FINRA Investor Education Foundation logo

FINRA Investor Education Foundation

ROCKVILLE, MD EIN: 20-0863779 Website

THE MISSION IS TO EMPOWER AMERICANS WITH THE KNOWLEDGE, SKILLS AND TOOLS TO MAKE SOUND FINANCIAL DECISIONS THROUGHOUT LIFE.

Financial Overview

From 2024 IRS Form 990-PF · View filing

Total Assets

$85.6M

+8.3% YoY

Annual Giving

$258K

-36.8% YoY

Grant Count

10

-44.4% YoY

Avg Grant Size

$26K

+13.8% YoY

About FINRA Investor Education Foundation

Based on IRS filings

FINRA Investor Education Foundation is a nonprofit organization focused on Community Improvement & Capacity Building, based in ROCKVILLE, MD. IRS filing data is available from 2020 through 2024. As of 2024, the organization holds $85.6M in total assets. In 2024, it awarded 10 grants totaling $258K. Net investment income was $3.1M.

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Geographic Focus

Where this funder awards grants

Grant Distribution by State

25states
+18 more states

Cities

AkronAlbanyAmesAtlantaAustinBozemanBuffaloCantonCarrolltonChardonDelandEasleyEl DoradoFarmingtonFort LauderdaleFt LauderdaleFt WorthHarrisonburgHastingsHuntington

Financial History

Multi-year comparison from IRS filings

Revenue
Expenses
Qualifying Distributions
Net Investment Income
$0$3M$5M$8M$11M20202021202220232024
Metric202420232022
Total Assets$85,576,894$79,051,155$68,490,035
Revenue$8,900,744$9,397,096$9,847,894
Expenses$4,768,560$5,045,365$4,246,470
Qualifying Distributions
Net Investment Income$3,099,834$2,416,355$3,987,763
Distributable Amount

Giving Over Time

Total grant dollars and number of grants per year

$0$112K$223K$335K$447K5 grants20209 grants202120 grants202218 grants202310 grants2024

Grant Insights

How this funder distributes its grants

Top Recipients

Top 10 recipients in 2024

UNIVERSITY OF TENNESSEE$52KFARMINGTON PUBLIC LIBRAR…$25KKENOSHA PUBLIC LIBRARY$25KNOVA SOUTHEASTERN UNIV INC$25KFDN FOR BALTIMORE CTY PU…$25KSOUTH ARKANSAS COLLEGE$24KBUFFALO & ERIE COUNTY PU…$23KIOWA STATE UNIVERSITY FO…$20KUNITED WAY OF HARRISONBU…$20KUNITED WAY OF PICKENS CO…$20K

Grant Size Distribution

62 grants across all recorded years

56<$50K6$50–100K$100–250K$250–500K$500K–1M$1–5M$5M+

Open Grants

2 open opportunities from FINRA Investor Education Foundation

Giving History

Grant recipients and amounts by year

Among its reported 2024 grants, the largest include University of Tennessee ($51,956), Farmington Public Library Fdn ($25,000), Kenosha Public Library ($25,000).

RecipientPurposeAmount
BUFFALO & ERIE COUNTY PUBLIC LIBRARY BUFFALO, NYTo coordinate basic financial education services for county residents in partnership with several community-based agencies.$22,798
FARMINGTON PUBLIC LIBRARY FDN FARMINGTON, NMTo collaborate with public- and private-sector partners to deliver multigenerational financial capability experiences and services informed by an interactive polling process to ensure alignment with community priorities.$25,000
FDN FOR BALTIMORE CTY PUBLIC LIBRARY TOWSON, MDTo undertake various financial education programs that build generational wealth, including programs that help children learn the fundamentals of earning, spending, and saving money through a "junior marketplace" that models everyday financial transactions; help teens explore career planning, credit, banking, and investing; and help adults and small business owners address budgeting, saving, debt elimination, investing, establishing and repairing credit, college financing, and preparing for retirement.$24,915
IOWA STATE UNIVERSITY FOUNDATION AMES, IATo offer a workplace financial wellness program that encompasses the services of a dedicated resource coordinator, financial education, and an employer-sponsored small-dollar loan for the university's many employees$20,000
KENOSHA PUBLIC LIBRARY KENOSHA, WITo expand community-based financial capability services, including: a financial empowerment series designed for residents near and below the poverty line; goal-oriented financial coaching; virtual programming; and various events to help families work together toward their financial objectives.$25,000
NOVA SOUTHEASTERN UNIV INC FORT LAUDERDALE, FLTo support the university's library in its efforts to educate and counsel Broward County veterans and others on financial literacy, fraud prevention, sustainable homeownership, foreclosure, homelessness prevention, and other financial capability and investing topics.$25,000
SOUTH ARKANSAS COLLEGE EL DORADO, ARTo support the college library in its efforts to deliver financial education programs addressing a range of financial topics of interest to prospective community college students and those already enrolled in community college.$23,562
UNITED WAY OF HARRISONBURG & ROCKINGHAM CTY HARRISONBURG, VATo deliver workplace financial capability services encompassing referrals to local agencies, emergency financial support, group financial education, and one-on-one financial coaching - all in partnership with employers in the area.$20,000
UNITED WAY OF PICKENS COUNTY EASLEY, SCTo deliver workplace financial wellness services, in partnership with local employers, through a program known as Pathways at Work, which encompasses Volunteer Income Tax Assistance, financial education workshops, one-on-one financial coaching, and an employer-sponsored small-dollar loan.$20,000
UNIVERSITY OF TENNESSEE KNOXVILLE, TNTo examine the condition of financial education from the perspective of personal finance teachers in high schools across Tennessee, while giving particular attention to high-poverty schools, the experiences of special education students, and the situation in urban, suburban, and rural schools.$51,956

Leadership & Key People

Officers and directors from IRS filings

Compensation Overview

From 2024 IRS filing

From 2024 filing

NameTitleHoursCompensation
ELLEN FRAWLEYBOARD MEMBER - AS OF 1/08/241
Gwen WeithausBOARD MEMBER - AS OF 5/21/241
JASON FICHTNERBOARD MEMBER - AS OF 1/08/241
Jonathan S SokobinCHAIRPERSON - AS OF 2/12/241
MENEKSE GENCERBOARD MEMBER1
PAUL ROYEBOARD MEMBER - AS OF 1/08/241
PEGGY HOBOARD MEMBER2
Robert W CookChairperson, THRU 2/11/24, Ex Officio Board Member1
Eileen M FamigliettiTreasurer6
Geraldine M WalshPresident48
Jennifer P MitchellCorporate Secretary3
John W ThielBoard Member

Subject Areas

Focus areas based on grantmaking activity

Frequently Asked Questions

What is FINRA Investor Education Foundation?

FINRA Investor Education Foundation is a nonprofit organization focused on Community Improvement & Capacity Building, based in ROCKVILLE, MD. It holds $85.6M in total assets as of 2024.

How large is FINRA Investor Education Foundation?

As of 2024, FINRA Investor Education Foundation holds $85.6M in total assets with $8.9M in annual revenue. It awarded 10 grants totaling $258K in 2024.

Where does FINRA Investor Education Foundation operate?

FINRA Investor Education Foundation has awarded grants in Arkansas, California, District of Columbia, Florida, Georgia, Iowa, Kansas, Massachusetts, Maryland, Michigan, Missouri, Montana, New Hampshire, New Mexico, New York, Ohio, Pennsylvania, Pr, South Carolina, Tennessee, Texas, Virginia, Vermont, Wisconsin, West Virginia.

What size grants does FINRA Investor Education Foundation award?

In 2024, FINRA Investor Education Foundation awarded 10 grants totaling $258K — an average of about $26K per grant, based on its IRS Form 990 filings.

What is FINRA Investor Education Foundation's EIN?

FINRA Investor Education Foundation's EIN (Employer Identification Number) is 20-0863779. IRS Form 990 filing data is available on this page for 2020–2024.

Explore Open Grants

Browse active grant opportunities in FINRA Investor Education Foundation's focus areas in our free grants database

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Data last updated April 2026. Sourced from IRS Form 990-PF filings.

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