Securities Industry and Financial
SEE SCHEDULE OSIFMA IS THE LEADING TRADE ASSOCIATION FOR BROKER-DEALERS, INVESTMENT BANKS AND ASSET MANAGERS OPERATING IN THE U.S. AND GLOBAL CAPITAL MARKETS. ON BEHALF OF OUR INDUSTRY'S ONE MILLION EMPLOYEES, WE ADVOCATE ON LEGISLATION, REGULATION AND BUSINESS POLICY AFFECTING RETAIL AND INSTITUTIONAL INVESTORS, EQUITY AND FIXED INCOME MARKETS AND RELATED PRODUCTS AND SERVICES. WE SERVE AS AN INDUSTRY COORDINATING BODY TO PROMOTE FAIR AND ORDERLY MARKETS, INFORMED REGULATORY COMPLIANCE, AND EFFICIENT MARKET OPERATIONS AND RESILIENCY. WE ALSO PROVIDE A FORUM FOR INDUSTRY POLICY AND PROFESSIONAL DEVELOPMENT.
Financial Overview
From 2024 IRS Form 990-PF · View filing
Total Assets
$80.9M
+10.9% YoY
Annual Giving
$158K
-11.2% YoY
Grant Count
10
-16.7% YoY
Avg Grant Size
$16K
+6.6% YoY
About Securities Industry and Financial
Based on IRS filings
Securities Industry and Financial is a nonprofit organization focused on Community Improvement & Capacity Building, based in NEW YORK, NY. IRS filing data is available from 2019 through 2024. As of 2024, the organization holds $80.9M in total assets. In 2024, it awarded 10 grants totaling $158K. Net investment income was $2.6M.
Focus Areas
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Geographic Focus
Where this funder awards grants
Grant Distribution by State
Cities
Financial History
Multi-year comparison from IRS filings
| Metric | 2024 | 2023 | 2022 |
|---|---|---|---|
| Total Assets | $80,889,764 | $72,929,787 | $45,548,628 |
| Revenue | $61,779,060 | $60,293,967 | $54,768,620 |
| Expenses | $62,259,281 | $57,479,959 | $53,354,953 |
| Qualifying Distributions | — | — | — |
| Net Investment Income | $2,620,141 | $1,979,827 | $378,686 |
| Distributable Amount | — | — | — |
Giving Over Time
Total grant dollars and number of grants per year
Grant Insights
How this funder distributes its grants
Top Recipients
Top 10 recipients in 2024
Grant Size Distribution
52 grants across all recorded years
Open Grants
3 open opportunities from Securities Industry and Financial
Alfred J. Rauschman Award
SECURITIES INDUSTRY AND FINANCIAL
Amount
Varies
Deadline
Rolling / Open
Operations & Technology Emerging Innovator Award
SECURITIES INDUSTRY AND FINANCIAL
Amount
Varies
Deadline
Rolling / Open
SIFMA C&L Society Inclusion & Engagement Award
SECURITIES INDUSTRY AND FINANCIAL
Amount
Varies
Deadline
Rolling / Open
Giving History
Grant recipients and amounts by year
No grants recorded for .
Leadership & Key People
Officers and directors from IRS filings
Compensation Overview
From 2024 IRS filing
From 2024 filing
| Name | Title | Hours | Compensation |
|---|---|---|---|
| KENNETH E BENTSEN JR | PRESIDENT & CEO | 40 | $2,788,424 |
| KENNETH CELLA | CHAIR | 2 | — |
| LAURA CHEPUCAVAGE | CHAIR-ELECT | 2 | — |
| JIM REYNOLDS | CHAIR-EMERITUS | 2 | — |
| RONALD KRUSZEWSKI | VICE CHAIR | 2 | — |
| LISA KIDD HUNT | TREASURER | 2 | — |
| KEVIN BAILEY | DIRECTOR | 1 | — |
| MATT BENCHENER | DIRECTOR (AS OF 11/2023) | 1 | — |
| ALTHEA BROWN | DIRECTOR (AS OF 04/2024) | 1 | — |
| LIBBY CANTRILL | DIRECTOR | 1 | — |
| SAMARA COHEN | DIRECTOR | 1 | — |
| MICHAEL DURBIN | DIRECTOR (AS OF 01/2024) | 1 | — |
| KATIE FALLON | DIRECTOR | 1 | — |
| ANN FOGARTY | DIRECTOR (AS OF 11/2023) | 1 | — |
| SOL GINDI | DIRECTOR | 1 | — |
| BRENT GLEDHILL | DIRECTOR (AS OF 11/2023) | 1 | — |
| GARY HALL | DIRECTOR | 1 | — |
| NAUREEN HASSAN | DIRECTOR (THRU 01/2024) | 1 | — |
| ROBERT HAWLEY | DIRECTOR (THRU 10/2024) | 1 | — |
| GARY KANE | DIRECTOR | 1 | — |
| MICHAEL KISBER | DIRECTOR | 1 | — |
| DAVID LEFKOWITZ | DIRECTOR | 1 | — |
| JACQUELINE LICALZI | DIRECTOR (AS OF 01/2024) | 1 | — |
| LARRY MARTINEZ | DIRECTOR | 1 | — |
| CHARLOTTE MCLAUGHLIN | DIRECTOR (THRU 11/2023) | 1 | — |
| CRAIG MESSINGER | DIRECTOR | 1 | — |
| CHANCE MIMS | DIRECTOR (AS OF 11/2023) | 1 | — |
| THOMAS PLUTA | DIRECTOR (AS OF 11/2023) | 1 | — |
| ROBERT POPOWSKI | DIRECTOR (THRU 10/2023) | 1 | — |
| DOUGLAS PREISER | DIRECTOR | 1 | — |
| JAMIE PRICE | DIRECTOR (THRU 01/2024) | 1 | — |
| SHAWN QUANT | DIRECTOR | 1 | — |
| SAMUEL RAMIREZ JR | DIRECTOR | 1 | — |
| GARY RAPP | DIRECTOR (AS OF 11/2023) | 1 | — |
| PAUL REILLY | DIRECTOR | 1 | — |
| BRENDAN REILLY | DIRECTOR | 1 | — |
| JOHN FW ROGERS | DIRECTOR | 1 | — |
| JEFFREY ROSEN | DIRECTOR (THRU 11/2023) | 1 | — |
| CLAIRE SANTANIELLO | DIRECTOR | 1 | — |
| ANDY SAPERSTEIN | DIRECTOR (THRU 01/2024) | 1 | — |
| PETER SCHNEIDER | DIRECTOR (THRU 11/2023) | 1 | — |
| KABIR SETHI | DIRECTOR (THRU 04/2024) | 1 | — |
| MARK STEFFENSEN | DIRECTOR (THRU 05/2024) | 1 | — |
| JOSEPH E SWEENEY | DIRECTOR | 1 | — |
| JOHN TAFT | DIRECTOR | 1 | — |
| RYAN TAYLOR | DIRECTOR | 1 | — |
| JOHN VACCARO | DIRECTOR | 1 | — |
| THOMAS WIPF | DIRECTOR (AS OF 01/2024) | 1 | — |
| KASHIF ZAFAR | DIRECTOR | 1 | — |
| JOSEPH SEIDEL | COO | 40 | $1,333,852 |
| DAVID B KRASNER | CFO & CAO | 40 | $759,703 |
| CHERYL L CRISPEN | EXECUTIVE VICE PRESIDENT | 40 | $638,408 |
| SALVATORE CHIARELLI | EXECUTIVE VICE PRESIDENT | 40 | $460,019 |
| SAIMA AHMED | EVP & GEN. COUNSEL | 40 | $930,090 |
| JOSH WILSUSSEN | EXECUTIVE VICE PRESIDENT | 40 | $742,944 |
| ROBERT TOOMEY | MANAGING DIRECTOR | 40 | $587,357 |
| LISA BLEIER | MANAGING DIRECTOR | 40 | $553,695 |
| CARTER K MCDOWELL | MANAGING DIRECTOR | 40 | $537,598 |
| KEVIN CARROLL | MANAGING DIRECTOR | 40 | $550,719 |
| LINDSEY KELJO | MANAGING DIRECTOR | 40 | $588,834 |
| IRA D HAMMERMAN - FORMER | EVP & GENERAL COUNSEL | — | $172,053 |
Subject Areas
Focus areas based on grantmaking activity
Data last updated April 2026. Sourced from IRS Form 990-PF filings.
What could you do with Securities Industry and Financial on Grantable?
- Assess strategic fit with your organization
- Draft a tailored letter of inquiry
- Find open RFPs from this funder
- Monitor for new funding opportunities