiments leading to ground based, airborne and space systems for use in such areas as remote
sensing, astrometry, astrophysics, surveillance, environment and improved operational support
systems for the Navy. Areas of interest include all levels of the atmosphere (lower, middle, and
upper) and space environment, air/sea interface and oceanography. Special emphasis is given to
developing space-based sensors and improving the exploitation of existing space systems.
Innovative research is desired in areas of interest including, but not limited to, the following:
1) The impact of the physics of atmosphere and ocean interaction on physical and biological
sea surface characteristics, from the viewpoint of global surveillance systems.
2) Research attempting breakthrough advancements in imaging data compression
methodology, scene classification, and coherent/non-coherent sensor exploitation.
3) Atmospheric gases and aerosol measurements. Research in this area is wide ranging:
propagation effects, pollutant monitoring, global climate change, and cloud physics.
4) Development of instruments, models, and retrieval algorithms for passive remote sensing
of the oceans, atmosphere, and land.
Address White Papers (WP) to nrl_7200_baa@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
72-24-04 - AIRBORNE, SHIPBOARD, AND OVERHEAD DATA ACQUISITION AND
ANALYSIS
The Coastal and Ocean Remote Sensing Branch of the Naval Research Laboratory (NRL) is
interested in receiving proposals for research and development in the areas of sensor technology,
data acquisition, and data analysis in the field of fixed sensor, airborne and shipboard remote
sensing.
The primary areas of interest are synthetic aperture radar, GPS navigation, multi- and hyper-
spectral imaging, and radar/laser profilometry. The proposed research would address methods
and techniques in data acquisition, analysis, and modeling for all of these sensors, with particular
interest in ultra-wide-band SAR and hyperspectral sensors. The research may address issues in
surveying and analysis of natural materials - i.e. sediment, water, snow, and ice-surface and sub-
surface layers, vegetation, including multi-layered canopies, as well as man-made object and
materials property evaluation using all remote sensing modalities from the entire electro-
magnetic spectrum range.
The research may involve new and innovative research in long-range kinematic differential GPS
navigation with a goal of producing decimeter level positioning of aircraft for baseline lengths of
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up to 1,000 kilometers. The research may also involve new methods of acoustic and non-acoustic
modeling combining the water column with bottom and sub-bottom acoustic and non-acoustic
characteristics in both shallow and deep-water regions. The research may also address issues in
seafloor sediment characterization using novel contact and non-contact methods and instruments
as well as modeling of sediment behavior in the wide range of deformation and rates-of-
deformation regimes – both in situ and in laboratory environments. Furthermore, the research
may involve small-SWAP and edge-processing of hyperspectral, multispectral optical data and
SAR/RF data for drone applications, including calibrations, positioning and ortho-rectification,
radiometric corrections, and other calibration and rectification components.
The Coastal and Ocean Remote Sensing Branch particularly desires proposals on innovative
techniques for:
1) Real-time acquisition and storage of data at high rates from numerous sensor channels;
2) Real-time high-speed data analysis and display; and
3) Optimal combined processing of multi-sensor data.
Address White Papers (WP) to nrl_7200_baa@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
73-24-01 - OCEAN DYNAMICS AND PREDICTION OCEANOGRAPHY
The Oceanography Division of the Naval Research Laboratory (NRL) is interested in proposals
of basic and applied research in its mission areas of ocean dynamics and prediction, and of ocean
feature and process analysis using remote and in situ data. Ocean dynamics and prediction
includes basic and applied research in computer modeling of ocean hydro/thermodynamics (i.e.,
ocean circulation and density structure), modeling of ice dynamics, coupled ocean/acoustic,
ocean/atmosphere, ocean/sediment, and ocean/biological model development, computational
numerical techniques, visualization of ocean features and dynamical processes, data assimilation
and the analysis of satellite oceanographic data as related to the development of modeling and
data assimilation capabilities. Deep ocean basins, marginal and semi-enclosed seas, coastal
regions harbors and rivers are of interest. Expanded ocean physics included in such systems and
areas for future research and development include ocean tide and wave and surf modeling as well
as upper ocean processes. Research in computational techniques includes the study of efficient
solutions to partial differential equations arising in oceanography with a special focus on
efficient utilization of massive parallel processing technology. Ocean feature and process
analysis includes development of sensor systems that acquire the in-situ spatial and temporal
properties of oceanographic environmental parameters including wave height, wave direction,
currents, temperature, salinity, wind speed, and wind direction. Innovative ideas, trawl resistant
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designs, real-time data access, and covert operations are of high interest. Development of
algorithms and techniques for processing remotely sensed ocean data, with special application to
determining ocean features and properties from multispectral, hyperspectral, and optical data is
of high interest. Application of ocean data and analysis to systems performance models for
emerging and operational Navy sensors and systems is also of interest. The ocean
nowcast/forecast and simulation systems have broad and direct application to issues related to
Naval operations (ASW, Search & Rescue, Amphibious landing, Mine and Special Warfare,
Mission Planning, etc.). These systems also are directly applicable to the simulation and design
of global, regional and coastal observing systems.
Address White Papers (WP) to NRL_7302@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
73-24-02 - SEAFLOOR SCIENCES
The Naval Research Laboratory’s (NRL) Seafloor Sciences Branch conducts biogeochemical,
geophysical, geoacoustic and geotechnical research of marine sediments, which advances the
development, and/or performance of naval sensors and systems. Research conducted includes
investigation and modeling of the fundamental micro to macro-structural processes which
control sediment behavior and seafloor properties. This includes biological, geological,
geochemical, historical, and subsequent diagenetic processes that control the distribution, range,
and variability of sediment physical properties including bathymetry, roughness, and subseafloor
morphology. NRL is responsible for developing, assessing, and improving models and databases
for all seafloor properties of interest to the Navy and utilizes state-of-the-art laboratory, in situ,
and remote sensing techniques.
Address White Papers (WP) to NRL_7302@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
73-24-03 - GEOSPATIAL SCIENCES AND TECHNOLOGY
The research focus is on development and exploitation of new technology and techniques to
support all aspects of geospatial sciences and technology. Current research interest areas are:
1) Geospatial Enterprise Solutions. Web service approaches to service oriented architecture
enterprise solutions that promote interoperability and leveraging of community-of-
interest content and services for optimized inter agency solutions.
2) Automated Reasoning for Distributed Surveillance and Data Fusion. Approaches to
allow advanced reasoning based on multiple, disparate sensor inputs.
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3) Open Source Content Exploitation. Techniques to leverage and harness the rapidly
expanding structured and unstructured content on open networks.
4) Uncertainty Management. Approaches to allow improved fusion of various sensors with
accommodation for propagated uncertainty.
5) Precise Positioning. Techniques for more precisely positioning undersea sensors in the
absence of GPS.
6) Acoustic Image Processing. Innovative approaches to exploit acoustic imagery given its
complexities inherent in the ocean medium, especially in the area of feature detection and
classification.
Address White Papers (WP) to NRL_7302@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
75-24-01 - ATMOSPHERIC EFFECTS, ANALYSIS, AND PREDICTION
The Marine Meteorology Division of the Naval Research Laboratory (NRL) is interested in
proposals for innovative basic and applied research in atmospheric sciences to increase our
understanding of atmospheric processes and to advance the state-of-the-art in numerical analysis
and prediction techniques, from short-term local-scales (microscale and mesoscale) to global-
scale phenomena. Areas of active interest include numerical methods; parameterization and
explicit prediction of physical processes; assimilation of remotely sensed and other non-
conventional data including radar data and data collected by autonomous vehicles; dynamic
initialization; variational assimilation and adjoint techniques; predictability, sensitivity, and
targeted observation studies; ensemble data assimilation and prediction methods; data
assimilation; including coupled air-land-ocean-ice-land-aerosol-clouds; middle-atmosphere
prediction; tropical cyclone prediction; air-sea interaction and boundary layer dynamics; large
eddy simulations; aerosol and cloud modeling and observations; urban and land surface
parameterizations; coupled air-land-ocean-ice-hydrology-wave models; computationally efficient
methods for environmental prediction on next-generation architectures; and stream processing
and big data analytics for environmental information.
We are also interested in proposals that provide new and novel methods for providing
environmental support directly to the warfighter especially using tactical through-the-sensor
data. Areas of particular interest include exploitation of atmospheric information from
observations and numerical models to derive tactical weather parameters (including the quality
control of such information), and research that increases our knowledge of the effects of the
atmospheric environment on ship and air platforms as well as on shipboard, airborne, and land-
based communications, sensors and weapons systems. Examples of specific research topics
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include meteorological applications of remotely sensed and non-conventional data; satellite data
interpretation and imagery analysis; atmospheric acoustic propagation prediction; tropical
cyclone forecast aids; artificial intelligence techniques and expert system development; model
post-processing techniques; nowcasting including combined model, satellite and radar data;
weather impact on piloted aircraft and UAV operations; aerosol measurement, characterization,
and electro-optical effects; ducting, refractivity, and electro-magnetic effects; and atmospheric
dispersion of chemical and biological agents.
Address White Papers (WP) to NRL_7500_BAA@us.navy.mil. Allow one month before
requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact should
not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive
contact.
76-24-01 - RESEARCH INTO SPACE, BACKGROUNDS, IMAGING AND MODELING
The Naval Research Laboratory (NRL) is interested in receiving proposals that address basic and
applied experimental, theoretical and computational research to advance fundamental knowledge
of high-energy space, heliospace, and geospace. The results are of importance to electromagnetic
wave propagation, communications, and navigation that affect the operation of ships and aircraft;
specification, forecasting, and utilization of the near-space and space environment of the earth;
homeland defense; and, the fundamental understanding of natural radiation and geophysical
phenomena.
The Space Science Division is interested in receiving proposals for research related to the above
research interests.
Address White Papers (WP) to nrl_7600_baa@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact
D. NAVAL CENTER FOR SPACE TECHNOLOGY CODE 8000
82-24-01 - SPACECRAFT & SPACE SYSTEMS TECHNOLOGY
The Spacecraft Engineering Division (SED) at the Naval Research Laboratory (NRL) performs
research and development by applying advanced technologies and techniques to provide new
space capabilities that address critical Navy, DoD, and national needs. The emphasis at the
NRL’s SED is incubating critical technologies and assembling them into systems that provide
relevant and often revolutionary new space capabilities. Past examples include first flight of solar
cells, atomic precision clocks leading to the NAVSTAR Global Positioning System (GPS), and
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the first tactical downlink of space data and on-board processed products to Tactical Receive
Equipment (TRE). Each of these systems radically improved operational capability and each was
enabled by innovative, system application of new technologies. Therefore, NRL’s SED seeks a
broad range of innovative space systems technologies included associated and enabling ground
systems technologies.
NRL’s SED performs research and exploratory development in, but not limited to, the following
areas: spacecraft payloads; spacecraft structures; spacecraft mechanisms; spacecraft guidance,
navigation, and control; spacecraft robotics; spacecraft thermal control; spacecraft power
systems; spacecraft propulsion systems; advanced materials for spaceflight use; on-orbit
environment monitoring sensors; ground and flight software; spacecraft electronics; spacecraft
ground systems; integration and testing; operational user interfaces; space integration into
operational tiered systems; and hypersonic systems. SED projects range from basic theory and
component technology development to full space systems development and operations.
Address White Papers (WP) to nrl_8200_baa@us.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
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N00173-24-S-BA01 Full Announcement
NRL BAA Announcement #N00173-24-S-BA01
Long Range Broad Agency Announcement (BAA) for Basic
and Applied Scientific Research
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TABLE OF CONTENTS
I. OVERVIEW OF THE RESEARCH OPPORTUNITY ........................................................... 4
A. Required Overview Content ............................................................................................... 5
1. Federal Awarding Agency Name ........................................................................... 5
2. Funding Opportunity Title .................................................................................... 5
3. Announcement Type ............................................................................................. 5
4. Funding Opportunity Number .............................................................................. 5
5. Catalog of Federal Domestic Assistance (CFDA) Numbers .............................. 5
6. Key Dates ............................................................................................................... 5
7. North American Industry Classification System (NAICS) Code ....................... 5
II. DETAILED INFORMATION ABOUT THE RESEARCH OPPORTUNITY.................. 6
A. Program Description ............................................................................................................. 6
B. Federal Award Information ................................................................................................. 6
1. Eligibility for Competition ...................................................................................... 6
2. Contracted Fundamental Research ......................................................................... 6
3. Funded Amount and Period of Performance ......................................................... 7
4. Instrument Type ....................................................................................................... 7
C. Eligibility Information .......................................................................................................... 9
1. Eligible Applicants .................................................................................................. 9
2. Cost Sharing or Matching ..................................................................................... 10
3. Working with the Department of Defense (DoD) ............................................... 10
D. Application and Submission Information ........................................................................ 10
1. Address to Request/Access Application Package ............................................... 10
2. Content and Form of Application Submission .................................................... 11
3. Unique Entity Identifier and System for Award Management (SAM) .............. 14
4. Submission Dates and Times ................................................................................ 14
5. Intergovernmental Review .................................................................................... 14
6. Funding Restrictions.............................................................................................. 14
7. Other Submission Requirements .......................................................................... 14
E. Application Review Information ....................................................................................... 15
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1. Criteria .................................................................................................................... 15
2. Evaluation .............................................................................................................. 15
3. Small Business Comments, Requirements and Resources ................................ 16
4. Recipient Qualification ......................................................................................... 18
F. Award Administration Information .................................................................................. 18
1. Federal Award Notices .......................................................................................... 18
2. Administrative and National Policy Requirements ............................................. 20
3. Reporting ................................................................................................................ 24
G. Communications .................................................................................................................. 26
H. Other Information ............................................................................................................... 26
II. APPENDICES.................................................................................................................................
A. Research Description – Summary Topics ............................................................. APP 1-1
B. Applicable to Grants, Cooperative Agreements, and Technology Investment
Agreements (TIA’s) Only ............................................................................................. APP 2-1
C. Applicable to Contracts and Other Transaction Agreements Only ................. APP 3-1
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I. OVERVIEW OF THE RESEARCH OPPORTUNITY
This publication constitutes a Broad Agency Announcement (BAA) for awards by the NRL
Contracting Division, Code 1300 (or otherwise approved by Code 1300) as contemplated in
Federal Acquisition Regulation (FAR) 6.102(d)(2) and 35.016, the Department of Defense
Grants and Agreements regulations (DoDGARS) 32 CFR 22.315(a) and DoD’s Other
Transaction Guide for Prototypes Projects, USD(AT&L), OT Guide, Jan 2017. A formal
Request for Proposals (RFP), solicitation, and/or additional information regarding this
announcement will not be issued.
The Naval Research Laboratory (NRL) will not issue paper copies of this announcement. The
NRL reserves the right to fund all, some, or none of the proposals received under this BAA.
NRL provides no funding for direct reimbursement of proposal development costs. Technical
and cost proposals (or any other material) submitted in response to this BAA will not be
returned. It is the policy of NRL to treat all proposals submitted under this BAA as sensitive
competitive information and to disclose their contents only for the purposes of evaluation.
This BAA utilizes competitive procedures in accordance with 10 USC 3012 for the selection for
award of science and technology (S&T) proposals. For purposes of this BAA, S&T includes
activities involving basic research, applied research, advanced technology development, and,
under certain conditions, may include activities involving advanced component development and
prototypes. This Announcement is not for the acquisition of technical, engineering, and other
types of support services.
*Hyperlinks have been embedded within this document and appear as underlined blue-colored words.
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A. Required Overview Content
1. Federal Awarding Agency Name
Naval Research Laboratory
4555 Overlook Avenue, SW
Washington, DC 20375-5320
2. Funding Opportunity Title
NRL Long Range Broad Agency Announcement (BAA) for Basic and Applied Scientific
Research
3. Announcement Type
Initial Announcement
4. Funding Opportunity Number
N00173-24-S-BA01
5. Catalog of Federal Domestic Assistance (CFDA) Number – 12.300
Department of Defense (DOD), Department of the Navy, Office of Chief of Naval
Research, Basic and Applied Scientific Research
6. Key Dates (See also Section D.4)
This announcement will remain open for approximately one (1) year from the date of
publication, or until replaced by a successor BAA. White papers may be submitted at any
time during this period, formal proposals are by invitation only. This announcement
replaces N00173-23-S-BA01 dated 3 Oct 2022.
Submission of Late White Papers - The Government reserves the right to not review white
papers submitted after the close date of this announcement, or after a successor to this Long
Range BAA is issued, whichever occurs first.
7. North American Industry Classification System (NAICS) code
The NAICS code for contracts under this announcement is 541715 with a small business
size standard of 1,000 employees.
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II. DETAILED INFORMATION ABOUT THE FUNDING OPPORTUNITY
A. Program Description
The Naval Research Laboratory (NRL) is the Navy's corporate laboratory. NRL conducts basic
and applied research for the Navy in a variety of scientific and technical disciplines. The research
conducted at NRL is a broadly based multidisciplinary program of scientific research and
advanced technological development directed toward maritime applications of new and improved
materials, techniques, equipment, systems and ocean, atmospheric, and space sciences and related
technologies. Although NRL conducts most of its research programs within NRL facilities and
associated warfare centers, NRL intends to fund research conducted with educational facilities
and industry partners which are related to specific topics included in this BAA announcement.
NRL announcements may be accessed at https://www.nrl.navy.mil/Doing-Business/Contracts/Broad-
Agency-Announcements/.
NRL requests white papers for long-range Science and Technology (S&T) projects which may
offer advancement and improvement potential for Navy and Marine Corps operations. This
announcement emphasizes NRL’s broad role in the competitive funding of meritorious research
across a spectrum of science and engineering disciplines. NRL Program Code descriptions and
NRL science and technology pursuits are provided at
https://www.nrl.navy.mil/research/directorates-divisions/.
Please note that this BAA announcement is an expression of interest and does not commit the
Government to make any award or to pay for any proposal preparation costs. The costs
associated with proposal preparation in response to this BAA are not considered allowable
direct charges under any resultant contract; however, proposal preparation may be an allowable
expense to the normal bid and proposal indirect costs specified in FAR 31.205-18.
B. Federal Award Information
1. Eligibility for Competition - Proposals for renewals or supplementing existing projects are
eligible to compete with applications for new Federal awards under this BAA.
2. Contracted Fundamental Research - With regard to any restrictions on the conduct or
outcome of work funded under this BAA. NRL will follow the guidance on and definition of
“contracted fundamental research” as provided in the Under Secretary of Defense (Acquisition,
Technology and Logistics) Memorandum of 24 May 2010.
“Contracted fundamental research” in this DoD contractual context includes research performed
under grants and contracts that are:
a. funded by Research, Development, Test and Evaluation (RDT&E) Budget Activity 1
(Basic Research) and conducted by universities or industry or;
b. funded by RDT&E Budget Activity 2 (Applied Research) and performed on
university campuses. The research shall not be considered fundamental in those rare
and exceptional circumstances where the applied research effort presents a high
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likelihood of disclosing performance characteristics of military systems or
manufacturing technologies that are unique and critical to defense, and where
agreement on restrictions have been recorded in the contract or grant.
Pursuant to DoD policy, research performed under grants and contracts that are a) funded by
Budget Activity 2 (Applied Research) and NOT performed on-campus at a university or b)
funded by Budget Activity 3 (Advanced Technology Development) or Budget Activity 4
(Advanced Component Development and Prototypes) does not meet the definition of “contracted
fundamental research.”
In conformance with the USD (AT&L) guidance and National Security Decision Directive 189,
NRL will place no restriction on the conduct or reporting of unclassified “contracted
fundamental research,” except as otherwise required by statute, regulation or executive order.
For certain research projects, it may be possible that the research being performed by the prime
contractor is restricted research, while a subcontractor may be conducting “contracted
fundamental research.” In those cases, it is the prime contractor’s responsibility in the proposal
to identify and describe the subcontracted unclassified research and include a statement
confirming that the work has been scoped, negotiated, and determined to be fundamental
research according to the prime contractor and research performer.
As a general practice, fundamental research is awarded by grants to universities and with
contracts to industry. Non-fundamental research is normally awarded under contracts and may
require restrictions during the conduct of research and a DoD pre-publication review of such
research results due to subject matter sensitivity. Potential offerors should consult with the
appropriate NRL Technical POCs to determine whether the proposed effort would constitute
fundamental or non-fundamental research.
FAR Part 35 restricts the use of Broad Agency Announcements (BAAs) to the acquisition of
basic and applied research, and that portion of advanced technology development not related to
the development of a specific system or hardware procurement. Contracts, grants, and other
assistance agreements made through BAAs are for scientific study and experimentation directed
towards advancing state of the art and increasing knowledge or understanding.
3. Funded Amount and Period of Performance - The funded amount and period of
performance for any proposal selected for award may vary depending on the research area and
the technical approach to be pursued by the offeror selected.
4. Instrument Types - Awards may take the form of contracts, grants, cooperative agreements,
technology investment agreements, and other transaction agreements, as appropriate. The
following provides brief descriptions of potential instrument types:
a. Procurement Contract: A legal instrument, consistent with 31 U.S.C. 6303, which
reflects a relationship between the Federal Government and another entity/contractor
when the principal purpose of the instrument is to acquire property or services for the
direct benefit or use of the Federal Government.
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b. Assistance Instruments: Any assistance instrument awarded under this announcement
will be governed by the award terms and conditions that conform to DoD’s
implementation of OMB circulars applicable to financial assistance. Terms and
conditions of new awards made after December 26, 2014, will include revisions to reflect
DoD implementation of new OMB guidance in 2 CFR Part 200, “Uniform
Administrative Requirements, Cost Principles, and Audit Requirements for Federal
Awards.” The DoD Terms and Conditions are located at https://www.nre.navy.mil/work-
with-us/manage-your-award/manage-grant-award/grant-terms-conditions.
i. Grant: A legal instrument consistent with 31 U.S.C. 6304, is used to enter into
a relationship:
• The principal purpose of which is to transfer a thing of value to the
recipient to carry out a public purpose of support or stimulation authorized
by a law or the United States, rather than to acquire property or services
for the Federal Government’s direct benefit or use.
• In which substantial involvement is not expected between the Federal
Government and the recipient when carrying out the activity contemplated
by the grant.
• No fee or profit is allowed
ii. Cooperative Agreement: A legal instrument which, consistent with 31 U.S.C
6305, is used to enter into the same kind of relationship as a grant, except:
• Substantial involvement is expected between the Federal Government
and the recipient when carrying out the activity contemplated by the
cooperative agreement. No fee or profit is allowed.
(For information on the substantial involvement NRL expects to have in
cooperative agreements, prospective offerors should contact the
Technical Point of Contact identified in the research area of interest.)
iii. Technology Investment Agreement (TIA): Assistance Transaction other than
a Grant or a Cooperative Agreement (see 32 CFR Part 37). A legal instrument,
consistent with 10 U.S.C. 4021, which may be used when the use of a contract,
grant, or cooperative agreement is not feasible or appropriate for basic, applied,
and advanced research projects. The research covered under a TIA shall not be
duplicative of research being conducted under an existing DoD program. To the
maximum extent practicable, TIAs shall provide for a 50/50 cost share between
the Government and the applicant. An applicant’s cost share may take the form of
cash, independent research and development (IR&D), foregone intellectual
property rights, equipment, access to unique facilities, and/or other means. Due to
the extent of cost share, and the fact that a TIA does not qualify as a “funding
agreement” as defined at 37 CFR 401.2(a), the intellectual property provisions of
a TIA can be negotiated to provide expanded protection to an applicant’s
intellectual property. No fee or profit is allowed on TIAs.
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c. Other Transaction Agreement (OTA) for Research.
A legal instrument, consistent with 10 U.S.C. 4021, which may be used for basic,
applied, and advanced research projects. To the maximum extent practicable, an OTA
for research shall provide for a 50/50 cost share between the Government and the
performer. The effort covered under an OTA shall not be duplicative of effort being
conducted under an existing DoD program. Please refer to the Office of the Under
Secretary of Defense for Acquisition and Sustainment Other Transactions Guide version
2.0 dated July 2023 for additional information. This document, along with other OTA
resources, may be accessed at the following link:
https://www.acq.osd.mil/asda/dpc/cp/policy/docs/guidebook/TAB%20A1%20-
%20DoD%20OT%20Guide%20JUL%202023_final.pdf
d. Other Transaction Agreement for Prototype (OTA): A legal instrument, consistent
with 10 U.S.C. 4022, which may be used for prototype projects directly relevant to
enhancing the mission effectiveness of military personnel and the supporting platforms,
systems, components, or materials proposed to be acquired or developed by the
Department of Defense, or for improvement of platforms, systems, components, or
materials in use by the armed forces.
Model contracts and grants (at the links below) are provided as examples. In the event of any
conflict between these examples and current FAR, DFARS, NMCARS, or ONR clauses, the
current FAR, DFARS, NMCARS, or ONR clauses will govern.
• Examples of model contracts can be found on the ONR website at the following link:
https://www.nre.navy.mil/work-with-us/how-to-apply/submit-contract-proposal.
• Examples of model grants can be found on the ONR website at the following link:
https://www.nre.navy.mil/work-with-us/how-to-apply/submit-grant-application
C. Eligibility Information
1. Eligible Applicants
a. All responsible sources from academia, industry and the research community may
submit proposals under this BAA. Historically Black Colleges and Universities (HBCUs)
and Minority Institutions (MIs) are encouraged to submit proposals and join others in
submitting proposals. However, no portion of this BAA will be set aside for Small
Business or other socio-economic participation. All businesses both small and large are
encouraged to submit proposals and compete for funding consideration.
b. Federally Funded Research & Development Centers (FFRDCs), including Department
of Energy National Laboratories, are not eligible to receive awards under this BAA.
However, teaming arrangements between FFRDCs and eligible principal Offerors are
allowed so long as such arrangements are permitted under the sponsoring agreement
between the Government and the specific FFRDC.
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c. Navy laboratories, military universities and warfare centers as well as other
Department of Defense and civilian agency laboratories are also not eligible to receive
awards under this BAA and should not directly submit either white papers or full
proposals in response to this BAA. If any such organization is interested in one or more
of the programs described herein, the organization should contact an appropriate NRL
Technical POC to discuss its area of interest.
The various scientific divisions of NRL are identified at
https://www.nrl.navy.mil/research/directorates-divisions/. As with FFRDCs, these types
of federal organizations may team with other eligible sources from academia and industry
that are submitting proposals under this BAA.
d. University Affiliated Research Centers (UARCs) are eligible to submit proposals
under this BAA unless precluded from doing so by their Department of Defense UARC
contract.
e. Teams are also encouraged and may submit proposals in any and all areas. However,
Offerors must be willing to cooperate and exchange software, data and other information
in an integrated program with other contractors, as well as with system integrators,
selected by NRL.
f. Disclosures of current and pending support made in this application may render an
applicant ineligible for funding. Prior to award and throughout the period of
performance, DoD may continue to request updated continuing and pending support
information, which will be reviewed and may result in discontinuation of funding.
2. Cost Sharing or Matching - Cost sharing is not expected and will not be used as a factor
during the merit review of any proposal hereunder. However, the Government may consider
voluntary cost sharing if proposed. Additional guidance can be found at 2 CFR 200.306 and FAR
35.003. See section B. Federal Award Information/4. Instrument Type(s)/c. Other Transaction
Agreement (OTA) for Research for information on cost sharing for OTs awarded under 10
U.S.C. 4021 and 10 U.S.C. 4022.
3. Working with the Department of Defense (DoD) - Businesses unfamiliar with doing
business with the Government and that require assistance may contact the state-specific
Department of Defense (DoD) Procurement Technical Assistance Center (PTAC). DoD PTACs
serve as a resource for businesses pursuing and performing under contracts with DoD, other
federal agencies, state and local governments and with Government prime contractors.
Assistance provided by the PTACs is usually free of charge. PTAC support includes registration
in systems such as SAM, identification of contract opportunities, understanding requirements and
preparing and submitting proposals. The PTACs have a presence in each state, Puerto Rico and
Guam. To locate a local PTAC visit:
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http://www.dla.mil/HQ/SmallBusiness/PTAC.aspx or http://www.aptac-us.org/new/
D. Application and Submission Information
1. Address to Request Application Package - This BAA may be accessed from the sites
below. Amendments, if any, to this BAA will be posted to these websites when they occur.
Interested parties are encouraged to periodically check these websites for updates and
amendments.
a. Grants.gov (http://www.grants.gov/)
b. SAM.gov (https://sam.gov/content/home)
c. NRL website (https://www.nrl.navy.mil/Doing-Business/Contracts/Broad-Agency-
Announcements/)
2. Content and Form of Application Submission
a. General Information
All submissions will be protected from unauthorized disclosure in accordance with
FAR Subpart 15.207, applicable law, and DoD/DoN regulations. Offerors are expected
to appropriately mark each page of their submission that contains proprietary
information.
Each interested offeror must first submit a white paper (WP). WPs are continuously
accepted prior to the closing date of this BAA announcement. The purpose of a WP is to
preclude unwarranted effort on the part of an offeror whose proposed work is not of
interest to NRL at present.
Offerors of WPs found to be consistent with the intent of the BAA will be invited to
submit a full proposal. An invitation does not assure an offeror of a subsequent contract
award. If selected for a full proposal, additional guidance will be provided to the offeror
via email.
b. White Paper Evaluation/Selection
NRL evaluations of the white papers will be issued via email notification. Any Offeror
whose white paper technology was deemed to be of no “particular value” to the Navy is
ineligible to submit a full proposal under this BAA.
The invitation for submission of proposals in response to the BAA will be primarily
based on a scientific review. The major purpose of the review will be to determine the
relative merit of the proposed technical approach and its relationship to areas of research
interest stated in the BAA. Business and contractual aspects, including proposed cost and
cost realism, will also be considered as part of the evaluation.
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Selection of proposals for award will be based on the potential benefits to the
Government weighed against the cost of the proposals, in view of the availability of
funds.
All proposal submissions will be protected from unauthorized disclosure in accordance
with FAR Subpart 15.207, applicable law, and DoD/DoN regulations. Offerors are
expected to appropriately mark each page of their submission that contains proprietary
information.
c. Submission of Non-Proprietary Unclassified and Classified Proposals
White Papers and Full Proposals submitted under this BAA are expected to be
unclassified; however, classified proposals are permitted. If a classified proposal is
submitted and selected for award, the resultant contract will be unclassified. An
‘unclassified’ Statement of Work (SOW) must accompany any classified proposal.
i. Unclassified Proposal Instructions: Unclassified proposals shall be
submitted in accordance with this Section.
ii. Special Instructions for Classified white papers and Proposal: Contact
nrlproposals@nrl.navy.mil for instructions on how to submit Classified
white papers and Proposals.
For both classified and unclassified proposals, a non-proprietary Statement of Work must
be submitted. Do not mark the Statement of Work as proprietary data. For proposals
containing data that the offeror does not want disclosed to the public for any purpose, or
used by the Government except for evaluation purposes, the contractor shall mark the
title page as indicated below:
“This proposal includes data that shall not be disclosed outside the Government and
shall not be duplicated, used, or disclosed--in whole or in part--for any purpose other
than to evaluate the proposal. If, however, a contract is awarded to this offeror as a
result of--or in connection with-- the submission of this data, the Government shall have
the right to duplicate, use, or disclose the data to the extent provided in the resulting
contract. This restriction does not limit the Government’s right to use information
contained in this data if is obtained from another source without restriction. The data
subject to this restriction are contained in (insert numbers or other identification of
sheets).”
Each sheet of data that the offeror wishes to restrict must be marked with the following
legend:
“Use or disclosure of data contained on this sheet is subject to the restriction on the title
page of this proposal.”
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d. White Paper Requirements
i. Format:
1. Paper size – 8.5 x 11 inch paper
2. Margins – 1 inch
3. Spacing –single-spaced
4. Font – Times New Roman, 12 point
5. Page limit– 5 pages excluding cover.
6. Formatting - The white paper must be a Microsoft Word 2016
compatible, or PDF format attachment to the email. There is an email
size limit of 5MB per email.
ii. White papers shall include the following:
Requirements For All White Papers
IMPORTANT NOTE: Titles given to the White Papers/Full Proposals
should be descriptive of the work they cover and not be merely a copy of
the title of this solicitation.
Submit one original of each WP to Technical Point of Contact via the
email address listed in the last paragraph of each topic summary. The
subject of the email shall be "Subj: BAA number (i.e., N00173-24-S-
BA01), Summary Topic # (i.e., 57-24-01) and Topic Title (i.e., High
Frequency Radar)". Do not send ZIP files. Password protected files are
discouraged.
Cover Page: The Cover Page shall be labeled “WHITE PAPER” and shall
include the BAA Number N00173-24-S-BA01, summary topic number,
proposed title, technical points of contact, telephone number, facsimile
number, and E-mail address.
Technical Concept: A description of the technology innovation and
technical risk areas.
Additional Requirements For Basic Research White Papers
Future Naval Relevance (where applicable) – A description of potential
Naval relevance and contributions of the effort to the agency’s specific
mission.
Include a Rough Order of Magnitude cost estimate
Additional Requirements For Applied Research and Advanced
Technology Development White Papers
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Operational Naval Concept (where applicable) – A description of the
project objectives, the concept of operation for the new capabilities to be
delivered, and the expected operational performance improvements.
Operational Utility Assessment Plan (where applicable) – A plan for
demonstrating and evaluating the operational effectiveness of the
Offeror’s proposed products or processes in field experiments and/or tests
in a simulated (where applicable)
Operational Utility Assessment Plan (where applicable) – A plan for
demonstrating and evaluating the operational effectiveness of the
Offeror’s proposed products or processes in field experiments and/or tests
in a simulated environment.
Include a Rough Order of Magnitude (ROM) cost estimate.
e. Full Proposals:
i. Instructions for Grants, Cooperative Agreements, and TIAs. (See
Appendix 2)
ii. Instructions for Contracts and Other Transaction Agreements. (See
Appendix 3)
3. Unique Entity Identifier and System for Award Management (SAM)
Unique Entity Identifier and System for Award Management (SAM) - All offerors submitting
proposals or applications must:
a. Be registered in the SAM prior to submission;
b. Maintain an active SAM registration with current information at all times during
which it has an active Federal award or an application under consideration by any
agency; and
c. Provide its Unique Entity ID number in each application or proposal it submits to the
agency.
SAM may be accessed at https://www.sam.gov/SAM/
4. Submission Dates and Times
(See above in Section I, paragraph A.6, Key Dates)
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5. Intergovernmental Review (RESERVED)
6. Funding Restrictions (RESERVED)
7. Other Submission Requirements
a. Grant, Cooperative Agreement, and TIA Proposals shall be submitted through
Grants.gov upon invitation. (See Appendix 2.)
b. Upon invitation submission of Full Proposals for Contracts and Other Transaction
Agreements shall be submitted to nrlproposals@nrl.navy.mil upon invitation. (See
Section (D)(2)(c) above)
E. Application Review Information
1. Criteria
Awards under this BAA will be made in accordance with FAR 35.016(e) or 2 C.F.R 200. The
primary basis for selecting proposals for acceptance will be technical merit, importance to
agency programs, and fund availability. To the extent appropriate, cost realism and
reasonableness will also be considered when selecting proposals. NRL reserves the right to
request and require any additional information and documentation after it makes the type of
award instrument determination. NRL reserves the right to remove Offerors from award
consideration when the parties fail to reach agreement on award terms, conditions, and cost/price
within a reasonable time, or when the Offeror fails to timely provide requested or required
additional information.
Offerors’ white papers and proposals will be evaluated against the following criteria:
1) Overall scientific and technical merits of the proposal and responsiveness to the topic,
i.e., the degree of innovation, soundness of technical concept, Offeror's awareness of the
state of the art and understanding of the scope of the problem, significance and originality
of the technical approach and effort needed to address/solve the problem, and anticipated
scientific impact within the field. The following areas will also be considered: (1) the
Offeror’s capabilities, related experience, facilities, techniques or unique combinations of
these which are integral factors for achieving the proposal objectives, and (2) the
qualifications, capabilities and experience of the proposed Principal Investigator (PI),
team leader and key personnel who are critical to achieving the proposal objectives.
2) Potential Naval relevance and contribution to the NRL and Department of Navy
mission. As part of the Naval relevance criteria, in accordance with the National Defense
Authorization Act (NDAA) for FY 2019, Section 1286, as amended by Section 1299C of
the NDAA for 2021, ONR will consider the protection of intellectual property, controlled
information, key personnel, and information about critical technologies relevant to
national security and limit undue influence, including foreign talent programs by countries
that desire to exploit United States’ technology within the DoD research, science and
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technology, and innovation enterprise. Consideration will be given to improper technology
transfer, intellectual property theft, or cyber or human espionage, entities known to recruit
foreign individuals for the purpose of transferring knowledge, provide misleading
information or attempt to conceal the connections of an individual or institution or pose a
serious risk of improper technology transfer of data, technology, or research that is not
published or publically available.
3) The availability of funds. (Not applicable to white papers)
In addition, per NDAA 2021 Section 1062, beginning October 1, 2024, DoD may not fund
institutions of higher education (as defined by 20 USC 1002) that host a Confucius Institute,
other than amounts provided directly to students as education assistance, unless a waiver is
provided. A Confucius Institute is defined as a cultural institute directly or indirectly funded by
the Government of the People’s Republic of China.
*Criteria 1, 2, and 3 are equally important.
2. Evaluation
a. Evaluation Overview - Proposals will not be evaluated against each other since they
are not submitted in accordance with a common work statement. NRL’s intent is to
review proposals as soon as possible after they arrive; however, proposals may be
reviewed periodically for administrative reasons.
b. Options - The Government will evaluate options for award purposes by adding the
total cost for all options to the total cost for the basic requirement. Evaluation of
options will not obligate the Government to exercise the options during contract or
grant performance. The Government reserves the right to exercise options at time of
award.
c. Evaluation Panel - Technical and cost proposals submitted under this BAA will be
protected from unauthorized disclosure in accordance with FAR 3.104-4 and 15.207.
The cognizant Government scientific experts will perform the evaluation of technical
proposals. Restrictive notices notwithstanding, one or more support contractors may be
utilized as subject- matter-expert technical consultants. However, proposal selection
and award decisions are solely the responsibility of Government personnel. Each
support contractor’s employee having access to technical and cost proposals submitted
in response to this BAA will be required to sign the NRL Non-Disclosure Agreement
(NDA) for Contractor Support prior to receipt of any proposal submissions. This NDA
includes third-party beneficiary language giving the submitter of proprietary
information a right of direct action against the contractor employee and/or his/her
employer in the event that the NDA is violated.
d. Selection Recommendation - The ultimate recommendation for award of proposals
is made by NRL's scientific/technical community. Recommended proposals will then
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be forwarded to the NRL Contracting Division. Any notification received from NRL
that indicates that the Offeror's full proposal has been recommended does not
ultimately guarantee an award will be made. This notice indicates that the proposal
has been selected in accordance with the evaluation criteria stated above and has been
sent to the Contracting Division to conduct cost analysis, determine the offeror's
responsibility, to confirm whether funds are available, and to take other relevant steps
necessary prior to making an award.
3. Small Business Comments, Requirements and Resources
a. Commitment to Small Business - (For Contract Awards Only)
The Naval Research Laboratory is strongly committed to providing meaningful prime and
subcontracting opportunities for small businesses, small disadvantaged businesses
(SDBs), woman-owned small businesses (WOSBs), historically underutilized business
zone (HUBZone) small businesses, veteran-owned small business (VOSBs), service
disabled veteran-owned small businesses (SDVOSBs), historically black colleges and
universities, and minority institutions, and other concerns subject to socioeconomic
considerations through its awards.
Businesses unfamiliar with doing business with the government and that require
assistance may contact the state-specific Department of Defense (DoD) Apex
Accelerator (formally known as Procurement Technical Assistance Center (PTAC)).
Apex Accelerators serve as a resource for businesses pursuing and performing under
contracts with DoD, other federal agencies, state and local governments and with
government prime contractors. Assistance provided by the Apex Accelerators is
usually free of charge. Apex Accelerators support includes registration in systems such
as SAM, identification of contract opportunities, understanding requirements and
preparing and submitting proposals. The Accelerators have a presence in each state,
Puerto Rico, Guam and the Northern Mariana Island.
To locate a local Apex Accelerator visit: https://www.sba.gov/local-assistance/federal-
contracting-assistance
b. Subcontracting Plan - For proposed contract awards exceeding $750,000, large
businesses and non-profits (including educational institutions) shall provide a
Subcontracting Plan (hereafter known as ‘the Plan’) that contains all elements required
by FAR 19.704, FAR 52.219-9 and as supplemented by DFARS 252.219-7003.
NOTE: Small businesses are exempt from this requirement to submit a subcontracting
plan.
i. The Plan must be submitted as an attachment to the “Proposal Checklist” and will
not be included in the page count. If a company has a Master Subcontracting
Plan, as described in FAR 19.701 or a Comprehensive Subcontracting Plan, as
described in DFARS 219.702, a copy of the Plan shall also be submitted as an
attachment to the “Proposal Checklist”.
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ii. Plans will be reviewed for adequacy, ensuring that the required information,
goals, and assurances are included. FAR 19.702 requires an apparent successful
offeror to submit an acceptable Plan. If the apparent successful offeror fails to
negotiate a Plan acceptable to the contracting officer within the time limit
prescribed by the contracting officer, the offeror will be ineligible for award.
iii. Offerors shall propose a plan that ensures small businesses (inclusive of SDBs,
WOSBs, HUBZone, VOSBs and SDVOSBs) will have the maximum practicable
opportunity to participate in contract performance consistent with efficient
performance.
iv. As a baseline, Offerors shall, to the best extent possible, propose realistic goals to
ensure small business participation in accordance with the current or most recent
fiscal year subcontracting goals found on the DoD Office of Small Business
Program website at: http://business.defense.gov/. If proposed goals are below
5%, then the offeror shall include in the Plan a viable written explanation as to
why small businesses are unable to be utilized and what attempts were taken to
ensure that small business were given the opportunity to participate in the effort to
the maximum extent practicable.
c. Small Business Participation Statement - If subcontracting opportunities exist, all
prime Offerors shall submit a Small Business Participation Statement regardless of size
in accordance with DFARS 215.304 when receiving a contract for more than the
simplified acquisition threshold (i.e., $250,000). All offerors shall provide a statement
of the extent of the offeror’s commitment in providing meaningful subcontracting
opportunities for small businesses and other concerns subject to socioeconomic
considerations through its awards and must agree that small businesses, VOSBs,
SDVOSBs, HUBZones, SDBs, and WOSBs concerns will have the maximum
practicable opportunity to participate in contract performance consistent with efficient
performance.
This assertion will be reviewed to ensure that it supports this policy by providing
meaningful subcontracting opportunities. The statement should be submitted as an
attachment to the “Proposal Checklist” and will not be included in the page count.
d. Subcontracting Resources - Potential resources that may assist in locating potential
subcontracting partners/opportunities/resources:
Companies Participating in DoD Subcontracting Program Report
Dynamic Small Business Search (DSBS)
DAU Small Business Community of Practice (SB COP)
DefenseLink ≥ $7.5 M Award Notices
DoD OSBP Prime Contractors and Subcontractors with Subcontracting Plans
Dynamic Small Business Search
Electronic Subcontracting Reporting System (eSRS)
SAM – (https://sam.gov/content/home)
Navy SBIR/STTR Search – Website or Brochure
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DoD Procurement Technical Assistance Centers (PTAC)
USAspending.gov @ usaspending.gov
U. S. Small Business Administration (SBA) Subcontracting Opportunities Directory
U. S. SBA Subnet
For a description and associated websites visit the NRL Office of Small Business
Programs webpage at: https://www.nrl.navy.mil/doing-business/small-business
Please note, in accordance with FAR 5.206, the following entities may transmit a notice
to the Government-wide Point of Entry (GPE) at https://sam.gov/content/home to seek
competition for subcontracts, to increase participation by qualified small businesses,
VOSBs, SDVOSBs, HUBZones, SDBs, and WOSBs, and to meet established
subcontracting plan goal as follows:
i. A contractor awarded a contract exceeding $250,000 that is likely to result in the
award of any subcontracts;
ii. A subcontractor or supplier, at any tier, under a contract exceeding $250,000,
which has a subcontracting opportunity exceeding $15,000.
The notices must describe:
i. The business opportunity;
ii. Any prequalification requirements; and
iii. Where to obtain technical data needed to respond to the requirement.
An example of a place in which prime contractors may post solicitations or sources
sought notices for small business is the SBA SUB-Net:
https://eweb.sba.gov/Home/Index. The SUB-Net database provides a listing of
subcontracting solicitations and opportunities posted by large prime contractors and other
non-federal organizations.
4. Recipient Qualifications
a. Applicable to Grants, Cooperative Agreements and TIAs (See Appendix 2.)
b. Applicable to Contracts and Other Transaction Agreements (See Appendix 3.)
F. Federal Award Administration Information
1. Federal Award Notices
a. Communication/Notification - Applicants whose proposals are recommended for
award may be contacted by a Contract or Grant specialist to discuss additional
information required for award. This may include representations and certifications,
revised budgets or budget explanations, certificate of current cost or pricing data,
subcontracting plan for small businesses, and/or other information as applicable to the
proposed award.
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The notification e-mail must not be regarded as an authorization to commit or expend
funds. The Government is not obligated to provide any funding until a Government
Contracting Officer or Grants Officer, as applicable, signs the award document.
The award document signed by the Contracting Officer or Grants Officer is the official
and authorizing award instrument.
i. NRL award and modification documents are only available via the
Department of Defense (DoD) Electronic Document Access System (EDA)
within the Procurement Integrated Enterprise Environment (PIEE)
(https://piee.eb.mil/).
ii. EDA is a Web-based system that provides secure online access, storage and
retrieval of awards and modifications to DoD employees and vendors.
b. Notification Profile - NRL creates an award notification profile for every award.
For grants, the notification profile will use the email addresses from the Application for
Federal Assistance, SF424, to notify the recipient of an award. NRL recommends that
organizations provide a global business address for their entity in Field 5 (Application
Information) of the SF424.
Note: NRL is using the following three email addresses entered by the grantee on the
SF424 application to create the EDA notification profile:
i. Applicant Information (Field 5 - Email)
ii. Project Director / Principal Investigator (Field 14 - Email)
iii. Authorized Representative (Field 19 - Email)
For all other awards, the notification profile will use the email address from the Business
Point of Contact to notify the recipient of an award.
IMPORTANT: Occasionally, the EDA notifications may be filtered by email systems. If
you are not receiving timely EDA notifications, please check your junk/spam email
folders and mark those notifications as valid.
If you do not currently have access to EDA, you may complete a self-registration request
as a “Vendor” via https://piee.eb.mil/ following the steps below:
1. Click "Accept"
2. Click "Register" (top right)
3. Click "Agree"
4. Using the "What type of user are you?" drop down, select "Vendor"
5. Select the systems you would like to access (iRAPT at a minimum)
6. Complete the User Profile and follow the site instructions
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Allow five business days for your registration to be processed. EDA will notify you by
email when your account is approved.
To access awards after your registration has been approved, log into https://piee.eb.mil/,
select "EDA", select either EDA location, Select "Contracts", select your search
preference, enter the Contract Number (or, if applicable, enter the Grant Number in the
Contract Number field), and select "View".
Registration questions may be directed to the EDA help desk toll free at 866-618-5988,
commercial at 801-605-7095, or via email at disa.ogden.esd.mbx.cscassig@mail.mil
(Subject: EDA Assistance).
2. Administrative and National Policy Requirements
a. Applicable to All Awards
i. Export Control:
Offerors should be aware of recent changes in export control laws. Offerors are
responsible for ensuring compliance with all U.S. export control laws and regulations,
including the International Traffic in Arms Regulation (ITAR)( 22 CFR Parts 120 -
130) and Export Administration Regulation (EAR) (15 CFR Parts 730 – 774), as
applicable. In some cases, developmental items funded by the Department of
Defense are now included on the United States Munition List (USML) (22 CFR Part
121) and are therefore subject to ITAR jurisdiction. In other cases, items that were
previously included on the USML have been moved to the EAR Commerce Control
List (CCL). Offerors should address in their proposals whether ITAR or EAR
restrictions apply to the work they are proposing to perform for NRL. The ITAR and
EAR are available online at http://www.ecfr.gov/cgi-bin/ECFR?page=browse .
Additional information regarding the President's Export Control Reform Initiative can
be found at https://2009-2017.state.gov/r/pa/pl/2013/209319.htm.
Offerors must comply with all U.S. export control laws and regulations, including the
ITAR and EAR, in the performance of any award or agreement resulting from this
BAA. Offerors shall be responsible for obtaining any required licenses or other
approvals, or license exemptions or exceptions if applicable, for exports of hardware,
technical data, and software (including deemed exports), or for the provision of
technical assistance.
ii. Security Classification:
In order to facilitate intra-program collaboration and technology transfer, the
Government will attempt to enable technology developers to work at the unclassified
level to the maximum extent possible. If access to classified material will be required
at any point during performance, the Offeror must clearly identify such need in
Section II, Block 11 of the Proposal Checklist. The Proposal Checklist can be found
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at https://www.nre.navy.mil/work-with-us/how-to-apply/submit-contract-proposal.
If it is determined that access to classified information will be required during the
performance of an award, a Department of Defense (DD) Form 254 will be attached
to the contract, and FAR 52.204-2 - Security Requirements will be incorporated into
the contract. The contractor must provide the name of their FSO, phone number,
complete address and CAGE Code. The facility must have a current Secret facility
clearance and personnel with final clearances at proposal submission.
Any contracts that require contractor personnel performing any function designated as
a component of the Cyber Security Work Force (CSWF), and/or having privileged
user access to NRL information systems and/or networks will require a completed
NACLC with submitted Tier 5 (SSBI) background investigations as specified in
SECNAV M-5510.30. Even for Secret access, the contract facility will require a
current TS facility clearance to meet the investigation requirements. This requirement
is also applicable to contractors who will be developing or modifying computer
hardware and software as a deliverable to NRL in support of a contract.
Any unclassified contracts that will have foreign national participation, to include
dual citizens, must be approved in advance in accordance with NRL’s facility access
control procedures and access will be restricted to public release information and
systems only. Foreign nationals may not perform on NRL classified contracts.
NRL does not provide access to classified material under grants or cooperative
agreements.
iii. Requirements Concerning Live Organisms:
(1) Use of Human Subjects in Research:
(a) You must protect the rights and welfare of individuals who participate
as human subjects in research under this award and comply with the
requirements of the Common Rule at 32 CFR part 219 and applicable
provisions of DoD Instruction 3216.02, Protection of Human Subjects
and Adherence to Ethical Standards in DoD-Conductued and
-Supported Research (Change 1, (June 29, 2022), the DON
implementation of the human research protection program contained in
SECNAVINST 3900.39E Change 1 (or its replacement), 10 USC 980
“Limitation on Use of Humans as Experimental Subjects,” and when
applicable, Food and Drug Administration (FDA) and other federal
and state law and regulations.
(b) For proposals containing activities that include or may include
“research involving human subjects” as defined in DoDI 3216.02,
prior to award, the Offeror must submit documentation of:
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(i) Approval from an Institutional Review Board (IRB) (IRB-
approved research protocol, IRB- approved informed consent
document, and other material they considered); proof of
completed human research training (e.g., training certificate or
institutional verification of training for the principal
investigator, co-investigators); and the Offeror’s Department of
Health and Human Services (DHHS)-issued Federal wide
Assurance (FWA#), including notifications of any FWA
suspensions or terminations.
(ii) Any claimed exemption under 32 CFR 219.104, including the
category of exemption, supporting documentation considered
by your institution in making the determination (e.g., protocol,
data collection tools, advertisements, etc.). The documentation
shall include a short rationale supporting the exemption
determination. This documentation should be signed by the
IRB Chair or IRB vice Chair, designated IRB administrator or
official of the human research protection program.
(iii) Any determinations that the proposal does not contain activities
that constitute research involving human subjects, including
supporting documentation considered by your institution in
making the determination. This documentation should be
issued by the IRB Chair or IRB vice Chair, designated IRB
administrator or official of the human research protection
program.
(c) Documentation must be submitted to the NRL Human Research
Protection Official (HRPO), by way of the NRL Program Officer. If
the research is determined by the IRB to be greater than minimal risk,
you also must provide the name and contact information for the
independent research monitor and a written summary of the monitors’
duties, authorities, and responsibilities as approved by the IRB. For
assistance with submission of human subject research related
documentation, contact the NRL Human Research Protection Official
(HRPO) at (202) 767-3864.
(d) Contracts, orders, or grant awards and any subawards or modifications
will include a statement indicating successful completion of the HRPO
review. Research involving human subjects must not be commenced
under any contract award or modification or any subcontract or grant
subaward or modification until awardee receives notification from the
Contracting or Grants Officer that the HRPO has approved the
assurance as appropriate for the research under the award or
modification and that the HRPO has reviewed the protocol and
accepted the IRB approval or determination for compliance with
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Federal, DoD and DON research protection requirements. See,
DFARS 252.235-7004. Guidance: https://www.nre.navy.mil/work-
with-us/how-to-apply/compliance-and-protections/research-
protections/human-subject-research.
iv. Biosafety and Biosecurity Requirements:
Offerors must comply with applicable provisions of DOD 6055.18-M, Safety
Standards for Microbiological and Biomedical Laboratories, including ensuring
compliance with standards meeting at least the minimum applicable requirements
of the current edition of Centers for Disease Control and Prevention, “Biosafety in
Microbiological and Biomedical Laboratories (BMBL),” and National Institutes of
Health, “The NIH Guidelines for Research Involving Recombinant or Synthetic
Nucleic Acid Molecules (NIH Guidelines).”
v. Research Involving Recombinant (rDNA) or Synthetic Nucleic Acid Molecules.
Offerors must not begin performance of research within the scope of “The NIH
Guidelines for Research Involving Recombinant or Synthetic Nucleic Acid
Molecules (NIH Guidelines)” until receiving notice from the Contracting or Grants
Officer that NRL has reviewed and accepted the Offeror’s documentation. In order
for NRL to accomplish that review, an offeror must provide the Contracting or
Grants Officer, generally as part of an original proposal prior to award, sufficient
documentation to enable the review, including:
(1) A written statement that the Offeror is in compliance with NIH
Guidelines. This statement should be made by an official of the institution
other than the Principal Investigator and should be on university or
company letterhead.
(2) Evidence demonstrating that the proposed research protocol has been
approved by an Institutional Biosafety Committee (IBC); and a copy of the
Department of Health and Human Services (DHHS) Letter of Approval of
the IBC, or the most recent letter from DHHS stating the IBC is in
compliance with the NIH Guidelines.
vi. Institutional Dual Use Research of Concern:
As of September 24, 2015, all institutions and United States Government (USG)
funding agencies subject to the United States Government Policy for Institutional
Oversight of Life Sciences Dual Use Research of Concern must comply with all
the requirements listed therein. If your research proposal directly involves certain
biological agents or toxins, contact the cognizant Technical Point of Contact. U.S.
Government Science, Safety, Security (S3) guidance may be found at
http://www.phe.gov/s3/dualuse.
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vii. Department of Defense High Performance Computing Program:
The DoD High Performance Computing Program (HPCMP) furnishes the DoD
S&T and RDT&E communities with use-access to very powerful high
performance computing systems. Awardees of NRL contracts, grants, and other
assistance instruments may be eligible to use HPCMP assets in support of their
funded activities if NRL Technical Point of Contact approval is obtained and if
security/screening requirements are favorably completed. Additional information
and an application may be found at https://www.hpc.mil/.
viii. Project Meetings and Reviews (if applicable):
Individual project reviews between the NRL sponsor and the performer may be
held as necessary. Project status reviews may also be held to provide a forum for
reviews of the latest results from experiments and any other incremental progress
towards the major demonstrations. These meetings will be held at various sites
throughout the country. For costing purposes, offerors should assume that 40% of
these meetings will be at or near NRL, Washington, DC and 60% at other locations
such as the contractor/grantee’s facility, other contractor’ facility or government
facilities. Interim meetings are likely, but these will be accomplished via video
telephone conferences, telephone conferences, or via web-based collaboration
tools.
ix. Prohibition on Procurement of Foreign- Made Unmanned Aircraft Systems
Commercial Off The Shelf Unmanned Aircraft Systems (COTS UAS) may not be
purchased pursuant to this grant or contract or other transaction agreement for
prototype until a waiver per the Deputy Secretary of Defense Memorandum
“Unmanned Aerial Vehicle Cybersecurity Vulnerabilities,” May 23, 2018 is
obtained by the cognizant ONR Program Officer.
(a) A waiver is not required when the research is supported via a grant award
AND it is unclassified and funded with either basic research funds (i.e., 6.1) or
applied research funds (i.e., 6.2) and performed on campus by a university. A
waiver must be obtained for all other grants and assistance agreements.
(b) Notwithstanding 1.a. above, a waiver is required for all efforts (regardless of
award or funding type) that involve interactions with military personnel, DoD
property, or DoD facilities; work conducted by US Government laboratories,
UARCs, or FFRDCs; or are Public Aircraft Operation (PAO), classified, or
explore specific military utility. For these efforts, a Cyber Security waiver or
Authority to Operate (ATO) and Cyber Vulnerability Assessment must be
obtained.
(c) A waiver is required for all contract awards and other transaction agreements.
For these efforts, a Cyber Security waiver or ATO and Cyber Vulnerability
Assessment must be obtained.
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Prospective performers or current performers are required to notify the cognizant
NRL Contrating Officer of any anticipated COTS UAS purchase that may be
subject to waiver at time of white paper, proposal submission or award changes.
Performers shall provide documentation specifying the details including the type
of drone, effort, location, etc.
Performers will agree to cooperate and provide additional information as requested
to support the waiver and cyber vulnerability assessment.
In no event shall federal funding be expended or purchase made pursuant to any
award subject to waiver requirement, unless and until performer is notified by
NRL that the waiver, cyber vulnerability and other requirements have been met
b. Applicable to Grants, Cooperative Agreements, and TIAs (Appendix 2).
c. Applicable to Contracts and Other Transaction Agreements (Appendix 3).
3. Reporting: If the Federal share of any Federal award may include more than $500,000 over
the period of performance, the post award reporting requirements, Award Term and Condition
for Recipient Integrity and Performance Matters (2 CFR Part 200 Appendix XII), is applicable as
follows:
A. Reporting of Matters Related to Recipient Integrity and Performance
1. General Reporting Requirement. If the total value of your currently active grants,
cooperative agreements, and procurement contracts from all Federal awarding agencies
exceeds $10,000,000 for any period of time during the period of performance of this
Federal award, then you as the recipient during that period of time must maintain the
currency of information reported to the System for Award Management (SAM) that is
made available in the designated integrity and performance system (currently the Federal
Awardee Performance and Integrity Information System (FAPIIS)) about civil, criminal,
or administrative proceedings described in paragraph 2 of this award term and condition.
This is a statutory requirement under section 41 U.S.C. 2313. All information posted in
the designated integrity and performance system on or after April 15, 2011, except past
performance reviews required for Federal procurement contracts, will be publicly
available.
2. Proceedings About Which You Must Report. Submit the information required about
each proceeding that:
a) Is in connection with the award or performance of a grant, cooperative
agreement, or procurement contract from the Federal Government;
b) Reached its final disposition during the most recent five year period; and
c) Is one of the following:
(i) A criminal proceeding that resulted in a conviction, as defined in
paragraph 5 (below) of this award term and condition;
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(ii) A civil proceeding that resulted in a finding of fault and liability
and payment of a monetary fine, penalty, reimbursement,
restitution, or damages of $5,000 or more;
(iii) An administrative proceeding, as defined in paragraph 5 of this
award term and condition (below), that resulted in a finding of
fault and liability and your payment of either a monetary fine or
penalty of $5,000 or more or reimbursement, restitution, or
damages in excess of $100,000; or
(iv) Any other criminal, civil, or administrative proceeding if:
a. It could have led to an outcome described in paragraph 2.c.
(i), (ii), or (iii) of this award term and condition;
b. It had a different disposition arrived at by consent or
compromise with an acknowledgment of fault on your part;
and
c. The requirement in this award term and condition to
disclose information about the proceeding does not conflict
with applicable laws and regulations.
3. Reporting Procedures. Enter in the SAM Entity Management area the information that
SAM requires about each proceeding described in paragraph 2 (above) of this award term
and condition. You do not need to submit the information a second time under assistance
awards that you received if you already provided the information through SAM because
you were required to do so under Federal procurement contracts that you were awarded.
4. Reporting Frequency. During any period of time when you are subject to the
requirement in paragraph 1 of this award term and condition, you must report
proceedings information through SAM for the most recent five year period, either to
report new information about any proceeding(s) that you have not reported previously or
affirm that there is no new information to report. Recipients that have Federal contract,
grant, and cooperative agreement awards with a cumulative total value greater than
$10,000,000 must disclose semiannually any information about the criminal, civil, and
administrative proceedings.
5. Definitions. For purposes of this award term and condition:
a. Administrative proceeding means a non-judicial process that is adjudicatory in
nature in order to make a determination of fault or liability (e.g., Securities and
Exchange Commission Administrative proceedings, Civilian Board of Contract
Appeals proceedings, and Armed Services Board of Contract Appeals
proceedings). This includes proceedings at the Federal and State level but only
in connection with performance of a Federal contract or grant. It does not
include audits, site visits, corrective plans, or inspection of deliverables.
b. Conviction, for purposes of this award term and condition, means a judgment
or conviction of a criminal offense by any court of competent jurisdiction,
whether entered upon a verdict or a plea, and includes a conviction entered
upon a plea of nolo contendere.
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c. Total value of currently active grants, cooperative agreements, and
procurement contracts includes:
i. Only the Federal share of the funding under any Federal award with a
recipient cost share or match; and
ii. The value of all expected funding increments under a Federal award
and options, even if not yet exercised.
**The post award reporting requirements can be found under the relevant ONR Addendum to the
DoD R&D General Terms and Conditions and ONR Programmatic Requirements located at the
following link: https://www.nre.navy.mil/work-with-us/manage-your-award/manage-grant-
award/grants-terms-conditions.
G. Communications
a. All UNCLASSIFIED White Papers shall be submitted via e-mail to the Technical Point
of Contact (TPOC) at the e-mail address specified in the last paragraph of each
summary topic in Appendix 1, unless otherwise specified.
b. CLASSIFIED questions shall be handled through the NRL Security POC. Specifically,
any entity wanting to ask a CLASSIFIED question shall send an UNCLASSIFIED email
to the NRL Security POC with a copy to both the Technical POC and the Business POC
stating that the entity would like to ask a CLASSIFIED question. DO NOT EMAIL
ANY CLASSIFIED QUESTIONS. The Security POC will contact the entity and arrange
for the CLASSIFIED question to be asked through a secure method of communication.
c. Comments or questions submitted should be concise and to the point, eliminating any
unnecessary verbiage. In addition, the relevant part and paragraph of the Broad Agency
Announcement (BAA) should be referenced. Questions submitted within 2 weeks prior
to a deadline may not be answered, and the due date for submission of the white paper
and/or full proposal will not be extended.
H. Other Information
The Government anticipates that any award resulting from this BAA will be funded on an
incremental basis as provided by FAR 52.232-22, "Limitation of Funds."
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APPENDIX 1 – RESEARCH DESCRIPTION - SUMMARY TOPICS
II. Detailed information about the funding opportunity
The Naval Research Laboratory (NRL) is the Navy's corporate laboratory. NRL conducts
basic and applied research for the Navy in a variety of scientific and technical disciplines. The
basic research program is driven by perceptions about future requirements of the Navy.
The Navy's operational effectiveness depends on its ability to keep pace with rapidly
developing technologies. NRL contributes to this requirement by conducting research in the
following areas, organized into NRL'S three research directorates and Naval Center for Space
Technology:
Systems Directorate Code 5000
Materials Science and Component Technology Directorate Code 6000
Ocean and Atmospheric Science and Technology Directorate Code 7000
Naval Center for Space Technology Code 8000
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A. SYSTEMS DIRECTORATE - CODE 5000
53-24-01 - HIGH FREQUENCY RADAR
The Systems Section of the Advanced Radar Branch of the Naval Research Laboratory (NRL)
conducts research and development in concepts and techniques for using high frequency (3 MHz
to 30 MHz) radar to meet U.S. Navy mission requirements. Focus is on high frequency
electromagnetic wave propagation and scattering (sky-wave and surface wave), radar system
performance forecasting, radar system testing, radar data transfer, signal processing
methodologies, spread Doppler clutter mitigation and use of the radar return to classify targets.
Additional information on this new type of radar is available in the "Radar Handbook", 3rd
edition, edited by M. I. Skolnik, pp. 20.1 – 20.83, McGraw-Hill, 2008 and in “Applications of
high-frequency radar,” Radio Science, Vol. 33, No. 4, Pages 1045-1054, July-August 1998.
Address White Papers (WP) to 5324BAA@nrl.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
53-24-01C - HIGH FREQUENCY RADAR (CLASSIFIED)
The Systems Section of the Advanced Radar Branch of the Naval Research Laboratory (NRL)
conducts research and development in concepts and techniques for using high frequency (3 MHz
to 30 MHz) radar to meet U.S. Navy mission requirements. Focus is on high frequency
electromagnetic wave propagation and scattering (sky-wave and surface wave), radar system
performance forecasting, radar system testing, radar data transfer, signal processing
methodologies, spread Doppler clutter mitigation and use of the radar return to classify targets.
Additional information on this new type of radar is available in Chapter 20 of the "Radar
Handbook", edited by M. I. Skolnik, McGraw-Hill, 2008 and in “Applications of high-frequency
radar,” Radio Science, Vol. 33, No. 4, Pages 1045-1054, July-August 1998.
In order to provide a clear understanding of all aspects of the proposed program, classified
proposals are acceptable. If the offeror is proposing to perform research in a classified area,
indicate the level of classification of the organization, the Principal Investigator and all the
proposed personnel, and the agency that issued the clearance; if a formal (classified) proposal is
requested by NRL, an unclassified executive summary should accompany the proposal.
CLASSIFIED SUBMISSIONS
Contact nrlproposals@nrl.navy.mil for instructions on how to submit classified white papers and
Proposals.
53-24-02 - LOW-COST WIDEBAND ANTENNA ARRAY TECHNOLOGIES
The RADAR Division of the Naval Research Laboratory (NRL) is interested in research which
will help
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reduce the cost of ultra-wide bandwidth multi-functional phased array antennas for
communication and radar systems. To this end, NRL welcomes proposals that address the
following areas:
1) New element design concepts, array architectures, feed components and construction
processes that make it more affordable to manufacture large array apertures by a factor of
5 or more.
2) Techniques that reduce the number of radiating elements and/or feeding components
while maintaining ultra-wide bandwidth, i.e. thinning, interleaving, or element scaling
techniques.
3) Low-profile ultra-wide bandwidth array designs. This could include abstracted element
types or apertures that are on the order of one-half a wavelength thick at the highest
frequency of operation and/or can be printed on a single layer such as a thin substrate or
potentially the (curved) surface of vehicle.
Proposals should address the value added by contrasting the proposed approach with
conventional techniques and technology. This may be done by direct comparison or by a
parametric analysis of sufficient depth to assess the benefits of the proposed approach.
Address White Papers (WP) to radarbaa@nrl.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
53-24-03 - ADVANCED COMPUTATIONAL ELECTROMAGNETICS
The Radar Division of the Naval Research Laboratory (NRL) is interested in research that will
lead to the accurate and timely analysis of CEM problems that are beyond the capability of the
current state of the art computational methods to solve. The emphasis is on simulation of
RADAR and antenna systems, but can be generalized to large electromagnetic structures that are
multi-scale in nature – i.e. sub-wavelength features within systems that are many thousands of
wavelengths in size. Proposals should address the following topics:
1) The ability to model with high-fidelity as well as visualize/manipulate electromagnetic
objects having details on the order of fractions of a wavelength within composite systems
that are several hundred to many thousands of wavelengths in size.
Emphasis on innovative techniques for high-fidelity simulations and visualizations of RF
circuits, antennas, antenna arrays and large EMI/EMC sensitive systems.
2) Techniques/algorithms that reduce the condition number of very large systems of
equations.
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3) Methods to reduce the number of data points needed for full/accurate characterization of
a system over broad frequency ranges or scan/incidence angles.
Address White Papers (WP) to radarbaa@nrl.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
55-24-01 - INFORMATION MANAGEMENT AND DECISION ARCHITECTURES
The Information Management and Decision Architectures Branch of the Naval Research
Laboratory (NRL) is seeking proposals for innovative research and development in information
technology. Current and anticipated areas of research focus include:
1) Virtual simulations and mixed reality systems that support operational uses, situational
awareness, and training, for both kinetic and non-kinetic missions. Application areas
include mobile augmented reality, virtual or mixed training environments, and interactive
and automated dismounted infantry simulation and training. Research topics include
information visualization techniques, adaptive user interfaces, avatar control, distributed
collaboration, training effectiveness evaluation, novel assessment techniques, adaptive
training, and simulation fidelity. In all cases, NRL is interested in human factors
evaluations, usability-based methodologies to quantify the costs and benefits of design
choices, understanding how system fidelity and training objectives interact, and
expressing results in terms of improvements in the field or live exercises.
2) Systems to support comprehension assessment and complexity analysis of visual data
representations. Current work focuses on validation of queries and measuring the
contribution of graph components to complexity and their effect on comprehension.
Other research topics include large-scale displays (especially tiled display systems),
multi-variate representations, statistical analysis techniques, and coordinated data views.
In all cases, NRL is interested in human factors evaluations, new visualization metaphors,
and measuring or assessing information overload.
3) Human Systems Integration research involving the following topics: real time
physiological and behavioral measures of warfighter cognitive workload; new interfaces
and interaction techniques for supervising unmanned systems; methods for training small
unit decision making; new approaches for predicting and scheduling team member's
tasking to enhance performance; evaluating different strategies for cross-culture trust
generation.
4) Information management technologies that maximize the effectiveness of an enterprise
(e.g., military operations) by improving its ability to act upon information that is
produced and consumed within the enterprise and externally. Technologies that are of
particular interest include: data management and exploitation technologies that apply
emerging mathematics and machine learning techniques to improve processing of large
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amounts of data. Of particular interest is the optimization of the collection and processing
of multimodal sensor data, in real-time, at the tactical edge. Also of interest are assistive
technologies that aid decision makers in the understanding of information and how it
impacts expected mission outcomes in terms of cost, risk, and expected outcomes.
Furthermore, tools that reduce barriers to effective information use by providing
intelligent notifications, mediation, access control, and persistence services; tools to
assess information quality and suitability; tools that support autonomous information
discovery from both open systems and DoD infrastructure to provide decision makers
with the most comprehensive and up-to-date situational awareness on the battlefield.
Decision (information) architecture research that supports understanding, modeling,
prototyping and evaluating effective systems that discover, process, disseminate,
visualize and present information in support of military decision making. The following
topics are also of interest: identification and assessment of the essential characteristics of
decision making processes within the C4I application domain; identification of
techniques/methods and related tools for improving the decision processes.
5) Research and applications of multi agent systems, reinforcement learning, game theory,
and related technologies for enhancing decision support capabilities in adversarial
environments. Areas of interest may include, but are not limited to, new techniques for
multi-agent decision making, coordination and teamwork to perform tasks in contested,
denied, asymmetric and unstructured environments, reinforcement learning in multi-
player games and real-time strategy games, multi-agent cooperation and teamwork in ad-
hoc, dynamic and open environments, and mixed-initiative interactions (e.g., human-
agent collaboration). Operational domains of interest include, but not limited to,
improving human interaction with autonomous systems, threat detection mitigation and
response for cyber security and cyber-warfare applications; maritime domain awareness;
and Stabilization, Security, Transition and Reconstruction Operations (SSTRO).
Research issues dealing with autonomous systems and cyber warfare involve new
algorithms for anomaly detection and pattern recognition when handling very large
datasets, and techniques to improve the ability of humans to process and understand the
results from these algorithms. Within the domain of SSTRO, we are interested in
improving information sharing between government and non-government organizations
using web technologies.
6) Parallel and distributed simulation technology. The emphasis is on advanced Modeling
and Simulation (M&S) architectures, particularly for distributed systems. The latter
includes classical cluster and shared memory architectures, as well as geographically
distributed large-scale simulations. Areas of current interest include the formal
description of math and physics-based models for building “composable” systems,
natural environmental effects servers for M&S architectures, and web-based DoD
technology.
7) Human Performance Research involving the following topics: basic cognition (e.g.,
memory, attention); human factors and applied cognition (e.g., human-computer
interaction, automation, physiological assessment); manpower and personnel (e.g.,
selection, classification, assessment); data science, psychometrics, and measurement
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(e.g., data modeling, advanced analytic tools).
Address White Papers (WP) to 5580baa@nrl.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
55-24-02 - MATHEMATICAL FOUNDATIONS OF HIGH ASSURANCE COMPUTING
(This may require a DD 254 at the TS level due to investigation requirements – depending on
access required, duties and deliverables.)
The Formal Methods Section (Code 5543) of the Naval Research Laboratory’s Center for High
Assurance Computer Systems is seeking white papers for innovative research in the mathematics
underlying security and high assurance computing.
Current and anticipated areas of research focus include:
1) Cryptographic Protocol Design and Analysis – We are interested in the analysis of
security protocols for security and performance. Design of new protocols, together with
their analysis, is also of interest. Analysis techniques may include formal methods,
mathematical analysis, simulation, and experimental evaluation.
2) Anonymous Communication – We are interested in the design and analysis of traffic-
security through anonymous and route-trusted communications. Emphasis will be placed
on metrics and definitions for traffic security, cryptographic building blocks, network
topology and structure, routing protocols, performance, usability, and secure distribution
of network information. Techniques can be based on mathematical analysis, simulation
and/or experimentation.
3) Hidden Communication – We are interested in the design and analysis of hidden and
covert means of communication. Emphasis will be placed on means for accomplishing,
detecting, and preventing such hidden communication, and metrics and methods for the
evaluating their effectiveness. Techniques can be based on mathematical and/or logical
analysis, simulation, and/or experimentation.
4) Mathematical and Logical Analysis of Distributed Systems – We are interested in
mathematics and logics, which are integrated with design methodologies for producing
secure distributed systems. Emphasis will be placed on hardware-software codesign,
distributed architectures, and programming methodologies. The formal apparatus will
include non-standard logics (modal, substructural, etc.), category theory, domain theory,
Shannon information theory, and structures that relate these elements in an elegant and
coherent manner.
Address White Papers (WP) to 5543info@nrl.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
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55-24-03 - HIGH ASSURANCE ENGINEERING AND COMPUTING
(This may require a DD 254 at the TS level due to investigation requirements – depending on
access required, duties and deliverables.)
The Center for High Assurance Computer Systems of the Naval Research Laboratory (NRL) is
seeking white papers for innovative research, advanced system concepts and security
architectures, and the development of prototypes, new analysis tools and techniques in the areas
of information assurance (IA), cyber security, software engineering, mobile system security, and
real-time systems. Current and anticipated areas of research focus include:
1) Cryptographic Technologies – We are interested in the development of advanced
cryptographic technologies for the Cryptographic Modernization Initiative (CMI). This
includes software-based cryptography, FPGA-based cryptography, interoperability
specifications for cryptographic waveforms, authentication algorithms, software defined
radio architectures, dispensable cryptographic devices for the tactical edge, and modeling
and emulation of high speed cryptographic techniques.
2) Key Distribution Technologies – We are interested in the research and development of
net-centric key distribution systems (e.g., Key Management Infrastructure). We are
additionally interested in novel key management architectures and techniques, such as
key net broadcast, group key concepts, quantum cryptography for COMSEC and key
distribution, and integrated key/mission planning.
3) IA Enabling Technologies – We are interested in innovative solutions and technologies
that include network threat visualization, secure BIOS, secure hardware platforms, secure
root of trust, trusted execution flow and data filtering frameworks, security enhanced and
trusted Operating System development (e.g., SELinux policy development), and design,
verification, and analysis of secure network protocols as well as the study of their effects
on computer systems and network traffic.
4) Guarding Solutions – We are interested in the research and development of high
assurance Cross Domain guards to support assured information sharing and security
policy enforcement across disparate enclaves or domains. We are additionally interested
in the research and development of secure gateway technology and new analysis tools
and techniques for enabling remote monitoring, administration, and configuration of such
security devices.
5) Security Architectures – We are interested in the design and development of security
architectures for enterprise and tactical systems, with a particular interest in identity
management and access control solutions. We are additionally interested in data
protection mechanisms and vulnerability assessment methods.
6) Software Security – We are interested in innovative solutions and developing practical
approaches that apply and enhance security to software execution environments.
Emphasis will be placed on security monitoring and flexible software configuration to
enhance survivability. Techniques, tools, and solutions for autonomous cyber responses
and automated testing methods are also of interest.
7) Cyber Defense - We are interested in the research and development of high assurance
network security architectures and solutions (e.g., components, toolkits, equipment,
software, and systems). We are interested in the development of tools and solutions for
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security orchestration, automation, and response. Of particular interest is emphasis on
providing a holistic view of network health and status across enterprise, tactical, and
industrial control domains; aggregating data feeds from diverse sources; and optimization
of monitoring and response in software defined networks. Additionally, we are interested
in development of tools, techniques, and solutions for network intrusion detection, as
well as visualization capabilities to dynamically and visually display situational
awareness. We are interested in the development of machine learning models of operator
and adversary behaviors leading to improved situational awareness and automated course
of action analysis. Emphasis on making model-based behavioral anomaly detection
actionable by human network defenders is of particular interest.
8) Malicious Code Analysis - We are interested in developing methods, tools, solutions for
malicious code analysis, reverse code engineering, and other anti-forensic/anti-reversing
techniques. The customization and maintenance of malware analysis tools, the
application of knowledge of malicious code trends and concepts, and diverse reporting
capabilities, such as compilation of malware research findings and identification of
unique malware characteristics are also of interest. Additionally, we are interested in
approaches for scrutinizing of coding techniques, language usage/proficiency, and file
format properties to identify the level of code sophistication and potential origin. We are
interested in the development of machine learning models of executable software that
recognize indicators of threat, vulnerability, and compromise.
9) Cyber Assured Missions – We are interested in research and development of tools and
techniques to identify mission workflows, milestones, artifacts, and requirements through
observation of cyber activities. Emphasis is placed on enabling mission continuity across
the contested cyber battlespace. We are interested in the development of tools,
techniques, and solutions including cyber deception, resilience, and maneuver.
Additionally, we are interested in development of machine learning models of mission
requirements, resources, and risks. Emphasis on cyber battle damage assessment and
course of action selection is of particular interest.
10) Wireless Mobile Device Discovery and Vulnerability Analysis – We are interested in
tools and techniques for wireless network discovery in support of computer network
defense and for the visualization of wireless networks using Geographic Information
Systems (GIS).
11) Wireless Security Protocols – We are interested in the research of next generation
wireless communications and security-enabled protocols suitable for operation over
heterogeneous networks. In particular, we are interested in 5G and other emerging
protocols. Novel analysis techniques to assess network and security performance of
secure wireless protocols are also of particular interest.
12) Next Generation Wireless Networks & Components – We are interested in security
engineering and research for next generation mobile ad hoc networks. This includes, but
is not limited to emulation and simulation environments for next generation wireless
networks; traffic analysis in support of anonymization of next generation wireless
networks; cognitive radio technology; and security of cognitive and software defined
radios. We are also interested in novel waveform technologies, with an emphasis on
survivable network waveforms.
13) Geo-location Technologies – We are interested geo-location techniques and technologies
for wireless transmitters, including Time Difference of Arrival (TDoA), Frequency
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Difference of Arrival (FDoA), Angle of Arrival (AoA) and hybrid techniques. Phased
array antennas and smart antennas in support of mobile, dynamic communications and
information operations systems are of particular interest.
14) Signal Detection Technologies - We are interested in novel signal detection and analysis
techniques, including Machine Learning-based approaches that would enable rapid
analysis of large signal datasets. This includes both hardware and software approaches,
advanced signal processing technologies and advanced RF distribution technologies.
15) Software Assurance – We are interested in the development of mathematically based
methods, models, algorithms, and theories for assuring software system properties such
as safety, security, functional correctness, timing, and fault-tolerance. Emphasis will be
placed on formal modeling and formal verification techniques for cyber-physical
systems, assurance of systems using machine learning (ML) and other AI approaches,
binary analysis, requirements elicitation, and run-time verification.
16) Assured Autonomy – We are interested in techniques for assuring the correct and safe
operation of autonomous platforms. We are particularly interested in novel security
concepts and security architectures for assuring the behavior of software throughout the
platform life-cycle.
17) Tactical Zero Trust – We are interested in technologies that, in part or in whole, enable a
zero-trust methodology for tactical network environments. Important characteristics of
tactical networks that should be accounted for include non-Internet Protocol-based
communication protocols, decentralized control and data flows, and low size, weight, and
power constraints.
18) Autonomous Cyber Operations – We are interested in research and enabling technologies
for automating the planning, coordination, execution, and assessment of cyberspace
operations.
Address White Papers (WP) to code_5540_info@nrl.navy.mil. Allow one month before
requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact should
not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive
contact.
55-24-04 - ADVANCED NAVAL NETWORK SOLUTIONS
(This may require a DD 254 at the TS level due to investigation requirements – depending on
access required, duties and deliverables.)
The Networks and Communications Systems Branch of the Naval Research Laboratory (NRL) is
seeking White Papers for innovative research and development in information technology;
specifically, relatively mature technology (TRL 6 and higher) for Naval Network and
Communications Solutions. Current areas of research focus include:
1) Software Reprogrammable Payload (SRP) Waveforms. Implementation of complex
waveforms (such as TTNT, HNW, and unmanned platform Control Station Algorithms)
hosted on CPCI cards, as part of a systems level, heterogeneous networking capability.
Ensure linkage to ONR funded Enabling Capabilities (EC’s) in Advanced Tactical Data
Links (ATDLES) and SATCOM mitigation. Solutions may be IP or non-IP based.
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2) Advanced Tactical Edge Solutions. Demonstrate candidate technologies for next
generation Tactical Communications Links, integrated, systems level solutions to Ad-
Hoc Naval Tactical Edge Mobile Area Networks and candidate protocol
stacks/application layer toolkits, with connectivity of up to 30 nodes, including air,
ground and sea platforms.
3) Spectrum Diversity. Identify integrated, wireless, heterogeneous solutions for network
connectivity between afloat and airborne platforms (e.g., ships, aircraft, and UAV’s), to
include Line of Sight (LOS) solutions. Also, identify and implement advanced
waveforms to maximize bandwidth at various ranges to achieve the best signal surpluses,
and include in possible solutions improved antennae, maximized efficiency of legacy
communications links, UAV communications relays, and wireless connectivity for
tactical users. Optical as well as RF solutions at a variety of frequency bands are
encouraged.
4) SATCOM Mitigation. Integrate technological solutions for overcoming the loss or over-
subscription of SATCOM connectivity between (a) deployed units in an Expeditionary or
Carrier Strike groups (ESG or CSG; respectively), and (b) connectivity reachback ashore
from deployed ESG/CSG in any given geographic area of responsibility. Solutions must
be exportable, scalable, and relevant in any geographic maritime environment in which
an ESG or CSG might operate, and must include compatible, tactical edge connectivity
and services. Particular interest exists in solutions that can be hosted on small- to
medium-UAVs, and in other airborne relays.
5) PODs. Integrate candidate radio payloads (e.g., Sea Lancet, SRP, etc) into small airborne
PODs, using currently available airframe modifications and POR technology, for both
unmanned and manned platforms, conforming to NAVAIR standards and size, weight
and power (SWAP) requirements. Include receivers, antennae, and payload.
Address White Papers to 5520baa@nrl.navy.mil. Allow one month before requesting
confirmation of receipt of White Paper, if confirmation is desired. Substantive contact should not
take place prior to evaluation of a White Paper by NRL. If necessary, NRL will initiate
substantive contact.
55-24-05 - FEDERATED, DISTRIBUTED COMPUTING/NETWORK
INFRASTRUCTURE
(This may require a DD 254 at the TS level due to investigation requirements – depending on
access required, duties and deliverables.)
The Center for Computational Science of the Naval Research Laboratory (NRL) is
interested in receiving proposals in emerging scalable leading edge technologies relevant to high
performance (HP) distributed supercomputing, wide area networking and visualization, and data
collaboration technology for High End Computing (HEC). Research involves work in scaling
single-image large memory supercomputer processing for scientific problems undertaken as part
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of the NRL, ONR and High Performance Computing Modernization Office programs; research is
ongoing in the areas of exascale computing, infrastructure virtualization, collaboratory and
conferencing environments; streaming multi-gigabit multimedia network technology while
providing E2E QoS guarantees; federated, distributed technology for multi-petabyte scale file
systems; prototype environments for the design of scalable, object oriented multimedia databases
for near-realtime access, archival and retrieval; and stream and compression technology for
transmission of progressive motion and/or high resolution imagery.
Recent advances in very high resolution sensors with collocated energy-efficient
processors continue to mount challenges to various dynamic metrics of agile, adaptive and
comprehensive processing of sensor data across C4ISR networks with embedded computing
distributed across these networks: at the sensor, at the archives and near the end-user. Large
scale data-analytic solutions in the areas multisource information fusion, persistent video
analytics, content characterization and retrieval based on dynamic content features are now being
recast from the perspective of near-real-time high performance computing networks. Algorithm
development aimed at C4ISR networks using adaptively taskable sensors in size weight and
power (SWAP) constrained computing environments are also of interest. Innovative sensing
inside latency- and bandwidth-challenged degraded, actively contested and/or urban
environments requires new approaches. Video analytics that extract content dynamics, situation
awareness, 3D structure of rich scenes, and exploit geospatial information including 3D point
clouds, terrain maps, multi-sensor motion imagery, etc. are of interest.
The research objective is to investigate and develop innovative approaches and
techniques that have the potential to create superior revolutionary rather than evolutionary
advances in computing, communications, display and information infrastructures and tools. In
addition to software and emerging hardware advances, NRL seeks new methodologies for
interconnecting energy-efficient heterogeneous systems through high speed network
technologies that over time have the potential to scale to terabit flows; all-optical amplified
wavelength division networking and optical burst switching technology; high performance
stream access to remote assets over commercial networks; leading edge flow routing
architectures capable of end-to-end streams with QoS guarantees; and information assurance and
encryption technologies and tools for the above. Alternatives to von Neumann architectures are
of interest.
Address White Papers (WP) to baa@cmf.nrl.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
56-24-01 - OPTICAL SCIENCES R&D
Optical Science Division of the Naval Research Laboratory (NRL) is seeking proposals for
innovative research supporting ongoing programs within the Optical Sciences Division related to
a wide variety of topics in the following areas:
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1) The development of innovative new techniques which support laser countermeasures
against laser guided or laser aided threats, such as laser beamrider missiles, laser
designators, and laser rangefinders.
2) The development of countermeasure technology and countermeasure techniques against
advanced anti-air and anti-ship imaging infrared seekers. Offerors must also have
background in the use of modeling and simulation tools for imaging seekers to conduct
countermeasure research.
3) Fabrication of optical fibers that transmit infrared (IR) radiation, especially chalcogenide
and heavy-metal oxide glass fibers; processing techniques for making IR fibers;
purification of glass starting materials; novel crucible fiber drawing techniques; specialty
fibers for chemical sensor applications and techniques for making chemical sensors.
Development of ruggedized, vibration-resistant and athermal cables and connectors for
middle wavelength IR (MWIR) fibers for use with high power mid-IR lasers. New
technologies for making IR fiber switches to work with mid-IR lasers as well as
technology for fabrication of IR fiber couplers, filters and splitters.
4) Fabrication of domes, aspherical optics and large (≥ 20 inch) diameter windows with high
transmission across UV-Visible and infrared wavelengths. Technologies are sought that
utilize environmentally rugged materials (glasses, ceramics or poly/single crystals) and
produce defect-free optics with wide band anti-reflection coatings.
5) Development and fabrication of specialty thin film structures leveraging plasmonics,
metamaterials and waveguide technology to enable novel devices including non-
mechanical beam steering from the UV to LWIR. Fiber optic sensors for detecting
acoustic, magnetic and electric fields, rotation rate, strain, temperature, pressure,
chemical, and other parameters. Novel interrogation, multiplexing, demultiplexing and
modulation/demodulation techniques using frequency, wavelength and time division, or
other techniques to increase sensor count per fiber, decrease electronic demodulation
power requirements, and provide all-optical signal processing, and lower total system
cost are desired. In addition, methods are sought for improving fiber sensor performance,
packaging, deployment, and survivability of these systems in a variety of environments.
Low phase noise laser sources that feature very good isolation from ambient effects to
improve overall optical system performance are desired. Low power, high bandwidth,
signal-processing components with automatic signal detection to fill current technology
gaps for autonomous sensors are of interest. Robust, agile, advanced automation tools
that are able to detect, classify and track selected targets of interest acoustically, using
data from fixed and mobile arrays and generate automated contact reports are desired to
reduce manpower requirements associated with sonar operator tasks.
6) High frequency data transfer networks using fiber optics; signal processing in fiber optic
links; optical-microwave delay lines for gigahertz signal transmission, high frequency
directly modulated diodes and external modulators, and high-speed detectors. Fiber
devices such as amplifiers, fiber lasers, super-luminescent fibers, and phase shifters; laser
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diodes that meet military specifications and can operate in the multigigabit/s range;
harmonic generation and mixing using laser diodes; nonlinear effects that impact fiber
optic links such as soliton propagation, Brillouin scattering, and four-wave mixing.
Integrated optical devices for sensors, optical-microwave delay lines, signal processing,
networks, digital or analog communication links.
7) Glass and processing techniques for nanochannel glass technology and holey fibers;
specialty glasses and fibers for sensor applications and nuclear radiation hardness; optical
fibers with high mechanical strength, survivable coatings, and low bending loss.
8) Novel optical particles or nanorods that exhibit unique optical properties (transmission,
absorption, chirality, spectral signature, etc.) in VIS, SWIR, MWIR and/or LWIR.
9) Narrow linewidth lasers for coherent detection; multi-spectral lidar technology; single-
photon lidar technology; pulsed solid state blue-green lasers
10) Algorithms for wavefront sensing phase and/or image reconstruction; compressive
sensing algorithms for electro-optic applications; computational imaging algorithms to
design optical hardware.
11) Photonic band-gap materials; optical properties of materials and coatings; narrow band
gap superlattices; quantum wells, wires and dots; bioconjugated quantum dots to probe
cellular and environmental behavior; novel nanostructures; the interaction of light with
single microdroplets; development of real-time in-situ optical instrumentation to detect
bioaerosols, including single particles on-the-fly; novel materials or concepts to protect
eyes and sensors against intense laser radiation;
12) Development of type II “W” mid-IR lasers and quantum cascade lasers; other MWIR
laser and amplifier devices that increase brightness and power; organic light emitting
sources and optoelectronics; slow light studies; nonlinear optical probes such as Fast
CARS; and development of condition-based sensors for fluid monitoring.
13) Electro-optical, visible, infrared, multi spectral and hyperspectral technologies used in
systems for reconnaissance and surveillance of air, ocean, and ground targets, from space,
air, surface and subsurface platforms; high-speed digital optical/RF communications in a
tactical environment, including architectural issues; algorithmic development, including
digital image and signal processing algorithms for target detection and tracking; the
measurement and theory of optical signatures of air and ocean targets; the acquisition,
and characterization and simulation of large-area background imagery; atmospheric
propagation effects relevant to missile warning, laser countermeasures, and imaging;
electro-optical sensor technology including efficient high-speed photo-detectors, focal
plane arrays and signal processing; electro-optical components; digital holography and
electronic shutters; signal processing and data compression for multi-color electro-optical
and infrared sensors; multi sensor/data fusion and exploitation; neural network processing
and electronics particularly applicable to electro-optical sensors; advanced data
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compression techniques and electronics for very large area visible, infrared, and multi
spectral.
Address White Papers (WP) to OptSciNRL_BAA@nrl.navy.mil. Allow one month before
requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact should
not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive
contact.
57-24-01 - ELECTROMAGNETIC TECHNIQUES AND TECHNOLOGY RESEARCH
AND DEVELOPMENT
The U.S. Navy is interested in exploring the use of High Power Electromagnetic techniques and
technologies for purposes including anti-ship missile defense (ASMD), engine stopping, counter
improvised explosive devices, and command and control warfare (C2W). Proposals that
incorporate NRL capabilities are encouraged. Proposals for research and development into High
Power Electromagnetic techniques and technologies may include, but are not be limited to:
1) Wideband (narrow-pulse) HPM sources. The sources of interest range from compact,
lightweight devices that may be conventionally or explosively driven to larger, higher
power devices that are suitable for shipboard installation.
2) Narrowband HPM sources. The sources of interest are generally high duty, relatively
long pulse transmitters. Very high peak power, high average power, and high efficiency
are all desirable.
3) Innovative conventional and non-conventional HPM based electronic attack (EA)
techniques and systems including anti-missile defense applications, special operations,
engine stopping, counter improvised explosive devices, command applications and C2W
applications.
4) The use of RF transmission and backscatter to identify, determine properties, and/or
locate potential threat devices.
5) Interactions of lasers with materials and electronics. Particular interest in femtosecond
laser technology and atmospheric propagation.
6) Methods and technology for defending Naval systems from high power Electromagnetic
attack.
7) RF countermeasure techniques and technologies for anti-ship missile defense.
8) Modeling and simulation ranging from device level simulation to campaign models that
explore the utility of high power electromagnetic weapons.
9) Nearfield effects, sources, and antennas.
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10) Ultrashort pulse technologies.
11) Directed Energy Prototype development.
12) Synergisms between Directed Energy, Conventional Electronic Warfare, and Kinetic
defense systems for land and sea.
13) Electromagnetic energy effects on cells and organisms.
NRL more favorably will consider proposals offering initial increments comprised of short term
studies (6-8 man-months) which then can be used to decide if the research deserves further
investment.
Address White Papers (WP) to BAAHPEM5745@nrl.navy.mil. Any specific security questions
should be addressed in advance of proposal submission via separate discussion. Allow one
month before requesting confirmation of receipt of WP, if confirmation is desired. Substantive
contact should not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate
substantive contact.
57-24-02 - SHIPBOARD ELECTRONIC WARFARE
The Surface Electronic Warfare Systems Branch (SEWS) of the Naval Research Laboratory
(NRL) conducts research and development of Electronic Warfare (EW) systems directed toward
the protection of Navy ships. The Branch mission includes the development of EW system and
subsystem requirements; development, analysis and evaluation of shipboard ECM systems,
subsystems with and components; threat assessments; and development of EW operational
tactics and concepts.
The Surface EW Systems Branch is interested in receiving proposals for research and
development into all of its mission areas. Specific areas of interest include, but are not limited to:
1) Signal Detection and Processing
The trend in threat emitter characteristics is toward lower power emitters with highly agile
parameters, including pulse to pulse frequency variation and random or semi random pulse
repetition frequency (PRF). These emitter characteristics may include parameter variations using
identifiable sequences or random parameter variations. EW systems must be able to detect, de-
interleave, sort, and measure intra-pulse and pulse-train parameters to classify and associate EA
techniques with these agile emitters in a dense electromagnetic (EM) environment. Key research
areas include:
• Detection and direction finding of LPI signals in a complex EM environment,
including associated microwave receiver, antenna component, and system
technologies that provide wide bandwidth and high sensitivity.
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• Sorting and deinterleaving of frequency and PRI agile emitters in a complex EM
environment.
• Pulse-to-pulse feature extraction for real time signal processing.
• Pulse and emitter measurements and derived pulse train measurements that provide
parameters to improve emitter classification with minimal ambiguities.
2) Electronic Attack (EA) Technique Generation
Countering advanced threat systems will require innovative conventional and non-conventional
ECM techniques and EA technique generators for application in all phases of the battle timeline
including surveillance, targeting, acquisition, and terminal phases. In addition countering
advanced threats requires a coherent technique generation which includes the ability to capture,
store, and process threat pulses received in a complex EM environment. Key research areas
include:
• Broadband, high dynamic range Digital Radio Frequency Memories (DRFMs).
• Finite Impulse Response (FIR) Filters.
• ECM techniques against Low Probability of Intercept (LPI) radars.
• Counter-targeting ECM techniques systems for battle force defense.
3) Advanced ECM transmitters
Increased threat capability and increasing threat density will require the development of new
transmitter technology with expanded frequency coverage and multiple threat handling
capability. Key research areas include:
• Millimeter-wave EW transmitter concepts and technologies.
• Broadband, multiple-simultaneous-beam antenna technology.
• Multifunction aperture designs and technology.
• Very wideband electronic countermeasures (ECM) technologies and components,
including amplifiers (tubes, solid state, and hybrids), power combiners, filters, and
other discrete devices.
4) Sensor Integration
Future EW systems will need to operate in a distributed, networked environment in order to
provide effective capability against advanced threats in complex EM environment. Key research
areas include:
• Shipboard sensor fusion techniques;
• Intra-ship information fusion/association techniques;
• Timely/near real-time EW effectiveness measurement technology.
• Distributed, networked battle force concepts, techniques and systems.
5) System Concept & Embarkable Prototype development and demonstration
The effective transition from research to operational use requires the demonstration of advanced
technology in an operationally relevant environment in a manner that is consistent with how it
would be deployed. The Surface EW Systems Branch has developed a standard interface that
can rapidly and easily support the demonstration of advanced EW capability in a relevant
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shipboard environment. It allows for the integration and demonstration of signal detection and
process technologies, EA Technique Generation technologies, Advanced ECM transmitter
technologies, and Sensor Integration technologies into a field demonstrable (i.e. Embarkable
Prototype) system. Key research areas include:
• Analysis tools for developing and assessing EW Concepts
• Methodologies/tools for assessing and quantifying countermeasure
capability/effectiveness against current and projected threats.
• Technologies that facilitate rapid deployment, upgrade, and support of Advanced EW
capability on Naval combatants.
NRL more favorably will consider proposals offering initial increments comprised of short-term
studies (6-8man-months) which then can be used to decide if the research deserves further
investment.
Address White Papers (WP) to Code5740Proposal@nrl.navy.mil. Allow one month before
requesting confirmation of receipt of Initial Proposal, if confirmation is desired. Substantive
contact should not take place prior to evaluation of an Initial Proposal by NRL. If necessary,
NRL will initiate substantive contact.
B. MATERIALS SCIENCE AND COMPONENT TECHNOLOGY DIRECTORATE
CODE 6000
60-24-01 - HIGH PERFORMANCE COMPUTING ON MASSIVELY PARALLEL
ARCHITECTURES
The Laboratories for Computational Physics and Fluid Dynamics (LCP&FD) of the Naval
Research Laboratory (NRL) conduct research and development supporting the national initiative
in high performance computing. Advanced algorithms, codes and licensable software are
developed for commodity systems and for the newest massively parallel architectures.
Research is pursued in the fields of compressible and incompressible fluid dynamics,
reactive flows, fluid/structure interaction including submarine and aerospace applications,
atmospheric and solar geophysics, magneto-plasma dynamics, fire modeling, engine modeling
and molecular dynamics. We are interested in receiving proposals for basic scientific research
and development directed toward increasing knowledge or understanding pertaining to our on-
going programs in the following topics:
1) Novel modeling and simulation of complex combustion systems involving multi-phase
fuel (including alternate and synthetic fuels) injection such as droplets, sprays and
particulate matter in a gaseous background. Also innovative development, integration and
maintenance of an environment for efficient approaches to the massively parallel
processing of detailed chemical kinetics mechanisms and the development of simplified
chemistry models (for conventional and alternate fuels) for inclusion in multidimensional
simulations of flames, fire and detonations.
2) Innovative characterization of sound generation and investigation of methods to increase
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fuel-air mixing, reduce noise and pollution from jet engines burning current and future
alternate fuels (including bio-derived and synthetic fuels) using direct and large eddy
simulation techniques and supporting data for validation.
3) Novel numerical modeling for large scale studies with general boundary conditions,
modeling of local phenomena in multidimensional magnetofluids, innovative many-body
simulation models for plasma phenomena.
4) New radiation transport and equation of state models for inclusion in highly parallelized
and vectorized hydrodynamic simulation codes which address astrophysical and
laboratory plasmas, in which the effects of radiation transport and non-ideal equations of
state are relevant.
5) Novel techniques for structured and unstructured grid-based unsteady flow solvers for
complex, three-dimensional flows. This research would also address parallel load
balancing and adaptive refinement and re-meshing for unsteady flows. CAD interfaces
with grid generators and unsteady flow solvers for multiple moving surfaces and bodies
in relative motion, bodies in and near a free surface, and bodies in turbulent separating
flows are also sought.
6) Development and application of efficient Flux Corrected Transport (FCT) methods for
Graphical Processing Units and other computational coprocessors.
7) Development, validation and application of techniques for complex multi-phase flows
and development of innovative techniques for the simulation of low Reynolds number
flows through complex geometries.
8) Innovative modeling of elastic-plastic flows and flow interactions with solid deformable
boundaries. This includes shock loading in sand and/or explosive effects on deformable
bodies.
9) Development of innovative and efficient numerical techniques, analysis and experiments
for the simulation and validation of the performance and operation of continuous and
pulsed detonation engines.
10) Development, application, validation, and accreditation of numerical simulation models
needed to support decisions in protection of buildings, facilities, cities and/or military
platforms from the threat of chemical/biological incidents and blasts.
11) Development and application of scalable methodologies for urban geometry and feature
extraction from LIDAR and remote sensing data.
12) Development and application of numerical simulation models, including visualization
techniques, to investigate complex unsteady viscous flows associated with bio-fluidic
systems and devices as well as artificial bio-mimetic vehicles and systems.
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Address White Papers (WP) to Code 6040, by email to 6040whitepapers@nrl.navy.mil. Allow
one month before requesting confirmation of receipt of WP, if confirmation is desired.
Substantive contact should not take place prior to evaluation of a WP by NRL. If necessary,
NRL will initiate substantive contact.
61-24-01 - ELECTROCHEMICAL ENERGY STORAGE, CONVERSION AND
COMMAND/CONTROL
The Alternative Energy Section (Code 6113) of the Chemical Dynamics and Diagnostics
Branch of the Naval Research Laboratory (NRL) is interested in receiving proposals for the
improvement of power/energy sources for U.S. military missions, with a focus on
electrochemical energy storage and conversion systems such as batteries and fuel cells. The
NRL seeks innovate concepts to promote electrification, command & control energy, and supply
chain resilience of emerging energy technologies. Proposals will be considered on topics ranging
from materials discovery and development through systems integration. Energy storage and
conversion materials, components, cells and system level developments and advancement are
requested.
Address White Papers (WP) to PowerEnergyBAA@nrl.navy.mil. Allow one month before
requesting confirmation of receipt of WP, if confirmation is desired. Substantive contact should
not take place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive
contact.
61-24-02 - CORROSION PROCESSES, CONTROL, MITIGATION, AND
TECHNOLOGY
The Naval Research Laboratory (NRL) is interested in receiving proposals for research and
development in materials performance, environmental effects, corrosion processes, corrosion
control and marine coatings technology. These efforts may include studies from basic corrosion
mechanistic studies through applied technology and corrosion control initiatives. The areas of
research and development activities of interest to NRL include, but are not limited to the
following:
1) Develop computational modeling techniques for the development of predictive equations
of state for materials, mechanistic prediction and prognostics, which could greatly reduce
costs, techniques, methodology and processes for developing new materials with
improved corrosion resistance and structural performance attributes. These may include
fundamental composition modification, forming processes, treatments, processing and
augmentation that permit optimization of properties, including corrosion resistance,
cathodic protection requirements, reduction in localized effects, stress corrosion cracking
resistance, reduced hydrogen embrittlement, etc.
2) Improved properties of materials, inhibitors, surface modification and passivation,
property enhancement related to materials physical property improvements, improved
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galvanic compatibility, minimize microbial influenced corrosion (MIC), electrochemical
enhancement, plating, hardening, carburization and low temperature carburization,
surface coatings, welding techniques, annealing, reduced susceptibility to stress corrosion
cracking and hydrogen effects, novel methods for metal extraction, ionic liquids, rapid
prototyping methods, oxidation/reduction effects. Materials efforts may contribute toward
Navy vessels and may include but are not limited to: steels, HSLA steels, stainless steels,
nickel alloys, aluminum alloys, titanium, copper/bronze, magnesium alloys, composites,
polymers, anode materials, and novel materials, such as nano-based, amorphous,
implanted, flame/plasma spray, novel microstructure and unique technology.
3) Design of marine coatings technology that contribute to improved corrosion performance,
new resin/formulation properties, coatings durability, reduced total life cycle cost, dual-
use, improved inspection capability, reduced/marginal surface preparation requirements,
advanced application technology, rapid cure/single coat cure, self-inspecting, radar
adsorption, acoustic damping, improved special hull treatment/mold in place, antifoulant
technology, cavitation/erosion resistance, reduced maintenance and condition based
maintenance (CBM). These efforts may pertain to all ship and submarine platform
technologies and includes applications for aircraft, remotely operated vehicles,
autonomous vehicles, Marine Corps vehicles, component parts and developing
technology.
4) Development of: sensor technology, corrosion control systems, cathodic protection
technology, electrochemical techniques, integrated components, biological materials,
novel electronic circuits, smart materials and structures, dual-use systems, control
algorithms, computational techniques, physical scale modeling, devices, components,
bioremediation techniques, chlorination/dechlorination methods/equipment,
descaling/fouling removal applications, electrical isolation, improved grounding, power
systems, fuel cell technology, catalysts, membrane technology, materials extraction,
novel manufacturing processes – including interstitial hardening and other surface
modification processes that improve the corrosion resistance of materials, diamond
materials, surface enhancements/detection methods, improved concrete
processes/durability, and diver safety technology.
5) Development of materials, coatings, devices, components, product and systems that
address crucial Naval and DoD requirements for corrosion prevention, control,
remediation, maintenance, life-cycle extension, cost reduction, platform sustainment, sea
basing, technical insertion, advanced ship design, propulsion systems, equipment
design/specification, system engineering and unique naval applications.
Address White Papers (WP) to 6130BAA@nrl.navy.mil. Allow one month before requesting
confirmation of receipt of WP, if confirmation is desired. Substantive contact should not take
place prior to evaluation of a WP by NRL. If necessary, NRL will initiate substantive contact.
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61-24-03 - DEVELOPMENT OF MICROSENSORS AND MICROSYSTEMS FOR
PHYSICAL, CHEMICAL, AND BIOCHEMICAL APPLICATIONS
The Naval Research Laboratory (NRL) is interested in receiving proposals for research and
development of new microsensors and microsystems to detect a variety of physical phenomena
and chemical and biochemical species. The Surface Nanoscience and Sensor Technology
Section of the Chemistry Division addresses a variety of DoD problems, from drug analysis to
chemical and biological threat agent detection. NRL is interested in receiving proposals related
to the development of new microsensors and microsystems for the following applications: (1)
measuring physical phenomena such as magnetic and electric fields, pressure, electromagnetic
radiation, temperature, humidity, and other meteorological parameters; (2) detecting chemical
species with high sensitivity and specificity; and (3) detecting biochemical species with high
sensitivity and specificity.
Address White Papers to 6170BAA@nrl.navy.mil. Allow one month before requesting
confirmation of receipt of White Paper, if confirmation is desired. Substantive contact should
not take place prior to evaluation of a White Paper by NRL. If necessary, NRL will initiate
substantive contact.
61-24-04 - APPLICATIONS OF MOLECULAR BIOLOGY, BIOCHEMISTRY,
ANALYTICAL CHEMISTRY AND ADVANCED LASER TECHNIQUES
The Naval Research Laboratory (NRL) Chemistry Division conducts research in a number of
areas related to detection of biological, chemical and other hazardous materials or conditions. In
addition, the Division conducts research in developing tools and methods to transfer, preserve
and characterize and optimize the performance of chemical and biological based materials.
Areas of primary interest include:
1) Characterization of environmental processes and their application to remediation and
restoration technologies;
2) Detection, sampling and characterization of chemical and biological agents, toxic metal
ions and explosives;
3) Unique analytical chemistry tools for more efficient and cost effective sample processing;
4) Genetic- and molecular biological-based tools; (4a) techniques for the preservation and
characterization of cells, tissue and biomaterials; (4b) methods for printing environmental
biological and chemical material;
5) Improved and alternative fuel sources that include hydrogen fuel cells, solid oxide fuel
cells and microbial fuel cells;
6) Atmospheric propagation of femptosecond pulses;
7) Electromagnetic induction sensors and analysis for detection and classification of
unexploded ordinance;
8) Advanced laser and optical techniques, including novel plasmonic systems, optical
diagnostics, remote sensing, and materials-based optical signatures;
9) Microfluidic structures with application to microchip separations, sampling, detection
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and pumping;
10) Chemometrics;
11) Volume sensing through image analysis and machine vision; 12) Reactive multi-
functional coatings;
12) High throughput culturing of unculturable and/or environmentally derived
microorganisms;
13) Lithium ion battery safety diagnostics; and
14) Advanced power system analysis and optimization
Key words describing these research interests include, but are not limited to: chemical sensors,
biosensors, biosurfactants, gene probe technology, biofilms, freeze-drying, lyophilization,
cryopreservation, contaminated sediments, corrosion and biofouling, remote sensing, methane
hydrates, carbon cycling, laser pressure, optical techniques, biocollector, MTADS, capillary
electrophoresis, microchip, laboratory-on-a-chip microfabrication, microfluidics, video-based
detection, machine vision, workspace monitoring, damage control, multivariate analysis,
mobility fuels, thermal stability, antioxidants, and metal catalysis. NRL is interested in receiving
proposals which address innovative technologies or fundamental approaches related to these
research areas.
Address White Papers to code6101@nrl.navy.mil. Allow one month before requesting
confirmation of receipt of White Paper, if confirmation is desired. Substantive contact should not
take place prior to evaluation of a White Paper by NRL. If necessary, NRL will initiate
substantive contact.
61-24-05 - MULTIECHELON DIAGNOSTICS (MEDx) TECHNOLOGY
DEVELOPMENT AND TIERED EVALUATION
Recent advances in diagnostic technologies are blurring the standard definitions of Echelons of
Care [see below for definitions]. As smaller, faster, more sensitive, and easier to perform become
superlatives of emerging technologies, those technologies may now be applicable to more than
one Echelon of Care. For example, complex genomic analysis for alleles, SNPs, or other unique
genomic markers may have started out as an Echelon 4 activity, but can now be performed on a
portable thermocycler device that has the operational characteristics to be successfully deployed
at Echelons 1 or 2. Therefore, the community has never been more empowered to introduce new
technologies across the battlespace, specifically the same technology with multiple concepts of
operation.
The Naval Research Laboratory (NRL) is seeking Research & Development partners to advance
technology developed for in vitro diagnostic devices that are amenable to military hardening and
integration with communication capabilities to support the medical diagnostic and
epidemiological detection and biosurveillance needs of the US military across multiple Echelons
of Care and specifically for field deployment at Echelons 1 or 2.
Desired Design and Performance Capabilities
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[Document continues — 64 more pages]
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